EFTA00413694Set 9
2012-05-086p2,161w
ACTS, AMRN, AMRS, ARAY, ARC, ARCL, ARTNA, ARWR,
ATEC, BEAT, CHKM, CIX, CMRE, COKE, CQB, CT, CVG, CEPO, DIOD, DMD, EGY, EIG, ETE, ETP, EVC,
EVOL, EXE, FNGN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00413694.pdf
EFTA02122552Set 10
2013-11-0710p3,010w
CBRX, CCO, CECE, CEQP, CLINE, CMLP, CNK, CNSL, COMM,
COWN, CPW, CPK, CPN, CQB, CRTX, CSUN, CTCM, CYN, EMCI, FCN, FLL, FLO, FLY, FNP,
FSYS, FUN, FUR, FWLT, FWM, FXCM
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122552.pdf
EFTA00433192Set 9
2011-05-315p1,376w
Sterne Agee Cornerstone of Industry (Chicago)
Analyst/Investor Days: N/A
Non-Deal Roadshows: AERL, CHRW, CQB, CRI, CRNT, MIG, MXIM, RNST, SMCI, UMBF, WB, WG
EFTA00433193
Shareholder Meetings: ESV, MICC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433192.pdf
EFTA02156002Set 10
2012-11-077p1,860w
BLMN, BRS, BWC, CDXS, CERS, CHDX, CIX, CLR,
CNQR, CODI, CPA, CPE, CPNO, CQB, CSU, CXO, CXPO, CXW, DBLE, DCO, DK, DVR, EAC, EFC,
EIG, ENPH, ENSG, EPAY, EPM, ERII
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02156002.pdf