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EFTA01112925Set 9

2012-07-2498p33,980w

N M Rothschild & Sons Limited Annual Report 2012 On ROTHSCHILD EFTA01112925 EFTA01112926 Contents Directors 5

https://www.justice.gov/epstein/files/DataSet%209/EFTA01112925.pdf

EFTA01462254Set 10

Before engaging In options trading, it is very important that you read the "Characteristics and Risks of Standardized Options" (the Option Disclosure Document). -Pis Option Disclosure Document may be obtained ... refer to the section entitled 'Special Risks of Foreign Currency Options" in the "Characteristics and Risks of Standardized Options" disclosure document. Deutsche Bank AG. including its subsidiaries and affiliates, does

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01462254.pdf

EFTA01380095Set 10

2009-02-011p387w

November 2012 Supplement to Characteristics and Risks of Standardized Options The February 1994 version of the booklet entitled Characteristics and Risks of Standardized Options (the "Booklet") is amended as provided

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01380095.pdf

EFTA01193824Set 9

2014-07-016p1,943w

intended recipients are Professional investors (as defined by MiFID). who understand the strategy. characteristics and risks associated with any ideas proposed herein and will be able to evaluate it independently ... intended recipients are Professional investors (as defined by MiFID). who understand the strategy, characteristics and risks associated with any ideas proposed herein and will be able to evaluate it independently

https://www.justice.gov/epstein/files/DataSet%209/EFTA01193824.pdf

EFTA01981558Set 10

2014-07-118p6,835w

option risk disclosure documents. For a copy of the Option Clearing Corporation's Characteristics and Risks of Standardized Options. please contact your J.P. Morgan Representative or visit

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01981558.pdf

EFTA00300337Set 9

2014-05-229p5,425w

option risk disclosure documents. For a copy of the Option Clearing Corporation's Characteristics and Risks of Standardized Options. please contact your J.P. Morgan Representative or visit

https://www.justice.gov/epstein/files/DataSet%209/EFTA00300337.pdf

EFTA01149242Set 9

option risk disclosure documents. For a copy of the Option Clearing Corporation's Characteristics and Risks of Standardized Options. please contact your J.P. Morgan Representative or visit

https://www.justice.gov/epstein/files/DataSet%209/EFTA01149242.pdf

EFTA01171349Set 9

option risk disclosure documents. For a copy of the Option Clearing Corporation's Characteristics and Risks of Standardized Options. please contact your J.P. Morgan Representative or visit

https://www.justice.gov/epstein/files/DataSet%209/EFTA01171349.pdf

EFTA01181711Set 9

2012-10-058p5,861w

risk disclosure documents. For a copy of the Option Clearin Co ration's Characteristics and Risks of Standardized Options. please contact your M. Morgan Representative or visit

https://www.justice.gov/epstein/files/DataSet%209/EFTA01181711.pdf

EFTA01435576Set 10

2018-03-2918p3,999w

investors. Prior to buying or selling an option, investors EFTA01435584 must review the "Characteristics and Risks of Standardized Options", at http://www.optionsclearing.com/about/publications/- character-risks.jsp. If you are unable to access

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01435576.pdf

EFTA00726981Set 9

2010-04-1610p3,625w

kind (including opinions or other tax analyses) provided to each recipient of the "Characteristic and Risks of Standardized Options" booklet, please contact insofar as the materials relate

https://www.justice.gov/epstein/files/DataSet%209/EFTA00726981.pdf

EFTA00836110Set 9

2016-01-212p476w

applications is JPMorgan Chase Bank, N.A., and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential

https://www.justice.gov/epstein/files/DataSet%209/EFTA00836110.pdf

EFTA01045475Set 9

2017-05-182p526w

applications is JPMorgan Chase Bank, N.A., and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. For clients domiciled in Australia

https://www.justice.gov/epstein/files/DataSet%209/EFTA01045475.pdf

EFTA01202453Set 9

2014-05-155p1,711w

June 23. 2006 (CISA) and MIFID professionals who understand the strategy. characteristics and risks associated with the ideas proposed herein and will be able to evaluate it independently. The products

https://www.justice.gov/epstein/files/DataSet%209/EFTA01202453.pdf

EFTA01447574Set 10

intended recipients are Professional investors (as defined by MIF1D), who understand the strategy, characteristics and risks associated with any ideas proposed herein and will be able to evaluate it independently

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01447574.pdf

EFTA01447511Set 10

Intended recipients are Professional investors (as defined by MIFID). who understand the strategy, characteristics and risks associated with any ideas proposed herein and will be able to evaluate it independently

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01447511.pdf

EFTA01917111Set 10

2014-07-152p388w

JPMortan Chase Bank. N.A.. and affiliates. For a coov of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01917111.pdf

EFTA01479489Set 10

2014-03-142p571w

intended recipients are Professional investors (as defined by MiFID), who understand the strategy, characteristics and risks associated with any ideas proposed herein and will be able to evaluate it independently

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01479489.pdf

EFTA01451436Set 10

intended recipients are Professional investors (as defined by MiFID), who understand the strategy, characteristics and risks associated with any ideas proposed herein and will be able to evaluate it independently

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01451436.pdf

EFTA01355849Set 10

have received an re the Options Clearing Cor ion Disclosure Document entitled "Characteristics and Risks of Standardized O ens.' 5J9Hi?, Wale') 14012I -S Signed Date Print Client Advisor Name

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355849.pdf