EFTA02131300Set 10
2013-08-0610p2,632w
last.
"'Trade Balance @ 8:30am, Obama housing speech in Phoenix today"'
"'ADM, CHTR, CTSH, CVS, EXPD, HCN, HSIC, ICE, TAP, DISH, KORS, STWD, VSI #'s pre-open***
***CF, CHRW ... upgrades DWNI GR, HAB GR
EFTA_R1_00775725
EFTA02131303
Reporting Pre-Open: ADM, CHTR, CTSH, CVS, D, DNR, EMR, EXPD, FE, FOSL, HAR, HCN, HSIC,
ICE, IFF, LINTA ... ARCO, AYR, BBEP, BCRX, BIP, BLRX, BPI, CCC, CGEN, CKP, CNK, CRTX, CTCH, CTCM,
CTSH, DBD, DGIT, DISH, DW, DWRE, DWSN, EE, ENDP, EXH, EXLP, FBN, FSTR, GGS, GSJK
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02131300.pdf
EFTA00390873Set 9
2013-05-078p2,555w
june 65 calls at .80 to help finance it traded outright earnings wed morning
CTSH (65.65 -1.4%) with stock trading 66.10 we noted outright may 60/70 risk reversal trade ... link), Wells Industrial &
Construction Conference (NYC), D.A. Davidson Financial Services Conference (Seattle, WA), Earnings (CTSH, LINTA,
ATVI, CTL, MNST, NWSA, EXPD)
Thursday: Wholesale Inventories, Retail Sales, BOE rate decision, Earnings
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390873.pdf
EFTA00390701Set 9
2013-05-088p2,645w
Finland, Switzerland, Austria, Russia. Ira Sohn today in NYC. SPA's —
flat = 1620 last.
"'CTSH, LINTA, AOL, MPEL, WEN report pre-open, Mortgage Apps @ lamm
mATVI, CF, CTL, MSNT, NWSA ... Oriel downgrade HSX LN, Panmure downgrade SBRY LN, upgrade CMS LN
Reporting Pre-Open: CTSH, LINTA, ALE, AOL, ARQL, ATRS, BIOD, BOFI, CASM, CBMX, CECE, CLMT, CSTE, CWH,
ESLT, EZCH
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390701.pdf
EFTA02154634Set 10
2012-11-126p1,421w
Analyst/Investor Days: CZZ, CAH, RAI, MDSO, DNR
Non-Deal Roadshows: AEZS, BWC, CEC, CTSH, F, HSH, LPS, LSCC, MDVN, MINI, MSA, NVDA,
TRNX, ZAGG
Shareholder Meetings: PVSW
EFTA
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02154634.pdf
leverage?)
c. Technology
i. DB Global Markets Basket: QCOM, AAPL, EMC, APH, GOOG,
ACN, CTSH, IBM, WU, BRCM, INTC, VNTV, WNS, FCS, ONNN
V. Other Investment Opportunities [Tazia]
a. RREEF
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344474.pdf
EFTA02137279Set 10
2013-06-048p1,909w
ZINC, HPY
EFTA_R1_00787012
EFTA02137282
Shareholder Meetings: SZYM, SAP, GLF, VMED, IRWD, PRO, CTSH, BGCP, BPL, CSGP, INVE,
MAKO, MWW, NBR, RPT, SRPT, SYNT, TGE, SGMS, WNR, ALCS, ARCC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02137279.pdf
EFTA01350913Set 10
2013-10-222p160w
Rico Cofina Bonds
Technology
DB Global Markets Basket: QCOM, AAPL, EMC, APH, GOOG, ACN, CTSH, IBM, WU,
BRCM, INTC, VNTV, WNS, FCS, ONNN
Other Investment Opportunities — [Tazia]
RREEF (Real Estate
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350913.pdf
EFTA01350905Set 10
2013-10-228p647w
EFTA01350910
c. Technology
i. DB Global Markets Basket: QCOM, AAPL, EMC, APH, GOOG,
ACN, CTSH, IBM, WU, BRCM, INTC, VNTV, WNS, FCS, ONNN
V. Other Investment Opportunities — [Tazia]
a. RREEF
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350905.pdf
EFTA00614919Set 9
2014-10-1411p3,779w
Equity $ (1,099,154) $ 12,076,396 -0.02%
CTSH US Equity $ (26,603) $ (13,893,892) 0.00%
CVE CN Equity $ (1,547,160) $ -0.02%
CVS US Equity
https://www.justice.gov/epstein/files/DataSet%209/EFTA00614919.pdf
EFTA00410573Set 9
2012-06-265p1,759w
NTAP, BMO, BDN
Non-Deal Roadshows: AERL, AGO, AVB, B, BBG, BMY, BRY, CTSH, CXPO, DELL, EXAS, FAST, ICUI,
INXN, IPXL, KOG, LPI, LTD, MIC, MTZ, NU, PWR, R, RIGL
https://www.justice.gov/epstein/files/DataSet%209/EFTA00410573.pdf
EFTA01351237Set 10
2013-10-227p609w
leverage?)
c. Technology
i. DB Global Markets Basket: QCOM, AAPL, EMC, APH, GOOG,
ACN, CTSH, IBM, WU, BRCM, INTC, VNTV, WNS, FCS, ONNN
V. Other Investment Opportunities — [Tazia]
a. RREEF
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01351237.pdf
EFTA00414238Set 9
2012-05-046p1,839w
Week
Monday: Consumer Credit, DB Healthcare Conference (Boston), Jefferies Global TMT Conference
(NYC), Earnings (CTSH, BSFT, SYY, TSN, EA, VN0)
Tuesday: NFIB Small Business Optimism, UBS Financial Services Conference
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414238.pdf
EFTA00401802Set 9
2012-11-136p2,037w
Deal Roadshows: AEZS, AFSI, AMD, ANSS, B, BRO, CECE, CHKP, CHMT, CIR, CRUS, CTSH, DBD, ECPG, ENR,
EVER, GOLD, GPOR, HNI, HSH, IMO, INTC, INVN, IPAS, KOP, LPS, MDVN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00401802.pdf