EFTA02151967Set 10
2012-12-177p1,491w
WWAV/YELP (ew's) & cuts Bill
Key Research: RBC upgrades BROIWRB, Bofa initiates CPHD (buy), BB&T cuts CNW
Key Research: Piper upgrades INFA, Baird upgrades PEB, DB upgarades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02151967.pdf
EFTA02147513Set 10
2013-02-158p1,885w
EFTA_R1_00806436
EFTA02147516
Analyst/Investor Days: AEP, GTXI, RHP, ONNN
Non-Deal Roadshows: BRLI, CPHD, ENTG, EQIX, JBL, MAT, NVDQ, SLF, STO, VR
Shareholder Meetings: ADAT, JACK, EV, SLP
Equity/Mixed
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02147513.pdf
EFTA02090749Set 10
2014-11-187p1,856w
ACCO, EEFT, EGL, INWK, ISIS, SEIC, SHI, AKRX, AMCX, AIRS,
AVD, AWAY, CAH, CARB, CPHD, CSGP, CSII, CTCT, BRIT, ELLI, EVOL, EXAR, FXCB, G, GIMO,
GLW, HELE, HGR, HLSS, HSIC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02090749.pdf
EFTA02128826Set 10
2013-09-128p2,010w
ACCL, PLD, BEBE
Non-Deal Roadshows: ABM, ATML, AXP, BALT, BOKF, BYI, CAKE, CEVA, CPHD, DIOD, DLA,
DTEGY, EGN, ESPGY, FMBI, HE, IGTE, LPL, MDC, MEDS, MIC, MILL, MM, MMYT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128826.pdf
EFTA02092911Set 10
2014-10-168p2,182w
Reporting Post-Close: COF, GOOG, PBCT, SNDK, SLB, SYK, XLNX, AMD, ASBC, ATHN, BBNK,
CPHD, COBZ, CCK, CYT, EGP, INDB, QLGC, WDFC, WTFC
Economic Data: Jobless Claims © 8:30am, Industrial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02092911.pdf
EFTA02147503Set 10
2013-02-268p2,062w
EFTA02147506
Analyst/Investor Days: DLPH, JPM, DRI, JNPR, WBSN
Non-Deal Roadshows: AFFX, AFL, CA, CPHD, CRK, CSRE, ESV, GIVN, 1O, JAH, LOGM, OAK,
OPTR, OZRK, RPRX, SLTC, SPNS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02147503.pdf
EFTA00370849Set 9
2014-04-226p1,752w
SHEN, WBSH, WASH, MET, ASBC, MDU, MPX, ROL, LINE, LNCO,
RES, BANR, CPHD, CYT, NIDB, PGC, SYK, RNST, FLIC, SP, SSD, BIO, RYL
Equity/Mixed Shelfs: ZION, EFC ($750M)
Other Newspaper
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370849.pdf
EFTA00370946Set 9
2014-04-176p1,714w
TZOO, WBS, WSO, ZX
Reporting Post-Close: ACTG, AMD, AMRB, ASBC, ATHN, CBF, CHKE, CPHD, HUBG, INDB, ISBC, SCSS, SFNC, WHG
Economic Data: Jobless Claims @ 8:30am, Bloomberg Economic Expectations
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370946.pdf
EFTA00388343Set 9
2013-06-267p2,067w
upgrades HNT, BMO upgrades KEY, Nomura upgrades MGM, UBS cuts VHS, Opco assumes CPHD (op)
Europe Key Research:
•• Citi upgrades the Spanish Banks (SAN SM, BBVA SM, BKT SM, CABK
https://www.justice.gov/epstein/files/DataSet%209/EFTA00388343.pdf
EFTA00387192Set 9
2013-07-187p2,112w
GOOG, ISRG, MSFT, PBCT, SYK, ACTG, AEHR, ALGN, ASBC, ATHN, BGS,
CBST, CE, COBZ, CPHD, CYN, CYT, EFII, EGP, ELY, FWRD, GRT, HUBG, ICUI, MATW, OCFC, PGI, SWKS
https://www.justice.gov/epstein/files/DataSet%209/EFTA00387192.pdf
EFTA00379407Set 9
2013-11-216p1,983w
SREV
Non-Deal Roadshows: AA0I, ANFI, ATRC, BK, BMY, GARB, CERS, CIT, COHR, CPHD, CTRL, CYTK, DIOD, DXCM,
FLS, FUEL, HOT, OMN, INWK, MAS, MMM, MYGN, NJ, NXPI, OMCL
https://www.justice.gov/epstein/files/DataSet%209/EFTA00379407.pdf
EFTA02114961Set 10
2014-02-048p2,280w
STLY 30c adj loss/shr — NLST #'s better — ILMN additional $250M buyback
Secondaries (announced/priced): HALO, CPHD (convert), USAC, ABIO, VWS DC
IPO's (lock-up expires): Cvent (CVT), Frank's International
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114961.pdf