EFTA00826925Set 9
2016-05-233p1,046w
covered financial institutions, also must implement a written risk-based customer identification
program ("CIP") that, at a minimum, includes obtaining, verifying and retaining certain information regarding
each new customer, whether ... customer is a natural person or an entity. Persons exempt from the CIP
procedures include governmental agencies and regulated financial institutions.
The Financial Action Task Force (FATF), the international ... arrangement. Other international organizations also endorsed a
requirement to identify beneficial owners.
Current CIP compliance with FATF standard
Current CIP procedures are not required to include identification of the beneficial
https://www.justice.gov/epstein/files/DataSet%209/EFTA00826925.pdf
EFTA02462281Set 11
2016-05-233p900w
covered financial institutions, also must implement a written risk-based customer identification program ("CIP")
that, at a minimum, includes=obtaining, verifying and retaining certain information regarding each new customer,
whether ... customer is a natural person or an entity. Persons exempt from the CIP procedures include governmental
agencies and regulated financial institutions.
The Financial Ac=ion Task Force <http://www.f=tf-gafi.org ... arrangement. Other international organizations also endorsed a
requirement to identify beneficial owners.
Current CIP=compliance with FATF standard
Current CIP procedures are not required to include identification of the beneficial
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02462281.pdf
EFTA01441191Set 10
2013-02-2638p7,394w
JayLipman
Fran M Wickman
Oate
08/26/201312:04 P,M
08/26/2013 12:08 PM
CIP failure rectification [1]
Jay Lipman to: Fran M Wickman
08/26/2013 12:04 PM
Subject
,p> ^ CIP ... failure rectification [1]
Re: CiP failure reci
Classification: For Internal use only
Hi Fran,
Please could you let me know if this document is sufficient for what we need
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01441191.pdf