Epstein Files Search

EFTA01090388Set 9

2012-10-1512p6,869w

product described in this document ("Notes") does not constitute a participation in a collective investment scheme within the meaning of the Swiss Federal Act on Collective Investment Schemes ("CISA"). Therefore ... paragraph 3 of the CISA and article 6 paragraph 2 of the Collective Investment Scheme Ordinance ("CISO') and in strict compliance with applicable Swiss law and regulations. The Notes will ... authorized to be publicly distributed In Switzerland: The product is indexed to collective investment schemes within the meaning of the CISA. However, no more than one third of the value

https://www.justice.gov/epstein/files/DataSet%209/EFTA01090388.pdf

EFTA01090400Set 9

2012-10-1812p6,888w

product described in this document ("Notes") does not constitute a participation in a collective investment scheme within the meaning of the Swiss Federal Act on Collective Investment Schemes ("CISA"). Therefore ... paragraph 3 of the CISA and article 6 paragraph 2 of the Collective Investment Scheme Ordinance CCISO') and in strict compliance with applicable Swiss law and regulations. The Notes will ... authorized to be publicly distributed in Switzerland: The product is indexed to collective investment schemes within the meaning of the CISA. However, no more than one third of the value

https://www.justice.gov/epstein/files/DataSet%209/EFTA01090400.pdf

EFTA01090412Set 9

2012-10-1812p6,884w

product described in this document ("Notes") does not constitute a participation in a collective investment scheme within the meaning of the Swiss Federal Act on Collective Investment Schemes ("CISA"). Therefore ... paragraph 3 of the CISA and article 6 paragraph 2 of the Collective Investment Scheme Ordinance ('CISO') and in strict compliance with applicable Swiss law and regulations. The Notes will ... authorized to be publicly distributed in Switzerland: The product is indexed to collective investment schemes within the meaning of the CISA. However, no more than one third of the value

https://www.justice.gov/epstein/files/DataSet%209/EFTA01090412.pdf

EFTA01437985Set 10

54p11,254w

country. Confidential. For Qualified Investors. (Art. 10 Para. 3 of the Swiss Federal Collective Investment Scheme Act (CISA)/For Professional Clients (MIiFID Directive 2004/39/EC Annex II) only. For institutional investors ... objective/strategy as a sophisticated and qualified investor within the meaning of the Swiss Collective Investment Schemes Act of June 23, 2006 ("CISA"). This document has not been approved ... Swiss Financial Market Supervisory Authority ("FINMA") under the Swiss Collective Investment Schemes Act of June 23, 2006 ("CISA"). The products contained in this presentation may not be registered with

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01437985.pdf

EFTA01451627Set 10

1p677w

from or into the United Kingdom because the Fund is an unregulated collective investment scheme whose promotion is restricted by sections 238 and 240 of the Financial Services and Markets ... unregulated schemes (each within the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001). persons outside the European Economic Area receiving it electronically, persons outside

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01451627.pdf

EFTA01452028Set 10

1p677w

from or into the United Kingdom because the Fund is an unregulated collective investment scheme whose promotion is restricted by sections 238 and 240 of the Financial Services and Markets ... unregulated schemes (each within the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001). persons outside the European Economic Area receiving it electronically, persons outside

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01452028.pdf

EFTA01452248Set 10

1p288w

jurisdiction of formation and regulatory status and extra requirements may be requested. 6. Collective Investment Schemes and Unit Trusts • Please provide for the Collective Investment Scheme or Unit Trust

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01452248.pdf

EFTA00810642Set 9

52p9,667w

Guidance (the 'FCA Handbook'). Non-mainstream pooled investments ildude (without limitation) unregulated collective investment schemes and certaM structured products. Where this document refers to non-mainstream pooled investments. this document

https://www.justice.gov/epstein/files/DataSet%209/EFTA00810642.pdf

EFTA01452166Set 10

1p520w

SPECIFIED IN REGULATION 36 OF THE SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (COLLECTIVE INVESTMENT SCHEMES) REGULATIONS 2005 OF SINGAPORE. BY ACCEPTING RECEIPT OF THIS DOCUMENT, A PERSON IN SINGAPORE REPRESENTS ... DISTRIBUTED IN OR FROM SWITZERLAND AS DEFINED BY THE SWISS FEDERAL ACT ON COLLECTIVE INVESTMENT SCHEMES ("CISA"), ITS IMPLEMENTING ORDINANCES AND THE APPLICABLE GUIDELINES OF THE SWISS FINANCIAL MARKET SUPERVISORY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01452166.pdf

EFTA01451723Set 10

1p520w

SPECIFIED IN REGULATION 36 OF THE SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (COLLECTIVE INVESTMENT SCHEMES) REGULATIONS 2005 OF SINGAPORE. BY ACCEPTING RECEIPT OF THIS DOCUMENT, A PERSON IN SINGAPORE REPRESENTS ... DISTRIBUTED IN OR FROM SWITZERLAND AS DEFINED BY THE SWISS FEDERAL ACT ON COLLECTIVE INVESTMENT SCHEMES ("CISA"), ITS IMPLEMENTING ORDINANCES AND THE APPLICABLE GUIDELINES OF THE SWISS FINANCIAL MARKET SUPERVISORY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01451723.pdf

EFTA00729830Set 9

50p6,026w

less diversified portfolio than an average mutual fund, UCITS, or other authorized collective investment scheme. Fa example, a mutual fund or other authorized collective 1-westment scheme may have

https://www.justice.gov/epstein/files/DataSet%209/EFTA00729830.pdf

EFTA01078564Set 9

2015-03-3133p9,737w

understanding that it has the professional experience of participating in unregulated collective investment schemes such that interests in DST Global V.M. and its parallel funds (together. the 'Fund') may lawfully

https://www.justice.gov/epstein/files/DataSet%209/EFTA01078564.pdf

EFTA01136756Set 9

2013-04-016p3,384w

account at JPMCB Singapore branch and where this material relates to a Collective Investment Scheme (other than privatefunds such as private equity and hedgefinds) in which case it is distributed ... account at JPMCB Singapore branch and where this material relates to a Collective Investment Scheme (other than privatefunds such as a private equity and hedgefunds) in which case

https://www.justice.gov/epstein/files/DataSet%209/EFTA01136756.pdf

EFTA01136762Set 9

2013-04-015p3,649w

account at JPMCB Singapore branch and where this material relates to a Collective Investment Scheme (other than privatefunds such as private equity andhedge funds) in which case it is distributed ... account at JPMCB Singapore branch and where this material relates to a Collective Investment Scheme (other than privatefunds such as a private equity and hedge funds) in which case

https://www.justice.gov/epstein/files/DataSet%209/EFTA01136762.pdf

EFTA00810362Set 9

38p18,246w

intermediary, or a non-regulated "qualified investor", under the Swiss Federal Act on Collective Investment Schemes (CISA); or (iii) the nearest equivalent to a "professional investor", a regulated financial intermediary ... meaning given to it in any by the Swiss Federal Act on Collective Investment Schemes (CISA); (iii) "promotion" has the meaning given to it in and by the Protection

https://www.justice.gov/epstein/files/DataSet%209/EFTA00810362.pdf

EFTA01354760Set 10

1p776w

Switzerland exclusively to qualified investors as defined by Article 10 § 3 of the Collective Investment Scheme Act 2006. as amended ("LISA-) and Article 6 of the Collective Investment Scheme Ordinance

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354760.pdf

EFTA01389849Set 10

1p775w

Switzerland exclusively to qualified investors as defined by Article 10 § 3 of the Collective Investment Scheme Act 2006. as amended (CISA-) and Article 6 of the Collective Investment Scheme Ordinance

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389849.pdf

EFTA01390877Set 10

1p775w

Switzerland exclusively to qualified investors as defined by Article 10 § 3 of the Collective Investment Scheme Act 2006. as amended (CISA-) and Article 6 of the Collective Investment Scheme Ordinance

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390877.pdf

EFTA01394271Set 10

1p776w

Switzerland exclusively to qualified investors as defined by Article 10 § 3 of the Collective Investment Scheme Act 2006. as amended (CISA-) and Article 6 of the Collective Investment Scheme Ordinance

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394271.pdf

EFTA01392491Set 10

1p775w

Switzerland exclusively to qualified investors as defined by Article 10 § 3 of the Collective Investment Scheme Act 2006. as amended (CISA-) and Article 6 of the Collective Investment Scheme Ordinance

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392491.pdf