EFTA01592777Set 10
2005-07-0139p4,367w
736FY0 FROM 746FY0
1,000,000 CSX CORP BOND CVT
10/30/2021
DONE AT CIBC WORLD MARKETS
CORP
-7,100 CSX CORPORATION
DONE AT CIBC WORLD MARKETS
CORP
FROM 736FY0 ... INTL INC SR NT CV 33
01.3890 05/13/2033
DONE AT CIBC WORLD MARKETS
CORP
-40,580 RPM INCORPORATED
DONE AT CIBC WORLD MARKETS
CORP
-80 CSX CORPORATION
DONE AT EDGETRADE.COM
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592777.pdf
EFTA01592748Set 10
2005-09-0129p3,227w
ARRANGING FLIP
TO 736FY0 FROM 746FY0
-10,200 AMYLIN PHARMACEUTICALS INC
DONE AT CIBC WORLD MARKETS
CORP
1,600 MASCO CORP
DONE AT EDGETRADE.COM INC.
500,000 AMYLIN PHARMACEUTICALS ... 04/15/2011
CORRECTION
DONE AT CIBC WORLD MARKETS
CORP
01 09/02 JOURNAL
01 09/02 JOURNAL
01 09/02 JOURNAL
01 09/02 MRKD/MARKET
01 09/02 JOURNAL
FROM 736FY0 TO 746FY0
736FY0 TO 746FY0 ... ARRANGING FLIP
TO 736FY0 FROM 746FY0
-10,200 AMYLIN PHARMACEUTICALS INC
DONE AT CIBC WORLD MARKETS
CORP
FUNDS RECEIVED BY WIRE
500,000 AMYLIN PHARMACEUTICALS INC
02.5000 04/15/2011
CORRECTION
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592748.pdf
EFTA01419666Set 10
52p9,321w
until January 2002 when he formed Alkeon, Mr. Sparaggis was
associated with CIBC World Market Corp. ("CIBC WM") and its
predecessor, Oppenheimer & Co., Inc., where he was a Managing Director ... employed by CIBC Oppenheimer Corp.
from January 1998 through June 1999, and by CIBC World Markets Corp. from
June
1999 through December 2001, and was the portfolio manager of AAGG
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419666.pdf
EFTA01582174Set 10
2006-11-011p219w
11/14 SOLD -100,000 EDO 15/25 93.95500 95,943.89
04.0000 11/15/2025
DONE AT CIBC WORLD MARKETS
CORP
03 11/14 BOUGHT 1,464 EDO CORPORATION 21.14000 31,022.16
DONE AT CIBC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582174.pdf
January 2002 when he
formed the Investment Manager, Mr. Sparaggis was associated with CIBC World Market Corp. ("CIBC
WM") and its predecessor, Oppenheimer & Co., Inc., where he was a Managing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01374097.pdf
until January 2002 when he formed Alkeon, Mr. Sparaggis was associated with CIBC World Market Corp. ("CIBC WM") and its
predecessor, Oppenheimer 8, Co., Inc., where he was a Managing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01374068.pdf
until January 2002 when he formed Alkeon, Mr. Sparaggis was associated with CIBC World Market Corp. ("CIBC WM") and its
predecessor, Oppenheimer 8, Co., Inc., where he was a Managing
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386266.pdf