EFTA01144207Set 9
2013-11-2214p8,791w
Basis (5) Market Value (5) Closing Date PA.
Yield (Local) (Local)
§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§
8-lan-13 CLMT 4,400 Calumet Specialty Products Energy 6.98% ($139,964) $137,452 alan ... Industrial 0.00% (574.250) 574,378 22-Mar-12 11.00 11.02 5128
8-May-12 CLMT 2,000 Calumet Specialty Products Energy 6.98% (551.000) 548A98
https://www.justice.gov/epstein/files/DataSet%209/EFTA01144207.pdf
EFTA01121630Set 9
2013-11-2215p10,820w
Basis (5) Market Value (5) Closing Date PA
Yield (Local) (Local)
8-lan-13 CLMT 4,400 Calumet Specialty Products USD Energy ... CLMT 2,000 Calumet Specialty Products USD Energy 748% ($51,000) $48,498 8-May-12 25.50 24.25 ($2,502)
3-May-12 CG 5,000 Carlyle Group/The USD Financial
https://www.justice.gov/epstein/files/DataSet%209/EFTA01121630.pdf
EFTA02137076Set 10
2013-06-108p1,997w
Speakers: Bullard @ 9:50am (Montreal)
Conferences: CS Communications Technology (Boston)
Analyst/Investor Days: AIDIF, ACHO, CLMT
Non-Deal Roadshows: AXE, BEN, CBSH, CEVA, CINF, GA, IMPV, JOUT, KOG, MGIC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02137076.pdf
EFTA02114020Set 10
2014-02-198p2,006w
downgrade TEN IM
Reporting Pre-Open: DVN, GRMN, HCN, HST, AIMC, CBMX, CCC, CG, CLMT, COBR, DX, DXYN,
ESNT, EV, GEO, HAWK, HL, INOD, KNOP, LAD, LL, MDCO
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114020.pdf
EFTA00413694Set 9
2012-05-086p2,161w
June.
Secondaries (announced/priced): PMT, KKD, SAVE (block trade), ULTA & WWWW (holders), CLMT
IPO's (filed/priced): N/A
Key Research: Barcap upgrades VECO & downgrades BP & initiates RXN (ow) and MM few), Wells
https://www.justice.gov/epstein/files/DataSet%209/EFTA00413694.pdf
EFTA00407451Set 9
2012-08-016p2,004w
ALVR, AMRI, ASCA, RAH, BKW, BOKF, CAMT, CETV, CLMT, CNH, CTRX,
DM, DST, DTG, DWSN, EDGW, EE, ENR, EPD, FVE, GGS, GTS, H, HSNI, HUN, HVB, HYGS, JOUT, LDL,
LFUS
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407451.pdf
EFTA00414284Set 9
2012-05-026p2,188w
ASCA, AVA, BSY LN, BZH, CBE, CEVA, CKSW, CLH, CLMT, COT, CPK,
CPLP, CTB, DWSN, EDGR, EDGW, EE, ENR, EPD, FELE, GTN, GTS, HSC, HSNI, IACI, LDL, MAC, MMP,
MSCI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414284.pdf
EFTA01121645Set 9
15p11,955w
CLMT 2.000 Calumet Specialty Products USD Energy 8.96% ($51,000) $48,498 8-May-12 25.50 24.25 ($2,502)
3-May-12 CG 5,000 Carlyle Group/The USD Financial
https://www.justice.gov/epstein/files/DataSet%209/EFTA01121645.pdf
EFTA00390701Set 9
2013-05-088p2,645w
Reporting Pre-Open: CTSH, LINTA, ALE, AOL, ARQL, ATRS, BIOD, BOFI, CASM, CBMX, CECE, CLMT, CSTE, CWH,
ESLT, EZCH, FOR, FSYS, FUN, GEO, GILT, GKNT, HII, HYGS, INXN, KELYA, KOPN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390701.pdf