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Corpus: 1990-03-17 – 2025-12-01

August 2011

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Results by Dataset62 total

Set 9

Set 10

results for “"Canaccord"”

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EFTA00593173Set 9

2011-08-121p303w

issued share capital, all of which were in favour of the resolutions. General Canaccord Genuity Limited, which is authorised and regulated in the United Kingdom by the Financial Services Authority ... else in relation to the proposals referred to in this announcement Canaccord Genuity Limited will not regard any other person as its client in relation to such proposals and will ... anyone other than the Company for providing the protections afforded to clients of Canaccord Genuity Limited or for providing any advice in relation to the contents of this announcement

https://www.justice.gov/epstein/files/DataSet%209/EFTA00593173.pdf

EFTA00640390Set 9

2011-08-121p314w

issued share capital, all of which were in favour of the resolutions. General Canaccord Genuity Limited, which is authorised and regulated in the United Kingdom by the Financial Services Authority ... else in relation to the proposals referred to in this announcement. Canaccord Genuity Limited will not regard any other person as its client in relation to such proposals and will ... anyone other than the Company for providing the protections afforded to clients of Canaccord Genuity Limited or for providing any advice in relation to the contents of this announcement

https://www.justice.gov/epstein/files/DataSet%209/EFTA00640390.pdf

EFTA02097378Set 10

2014-09-118p2,083w

price range NOK 28-36) US Key Research: Barcap initiates NSM/OCN (ew) & WAC (uw), Canaccord initiates TVVTFUYNDX (buy), JMP initiates GMED (op) • Cowen initiates CPE/GDP/SYRG/PBR/LNR AU (op) & MPO (mp), Mizuho ... ShoreCap downgrades STHR LN, Nomura initiates WDI GY (buy), Macquarie upgrades TIT IM, Canaccord upgrades PGS NO • ABN upgrades VASTN NA, Liberum initiates ... upgrades NORD LN & resumes POLY LN (ew) Swedbank initiates COMH SS (reduce), Canaccord downgrades ASHM LN, Numis upgrades HFG LN MS upgrades BPTY LN, N+1 Singer downgrades

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02097378.pdf

EFTA02128810Set 10

2013-09-099p2,106w

buys) & SBH (neut) • Raja downgrades FITB, DB reinstates ROC (hold), Evercore reinstates S (ew), Canaccord downgrades IACI Europe Key Research: • CS downgrade HEIA NA, JPM downgrade DIXY RM, Barc downgrade ... Conference (NYC), Earnings (0Q, VRA, MW) Thursday: Treasury Monthly Budget Statement, Import Price Index, Canaccord Infrastructure Conference (Toronto), Earnings (MANU, KR, LULU, ALOG) Friday: PPI, Retails Sales, Earnings (ZAZA

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128810.pdf

EFTA02093112Set 10

2014-10-158p2,249w

resumes CGG FP (uw), Berenberg initiates RUI FP (buy) • Bernstein upgrades SREN SW, Canaccord initiates TSB LN (sell), Cantor LHA GR reinstates LHA GR (hold) • Citi upgrades ... Manufacturing / Retail Sales / PPI 8:30am, Business Inventories @ 10am, Treasury Budget Statement @ 3pm Conferences: Canaccord Global Resources (NYC) Analyst/Investor Days: CGA, SFE, MELI, TWX, ULTA, QLYS, SAFM Non-Deal Roadshows

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02093112.pdf

EFTA02126025Set 10

2013-10-108p1,951w

Raja initiates ORIT (op), Roth initiates HUIAG/LMAT (buy), Steme Agee upgrades TIF (buy) • Canaccord initiates BA/BEAV/DCO/HXUPCP/TDG (buys) & COUESL/SPR/TGI (holds) EFTA_R1_00764198 EFTA02126027 Europe Key Research: SocGen initiates ISAT ... downgrades LG FP, GS adds LUMI SS to conviction buy, Canaccord says Royal Mail valuation 581p/share ▪ Nordea upgrades SKFB SS, Barclays initiates GCC ID (uw), MS downgrades

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02126025.pdf

EFTA02128826Set 10

2013-09-128p2,010w

Boston), Barcap Energy (NYC) Conferences: UBS Paper & Packaging (NYC), BMO Back to School (NYC), Canaccord Infrastructure (Toronto) Analyst/Investor Days: ATR, USB, ECL, COV, PLXS, ACCL, PLD, BEBE Non-Deal Roadshows

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128826.pdf

EFTA02113512Set 10

2014-02-258p2,046w

upgrades PEBO (buy), Susquehanna initiates ADBE (pos) Stifel initiates CARA/ALGT/ALK/DAUSAVE/UAL (buy) & HAAJBLU/LUV (hold) Canaccord upgrades GSS & cuts RFMD, Opco upgrades NDSN EFTA_R1_00737174 EFTA02113514 Brean upgrades TQNT, JPM cuts

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02113512.pdf

EFTA02123600Set 10

2013-10-299p2,436w

cuts UTL, DB downgrades WPP, Raja cuts ONB FBR initiates IPG/CBS/MHFI (op's), Canaccord downgrades VOLC, GS upgrades MKTO (buy) EFTA_R1_00759371 EFTA02123603 Europe Key Research: • Nomura initiate VOLVB

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02123600.pdf

EFTA02114020Set 10

2014-02-198p2,006w

Riley initiates VCRA (buy), FBR initiates AOS/JCl/LII/SUNE/ (op) & TSLA?CPST/FCEL (mp) • Raja downgrades DRC, Canaccord initiates HEI (buy), RBC upgrades RTN, Topeka initiates CKEC (buy) EFTA_R1_00738485 EFTA02114022 • Citi

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114020.pdf

EFTA02112117Set 10

2014-03-118p2,090w

Services (AZ), DB Media/IntemetfTelecom, JPM Industrials/Transportation (NYC), Roth Growth (CA) Conferences: Bernstein Biotech (Snowbird), Canaccord Musculoskeletal (New Orleans), ISI Industrials (NYC) Conferences: Bota Consumer & Retail (NYC), Piper TMT (NYC), Barcap

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02112117.pdf

EFTA02142802Set 10

2013-04-087p1,595w

Biopharma (KYTH), Realogy Holdings (RLGY), Shutterstock (SSTK) US Key Research: • Barcap initiates Gill (ow), Canaccord initiates VRTX (hold), Several brokers initiate SSNI • GS resumes Engineering & Construction (neut): CBI/KBR

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02142802.pdf

EFTA02147429Set 10

2013-02-219p2,253w

GNRC, KMP, ACHN, TAL, TRW, KORS priced $61.50 IPO's: N/A US Key Research: • Canaccord resumes ARMH (buy), Jeff cuts HEK/QEP, JPM reinitiates AAMRQ (ow) & upgrades LCC • Wells downgrades

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02147429.pdf

EFTA02108705Set 10

2014-04-146p1,515w

neut) e Nordea upgrades KNEBV FH/BO DC, UBS downgrades STM FP/TOM2 NAITRMO SS (sell) ▪ Canaccord downgrades ANTO LN, Banca Akros upgrades TIT IM, Gilbert Dupont upgrades IPN FP Reporting

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02108705.pdf

EFTA02123847Set 10

2013-10-3110p2,550w

ITRI, BTIG initiates ESNT (buy), ISI downgrades MDAS Jefferies downgrades SEE, RBC downgrades PRTA, Canaccord cuts FLR Bofa downgrades UMC, Piper initiates WNC (ow), Opco initiates FEYE (perform) Evercore reinstates

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02123847.pdf

EFTA02101572Set 10

2014-07-239p2,236w

EFTA02101574 • Barcap initiates TSE (ew), Bernstein downgrades RTN, Baird downgrades MCD/DRH • BMO cuts XLNX, Canaccord cuts HXL, Goldman upgrades LIP (buy) & reinstates MW (buy) • DB initiates ACT/ENDP/MNK/MYUPRGO/TEVA (buy) & HSP/SLXPNRX (hold

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02101572.pdf

EFTA02096339Set 10

8p1,817w

Beka upgrades EBRO SM, Equinet downgrades VIH GY, Citi initiates ZPLA LN (n) Canaccord upgrades AKSO NO, Citi upgrades JPR LN & TNI LN and resumes COB LN (n), LBBW downgrades

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02096339.pdf

EFTA02130329Set 10

2013-09-038p1,866w

conviction buy) and STZ (buy) & cuts DF BMO cuts LEAP, JPM upgrades O1, Canaccord downgrades WSM, Compass Point upgrades GDOT (buy) • Stifel initiates FOXF (hold) and CVT (hold) Europe

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02130329.pdf

EFTA02143300Set 10

2013-03-287p1,793w

Credit Suisse IPO's (lock-up expires): Apollo Global Management (APO) US Key Research: ▪ Canaccord initiates BDC/ECL (buy's) & EMR/ROP (hold's), Cowen initiates LMOS (op) GS initiates LULU

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02143300.pdf

EFTA00387400Set 9

2013-07-177p1,921w

Miller Tabak initiates AREX/FANG (buys), KBW upgrades TAYC/MBFI •• FBR upgrades ADBE, Baird upgrades BWA, Canaccord downgrades GSS (sell) •• Raja downgrades ININ, BMO cuts PKG, Williams Capital cuts NVE Europe

https://www.justice.gov/epstein/files/DataSet%209/EFTA00387400.pdf