Epstein Files Search

EFTA01547159Set 10

2013-12-01104p11,276w

Gain/Loss Est. Annual Inc. Accrued Div. Yield EFTA01547177 European Large Cap Equity HSBC CONT BUFF EQ SX5E 08/29/14 106.43 80% EKO BARRIER- 4%CPN 17% CAP INITIAL LEVEL-05/24/13 ... SX5E:2764.29 40432X-FP-1 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0%CPN 25% CAP INITIAL LEVEL-09/24/13 SX7P:186.77 48126N-VE-4 Total European Large ... 9/24 Purchase 10/1 9/27 10/2 9/27 10/2 9/27 10/2 Purchase Purchase Purchase JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0%CPN 25% CAP INITIAL LEVEL-09/24/13 SX7P

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547159.pdf

EFTA01539756Set 10

2012-06-0197p10,848w

BIOGEN IDEC INC 04033A-10-0 ARIA 144.38 09062X-10-3 BIIB DB CONT BUFF EQ MS 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 ... 2515A1-A7-6 FACEBOOK INC-A 30303M-10-2 FB GS CONT BUFF EQ SPX 7/9/13 80% CONTIN BARRIER- 10.5%CPN 15% CAP INITIAL LEVEL-6/20/12 SPX:1355.69 38143U ... FACE VALUE 2,081,519.00 (ID: 05952H-BY-4) 6/20 6/25 Purchase GS CONT BUFF EQ SPX 7/9/13 80% CONTIN BARRIER10.5%CPN EFTA01539818 15% CAP INITIAL LEVEL-6/20/12

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539756.pdf

EFTA01547035Set 10

2013-06-30124p12,917w

Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield European Large Cap Equity HSBC CONT BUFF EQ SX5E 08/29/14 102.56 80% EKO BARRIER- 4%CPN 17% CAP INITIAL LEVEL-05/24/13 ... DEAL 30140386 N/O Client SWPBDR-UH-6 Unclassified P JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0%CPN 25% CAP INITIAL LEVEL-09/24/13 SX7P:186.77 48126N ... Total Pending Securities Purchased ($1,173,375.00) Purchase Purchase Purchase Purchase Description 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0%CPN 25% CAP INITIAL LEVEL-09/24/13 SX7P

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547035.pdf

EFTA01547263Set 10

2014-01-0184p9,121w

Period 11/1/13 to 11/30/13 Equity Detail Price European Large Cap Equity HSBC CONT BUFF EQ SX5E 08/29/14 80% EKO BARRIER- 4%CPN 17% CAP INITIAL LEVEL-05/24/13 SX5E ... 40432X-FP-1 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0%CPN 25% CAP INITIAL LEVEL-09/24/13 SX7P:186.77 48126N-VE-4 Total European Large Cap Equity

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547263.pdf

EFTA01351030Set 10

2013-12-0310p1,692w

Okay to free deliver: Pershing DTC # = 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: — tx via DTC - Okay to free deliver ... BARRIER- 4% CPN / 17% CAP Cusip: — tx via DTC 1,000,000 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01351030.pdf

EFTA01350987Set 10

2013-12-027p1,018w

Okay to free deliver: Pershing DTC # = 1,000,000 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: — tx via DTC - Okay to free deliver ... BARRIER- 4% CPN / 17% CAP Cusip: — tx via DTC 1,000,000 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350987.pdf

EFTA01351011Set 10

2013-12-0210p1,491w

Okay to free deliver: Pershing DTC # = EFTA01351015 1,000,000 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: — tx via DTC - Okay to free ... BARRIER- 4% CPN / 17% CAP Cusip: — tx via DTC 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01351011.pdf

EFTA01350982Set 10

2013-12-025p915w

Okay to free deliver: Pershing DTC # =III.. 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: — tx via DTC - Okay ... BARRIER- 4% CPN / 17% CAP Cusip: — tx via DTC 1,000,000 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350982.pdf

EFTA01351040Set 10

2013-12-0310p1,895w

Okay to free deliver: Pershing DTC # = - 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: — tx via DTC - Okay to free deliver ... Cusip: 111111111 — tx via DTC - 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: — tx via DTC EFTA01351047

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01351040.pdf

EFTA01350994Set 10

2013-12-028p1,401w

Okay to free deliver: Pershing DTC # = 0443 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4 — tx via DTC - Okay ... Cusip: 40432XFP1 — tx via DTC 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4 — tx via DTC EFTA01350999

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350994.pdf

EFTA01351021Set 10

2013-12-039p1,598w

Okay to free deliver: Pershing DTC # = 0443 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4 — tx via DTC - Okay ... Cusip: 40432XFP1 — tx via DTC 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01351021.pdf

EFTA01351845Set 10

2013-12-0212p1,721w

Okay to free deliver: Pershing DTC # = 0443 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4 — tx via DTC - Okay ... Cusip: 40432XFP1 — tx via DTC 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01351845.pdf

EFTA01350978Set 10

2013-12-024p733w

Okay to free deliver: Pershing DTC # = 0443 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4 — tx via DTC Okay ... Cusip: 40432XFP1 — tx via DTC 1,000,000 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350978.pdf

EFTA01351002Set 10

2013-12-029p1,541w

Okay to free deliver: Pershing DTC # = 0443 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4 — tx via DTC - Okay ... Cusip: 40432XFP1 — tx via DTC 1,000,000 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01351002.pdf

EFTA01539853Set 10

2012-07-0185p9,090w

BIOGEN IDEC INC 04033A-10-0 ARIA 145.83 09062X-10-3 BIIB DB CONT BUFF EQ MS 08/07/12 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL-07/15/11 ... 2515A1-A7-6 FACEBOOK INC-A 30303M-10-2 FB GS CONT BUFF EQ SPX 7/9/13 80% CONTIN BARRIER- 10.5%CPN 15% CAP INITIAL LEVEL-6/20/12 SPX:1355.69 38143U

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539853.pdf

EFTA01499730Set 10

2013-10-011p140w

European Large Cap Equity HSBC CONT BUFF EQ SX6E 08/29/14 108.43 2,000,000.000 2.128600.00 2,000,000.00 128,800.00 80% EKO BARRIER- 4%CPN 17% CAP INITIAL LEVEL ... /24/13 SX5E:2784.29 40432X-FP-1 JPM CONT BUFF EQ SXTP 10/16114 101.00 1,000,000.000 1,010,000.00 1,000,000.00 10,000.00 85% CONTIN BARRIER

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499730.pdf

EFTA01499787Set 10

2013-11-011p108w

Value Original Cost Gain.,Loss Accrued Div. Yield European Large Cap Equity HSBC CONT BUFF EQ SXSE 08/29/14 ... INITIAL LEVEL-05/24/13 SXSE:2764.29 40432X-FP-1 JPM CONT BUFF EQ SX7P 10/19/14 101.25 1.000.000 000 1,012,500.00 1.000 000 00 12.500 00 85% CONT1N BARRIER

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499787.pdf

EFTA01547347Set 10

2014-02-2145p6,255w

12/16/2011 HELD BY EUROCLEAR ISIN XS0717735822 SEDOL B7FQXT1 (ID: G47153-9D-3) HSBC CONT BUFF EQ SX5E 08/29/14 80% EKO BARRIER- 4%CPN 17% CAP INITIAL LEVEL-05/24/13 SX5E ... DATE 12/05/13 CLIENT REF 105881452 (ID: 40432X-FP-1) 12/5 Free Delivery 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0%CPN 25% CAP INITIAL LEVEL-09/24/13 SX7P

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547347.pdf

EFTA01499840Set 10

2013-12-011p263w

SEDOL B7FQXTI (ID: 04715J-9D-3) 12/5 Free Delivery HSBC CONT BUFF EQ SX5E 08/29/1480% EKO (2,000,000.000) (2,096,600.00) BARRIER- 4%CPN 17% CAP INITIAL LEVEL ... DATE 12/05/13 CLIENT REF 105881452 (ID: 40432X-FP-1) 12/5 Free Delivery JPM CONT BUFF EQ SX7P 10/16/1485% CONTIN (1,000,000.000) (976,500.00) BARRIER- 0%CPN 25% CAP INITIAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499840.pdf

EFTA01493268Set 10

2012-07-011p191w

09062X-10-3 BIIB DB CONT BUFF EQ MS 08/07/12 64.77 1.000.000 000 847.880.00 1,000,000.00 (352,340.00) 25% CONTIN BARRIER- 13%CPN 30% CAP INITIAL LEVEL ... 30303M-10-2 FB GS CONT BUFF EQ SPX 7/9/13 101.74 3,000,000.000 3,052,140.00 3,000,000.00 52,140.00 80% CONTIN BARRIER- 10.5%CPN 15% CAP INITIAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493268.pdf