""Characteristics and Risks of Standardized Options""

EFTA02077424Set 10

2015-05-3110p2,446w

JPMorgan Chase Bank, N.A., and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject ... JPMorgan Chase Bank, N.A., and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject ... JPMorgan Chase Bank, N.A., and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02077424.pdf

EFTA01444933Set 10

27p6,392w

have received and read the Options Clearing Corporation Disclosure Document entitled "Characteristics and Risks of Standardized Options." (Signed; Signed .Date,' 09-PWM-0127 OM 14 (05/11) EFTA01444937 Risks, Prohibitions ... expected that the person(s) signing below will read the booklet entitled Characteristics and Risks of Standardized Options available from your broker. Particular attention is directed to the chapter entitled

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01444933.pdf

EFTA02077379Set 10

2015-05-319p2,425w

JPMorgan Chase Bank, N.A., and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject ... JPMorgan Chase Bank, N.A., and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject ... JPMorgan Chase Bank, N.A., and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02077379.pdf

EFTA01426472Set 10

2018-10-3120p4,218w

request I have received arid reee Options Clearing Corporation Disclosure Document entitled "Characteristics and Risks of Standardized Options." Signature Signature W Date (MM/DD/YYYY) Print Name nt Name Date (MM/DD/YYYY ... expected that the person(s) signing below will read the booklet entitled Characteristics and Risks of Standardized Options available from your broker. Particular attention is directed to the chapter entitled

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01426472.pdf

EFTA01594834Set 10

26p11,022w

Morgan Privacy Policy General Terms for Accounts and Services Occ Booklet -Characteristics Et Risks of Standardized Options Occ Nov 2012 Supplement Risk Disclosure D. Contacts If you have any questions ... lass. 5. 1 have received from JPMS the options disclosure document entitled, 'Characteristics and Risks of Standardized Options,' dated February 1994, and I understand the information contained therein and anirm

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01594834.pdf

EFTA01444982Set 10

2013-02-2613p3,320w

have received and read the Options Clearing Corporation Disclosure Document entitled "Characteristics and Risks of Standardized Options." Signed Signed, Date Date EFTA01444985 I," Print Client Advisor Name Client Advisor Signature ... expected that the person(s) signing below will read the booklet entitled Characteristics and Risks of Standardized Options available from your broker. Particular attention is directed to the chapter entitled

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01444982.pdf

EFTA01103701Set 9

2014-11-0389p57,380w

risk disclosure documents. For a copy of the Option Clearing Corporation's Characteristics and Risks of Standardized Options. please contact your J.P. Morgan Representative or visit the OCC's websitc ... risk disclosure documents. For a copy of the Option Clearing Corporation's Characteristics and Risks of Standardized Options. please contact your J.P. Morgan Representative or visit the OCCs websitc

https://www.justice.gov/epstein/files/DataSet%209/EFTA01103701.pdf

EFTA01481141Set 10

2011-11-1836p14,915w

Indicated above; (2) I have received a copy of the booklet entitled, 'Characteristics and Risks of Standardized Options," and it Is expected that I will read the booklet

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01481141.pdf

EFTA00169822Set 9

5p3,705w

have received and read the Options Clearing Corporation Disclosure Document entitled "Characteristics and Risks of Standardized Options." $iitted; Date) A t7 :2 34 -S Signed Date Print Client AdviSot Name ... expected that the person's) signing below will read the booklet entitled Characteristics and Risks of Standardized Options available from your broker. Particular attention is directed to the chapter entitled

https://www.justice.gov/epstein/files/DataSet%209/EFTA00169822.pdf

EFTA01444786Set 10

2003-08-1814p3,620w

expected that the person(s) signing below will read the booklet entitled Characteristics and Risks of Standardized Options available from your broker Particular attention is directed to the chapter entitled

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01444786.pdf

EFTA01462233Set 10

1p760w

engaging in options trading, it is very important that you read the "characteristics and Risks of Standardized Options" (the Option Disclosure Document). This Option Disclosure Document may be obtained directly ... section entitled "special Risks of Foreign currency options" in the "characteristics and Risks of Standardized Options" disclosure document. Deutsche Bank AG, including its subsidiaries and affiliates, does not provide legal

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01462233.pdf

EFTA01435460Set 10

15p3,228w

SERVICING THE ACCOUNT./WE ALSO ACKNOWLEDGE RECEIPT OF A CURRENT COPY OF "CHARACTERISTICS AND RISKS OF STANDARDIZED^OPTIONS" AND UNDERSTAND THE INFORMATION CONTAINED THEREIN. FURTHER, WE HAVE READ, UNDERSTAND ... dearing houses and we have received, read and understand tite brochure entitled 'Characteristics and Risks of Standardized Options* (the 'Risk Documenf) induding, without limitation, the purposes and risks associated with

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01435460.pdf

EFTA01447713Set 10

1p829w

engaging in options trading, it is very important that you read the "Characteristics and Risks of Standardized Options" (the Option Disclosure Document). This Option Disclosure Document may be obtained directly ... section entitled "Special Risks of Foreign Currency Options" in the "characteristics and Risks of Standardized Options" disclosure document. Deutsche Bank AG, including its subsidiaries and affiliates, does not provide legal

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01447713.pdf

EFTA01196244Set 9

2014-09-257p3,232w

engaging in options trading, it is very important that you read the 'Characteristics and Risks of Standardized Options" (the Option Disclosure Document). This Option Disclosure Document may be obtained directly ... section entitled 'Special Risks of Foreign Currency Options" in the 'Characteristics and Risks of Standardized Options disclosure document. Deutsche Bank AG, including its subsidiaries and affiliates, does not provide legal

https://www.justice.gov/epstein/files/DataSet%209/EFTA01196244.pdf

EFTA01282866Set 10

5p3,696w

have received and read the Options Clearing Corporation Disclosure Document entitled "Characteristics and Risks of Standardized Options." $1"- gried; Pate) AV : 3/PS Signed Dale Print Client Advisor Name ... expected that the person(s) signing below will read the booklet entitled Characteristics and Risks of Standardized Options available from your broker. Particular attention is directed to the chapter entitled

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282866.pdf

EFTA00995104Set 9

2014-08-144p1,512w

JPMorgan Chase Bank, N.A., and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject ... JPMorgan Chase Bank, N.A., and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject ... JPMorgan Chase Bank, N.A., and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject

https://www.justice.gov/epstein/files/DataSet%209/EFTA00995104.pdf

EFTA00347339Set 9

2015-05-284p1,284w

applications is JPMorgan Chase Bank, and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject ... applications is JPMorgan Chase Bank, and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject ... applications is JPMorgan Chase Bank, •., and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject

https://www.justice.gov/epstein/files/DataSet%209/EFTA00347339.pdf

EFTA00165862Set 9

12p6,579w

expected that the person(s) signing below will read the booklet entitled Characteristics and Risks of Standardized Options available `rem your broker. Particular attention is directed to the chapter entitled

https://www.justice.gov/epstein/files/DataSet%209/EFTA00165862.pdf

EFTA01283088Set 10

12p6,561w

have received and read the Options Clearing Corporation Disclosure Document entitled 'Characteristics and Risks of Standardized Options.- Sifinin; Signed Date C Pont Client Advisor Name CA II T05 Client Advisor ... expected that the personis) signing below will read the booklet entitled Characteristics and Risks of Standardized Options available 'ram your broker. Particular attention is directed to the chapter entitled "Risks

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01283088.pdf

EFTA01447705Set 10

1p810w

engaging in options trading, it is very important that you read the "characteristics and Risks of standardized Options" (the option Disclosure Document). This option Disclosure Document may be obtained directly ... section entitled "Special Risks of Foreign Currency Options" in the "Characteristics and Risks of Standardized Options" disclosure document. Deutsche Bank AG, including its subsidiaries and affiliates, does not provide legal

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01447705.pdf