EFTA02104426Set 10
2014-06-107p1,832w
ACRX, AEZS, ALTR, ATVI, BMTC, BTU, BYI, CAPR, CBG, CEVA, CHMT,
CKSW, CRNT, CTCT, CWCO, DD, DSPG, DTLK, ESNT, FCF, FHN, FL, GLUU, GRC, HBAN, IMAX,
IPHS, JASO, LB, LTRX
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02104426.pdf
EFTA02121969Set 10
2013-11-129p2,327w
EFTA02121972
Reporting Post-Close: ACFN, API, ATOS, BSOR, BWC, CALL, CDXS, CPA, CVT, CWCO, CYCC,
DIOD, DSCO, EARN, EGL, EMAN, ERA, EVOL, FI, FPRX, GNMK, GSB, GTE, HPTX, ICEL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121969.pdf
EFTA02134627Set 10
8p1,943w
Rohnert Park, CA)
Conferences: No major conferences
Analyst/Investor Days: N/A
Non-Deal Roadshows: CSGP, CWCO, DSCI, LNDC, TYL
Shareholder Meetings: QBAK, AGNC, BBBY, ESMC, PLUG, MDVN, BKFG, ROYL, SPPI
Equity/Mixed
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02134627.pdf
EFTA00390785Set 9
2013-05-097p2,239w
BBOX, BCEI, BEBE, BFAM, BID, BONE, BPZ, BRKS, BSCIR, BSTC, XALL,
CCIX, CDR, CPE, CWCO, CYTX, DAR, DIOD, DVCR, EAC, EXPG, EMAN, EMKR, ET, FNHC, FOLD, FTK, FXEN, GBLI,
GLPW
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390785.pdf
EFTA00417991Set 9
2012-03-155p1,488w
VVTV, WGO, YONG,
ARDNA, CLSN, KCAP, KITD
Reporting Post-Close: ACFN, AGM, COMV, CWCO, DOLE, GAIA, GTY, INTX, NWY, PRMW, PWRD, RNF,
RSOL, RTK, ULTR, UWN, VGZ
Economic Data: Empire
https://www.justice.gov/epstein/files/DataSet%209/EFTA00417991.pdf
EFTA00388343Set 9
2013-06-267p2,067w
LODE
Non-Deal Roadshows: BPL, BSTC, CKP, COO, COR, CORE, CPST, CSL, CTGX, CWCO, DCIN, DY, EGAN, ESL,
HPTX, IPXL, KAI, KOP, MDU, NOV, PKY, PWR, ROG, SCMP, SNE, SNTA
https://www.justice.gov/epstein/files/DataSet%209/EFTA00388343.pdf
EFTA00388231Set 9
2013-06-287p1,959w
Rohnert Park, CA)
Conferences: No major conferences
Analyst/Investor Days: N/A
Non-Deal Roadshows: CSGP, CWCO, DSCI, LNDC, TYL
Shareholder Meetings: QBAK, AGNC, BBBY, ESMC, PLUG, MDVN, BKFG, ROYL, SPPI
Equity/Mixed
https://www.justice.gov/epstein/files/DataSet%209/EFTA00388231.pdf
EFTA00402020Set 9
2012-11-096p1,838w
URRE, VSCP, VTG, WMC, XIN, XTEX, XTXI, YONG, HEK
EFTA00402022
Reporting Post-Close: CRDN, CWCO, LVB, MDVN, SYUT, TIGR, WAVX, XIDE
Economic Data: Import Price Index @ 8:30am
https://www.justice.gov/epstein/files/DataSet%209/EFTA00402020.pdf
EFTA00433419Set 9
2011-05-244p1,388w
Shareholder Meetings: AMLN, VSCP, FIG, HEES, ZLCS, ARB, FOLD, MHS, RCL, SVNT, TG, BTC, CWCO,
EMIS, FFBC, KFT, QLTY, DBLE, DGLY, BRE, KRC, ELON, NTGR, PFBC, CLI, PMD, ANCX, FCLF
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433419.pdf
EFTA02139472Set 10
2013-05-098p2,231w
BBOX, BCEI, BEBE, BFAM, BID,
BONE, BPZ, BRKS, BSQR, BSTC, XALL, CCIX, CDR, CPE, CWCO, CYTX, DAR, DIOD, DVCR, EAC,
EXPG, EMAN, EMKR, ET, FNHC, FOLD, FTK, FXEN, GBLI, GLPW
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02139472.pdf