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EFTA01441084Set 10

28p8,831w

supplements incorporated by reference and understands that Client is bound by such terms; c. Clierit agrees to notify us in writing if: (a) Client is or becomes an employee, member ... Account(s). and charge to Client any loss resulting therefrom. 6. Sale of Securhies. Clierit agneee that in a cesh aacouiat: (a) Client will not sell any Security t^efoio ... Aggregation df Orders and Average Pricee, Client authorizes DBSI to aggregate urdars For Clierit Account(s) with other orders. Client recognizes that in so doing. Client may receive an average

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01441084.pdf

EFTA01440997Set 10

28p8,812w

related rethement accountfs). PIM EFTA01441001 lifaiiiittMittiihliiiite^ 14. Satisfaction of Indebtedness and Assignment of Rights.; Clierit agrees to satisfy, upon demand, any indebtedness, including any interest and commission charges ... disclose such information. 23. Third Party Authorization; No Agency. Client agrees that If Clierit authorizes third party(ies) (including, without limitation, any investment advisor of money maoager ... general inquiries. Client will contact the Client Advisor or Branch Supervisor assigned to Clierit's Account{s) for questions.or assistance on any matter relating to these Account(s). Client must

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01440997.pdf

EFTA00169810Set 9

12p8,194w

understands that under Applicable Law, 0851 employees are pronemed from conenunicating scan imerroanon to Clierit anti that 0851 shall have no responsibility or liability to Client for failing to disclose ... member in accordance with the rules of that particular regulatory agency then In effect. Clierit may elect in the first instance whether arbitration shall be by FINRA or a specific

https://www.justice.gov/epstein/files/DataSet%209/EFTA00169810.pdf

EFTA01481141Set 10

2011-11-1836p14,915w

employee benefit plan under the U.S. Employee Retirement Income Security Program, nor is the clierit primarily engaged in activities that are in the business EFTA01481155 of banking or that

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01481141.pdf

EFTA01390395Set 10

1p637w

more of oasts rights or obligations under this Agreement without notice to Clierit. 2. Cash Account. 0651 will classify each Account as a cash brokerage exeunt. DBSI mint separately approve

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390395.pdf

EFTA01390368Set 10

1p1,221w

taxes or other costs Client incurs for receipt of such payments intieu of dividends. Clierit also agrees to consult with Client's tax adviser if Client has any questions relating

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390368.pdf

EFTA01444887Set 10

32p11,284w

securities are not available for borrowing for any reason by the settlement date, Clierit (as the seller) will "fail to deliver" to the purchaser. In that circumstance

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01444887.pdf

EFTA01392981Set 10

1p1,206w

Aggregation df Orders and Average Prices, Client authorizes DBSI to aggregate orders for Clierit Account(s) with other orders. Client recognizes that in so doing, Client may receive an average

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392981.pdf

EFTA01444819Set 10

39p12,213w

other costs Client incurs for receipt of such payments in lieu of dividends. Clierit also agrees to consult with Client's tax adviser if Client has any questions relating

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01444819.pdf