EFTA02104426Set 10
2014-06-107p1,832w
Deal Roadshows: ACRX, AEZS, ALTR, ATVI, BMTC, BTU, BYI, CAPR, CBG, CEVA, CHMT,
CKSW, CRNT, CTCT, CWCO, DD, DSPG, DTLK, ESNT, FCF, FHN, FL, GLUU, GRC, HBAN, IMAX,
IPHS, JASO
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02104426.pdf
EFTA02153545Set 10
2012-12-036p1,477w
NRGY, DOW
EFTA_R1_00819254
EFTA02153547
Non-Deal Roadshows: ACI, AMRE, BIOS, CKSW, CLX, CYOU, ECL, GRMN, KNL, OFG, PVTB,
SOHU, STI, SWKS, SXL, TECD, TOT, WRLS, OGE
Shareholder Meetings
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02153545.pdf
EFTA02126025Set 10
2013-10-108p1,951w
Autos/Parts +2.04%, Tech +2.00%
Lagging European Sectors: Food/Bev +0.22%, Retail +0.36%, Telco +0.66%
CKSW prelim loss — GILD positive study results — HUBG cuts forecast
Secondaries (announced/priced): CTRP (convert), CMLS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02126025.pdf
EFTA02101572Set 10
2014-07-239p2,236w
SIAL, SPG, TEL, TMO, WHR, BLX, BEAV, CHFC, CCO, CKSW, MYCC, CNMD, COR, EVR,
EFTA_R1_00710078
EFTA02101575
FCF, HERO, JAKK, JNS, KNX, LSTR, LAD, MPX, MKTX, BABY, NYCB
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02101572.pdf
EFTA00400426Set 9
2012-12-035p1,488w
Analyst/Investor Days: AH, KCG, HA, SLG, NRGY, DOW
Non-Deal Roadshows: ACI, AMRE, BIOS, CKSW, CLX, CYOU, ECL, GRMN, KNL, OFG, PVTB, SOHU, STI, SWKS,
SXL, TECD, TOT, WRLS
https://www.justice.gov/epstein/files/DataSet%209/EFTA00400426.pdf
EFTA00413694Set 9
2012-05-086p2,161w
ISIL
Non-Deal Roadshows: ALLT, AUMN, BRCM, CAH, CAMT, CCM, CKSW, CYNO, EXLS, GASS, HSC, KR, LLL,
MASI, MIPS, MJN, MRCY, NE, OCZ, RVBD, S, SCAN, SIRO, SO, SPSC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00413694.pdf
EFTA00417991Set 9
2012-03-155p1,488w
RSTI, LRN, UTX
Non-Deal Roadshows: AAWW, BERG, BCRX, SIP, CCOI, CHEF, CHMT, CKSW, CLPHY, CNDO, CNQR, COV,
CRNT, DK, DVN, DXPE, ECL, EFII, ESL, GLW, HAFC, HPY, HTHT
https://www.justice.gov/epstein/files/DataSet%209/EFTA00417991.pdf
EFTA00414284Set 9
2012-05-026p2,188w
ASCA, AVA, BSY LN, BZH, CBE, CEVA, CKSW, CLH, CLMT, COT, CPK,
CPLP, CTB, DWSN, EDGR, EDGW, EE, ENR, EPD, FELE, GTN, GTS, HSC, HSNI, IACI, LDL, MAC, MMP,
MSCI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414284.pdf
EFTA00433419Set 9
2011-05-244p1,388w
Citi Global Consumer (NY), UBS Oil & Gas (Austin), Barclays
Communications/Media & Tech (NY)
Analyst/Investor Days: CKSW, EP, HRC, BA, LLEN
Non-Deal Roadshows: AEGR, ALTR, AMMD, AUDC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433419.pdf