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EFTA01412704Set 10

calculation of Valuation Amounts pursuant to this Section 7 is solely for purposes of comphance by DB with certain conduct of business requirements rmder the CEA and CFTC Regulations. DISCLOSURES ... affiliates; (c) complying with DB's or its affiUates' internal legal, comphance, accoimting or risk management policies; or (d) hedging or mitigating any exposure created by a swap (including anticipatory

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01412704.pdf

EFTA01296884Set 10

2017-06-1661p23,043w

NAME SEARCHED: Neptune, LLC PWM 81S-RESEARCH performed due diligence research in accordance with the

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01296884.pdf

EFTA01459788Set 10

person ate result of Deutsche Bonk Max, Brown's receipt c4 or comphance wins this authonzaeon at any instructions that may be own to Dratsae Bank Aka. Brown pursuant

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01459788.pdf

EFTA01359690Set 10

person ae a result of Deutsche Ecau. Mc Browns teapot of or comphance with this authorization and/or any .nsbuctices that may be icacn to Oltittre Bank Ain Brown pursuant

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01359690.pdf

EFTA01505264Set 10

2002-08-011p705w

nave any questions about please contact your JPMSI Account Representative or JPMSI COMphanCe Department at (712) 483-2373 Please keep the kacenio in mod when using this statement b track

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01505264.pdf

EFTA01356222Set 10

details below and contact Qualify Mgt. (Labem/Int7) or the Regulatory Control Group and notify Comphance immediately) Does the client or related party have any financial or other association I interactions

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356222.pdf

EFTA01359173Set 10

person as a testis of Deutsche Bank Alex. thown's receipt of or comphance with Nis authorization andfor any instructions Met may be given to DOASChe Bank Alex Brown cursuare

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01359173.pdf

EFTA01509242Set 10

2009-04-011p651w

SIPA). It you hava any quesrions, please contact your JPMSI Accaunr RepresantalMit Or /PUS/ Comphance Oepartment at (212/ 483.2321 %ase iwop aoo to4o44,9 in mnd wn•n esing

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01509242.pdf

EFTA01511860Set 10

2005-03-011p761w

nave any qualtions about it. please contact your JPMSI Account Representative or JPMSI Comphance Department at (212) 4133.2323 Please keep to robsetng m mid wren using bus statism so back

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01511860.pdf

EFTA01455560Set 10

wind of person e resist of Deutsche Sithl Ales Brown% reCenn al or COMphanCe yeah this dare any feSIWCtiOni that Mary be given to Douteehs oink eier Brown theStarm

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455560.pdf

EFTA01509207Set 10

2009-03-011p653w

SIPA). It you hava any questions, please noment your JPAYSt Account RepresantaiNo Or JPMSt Comphance Oepartment at (212) 483.2321 %ase Jump sos toSooms mv.c/ whon using hva steemorir to SoCA

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01509207.pdf

EFTA01509224Set 10

2009-03-011p630w

SIPA). It you hava any questions, please noment your JPAYSt Accaunr RepresantaiNit Or JPAISt Comphance Oepartmtni at (212/ 483.2321 %ase Aeop ar+o foibv.ng mnd whon using :ha statenterir

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01509224.pdf

EFTA01511903Set 10

2005-06-011p737w

Otrosttons abOut it, plen contact your JPMSI Account Roprosontabve or JAMS ComPhanc• O•Pardwa at (212) anna Messe Amp Te toameN vi med *hen usfrng ths 4E~ to back

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01511903.pdf

EFTA00446645Set 9

2017-03-072p388w

error, and delete the copy riu received. Thank you. Circular 230: To ensure comphance with the requirements imposed by the IRS. we inform you that any tax advice contained

https://www.justice.gov/epstein/files/DataSet%209/EFTA00446645.pdf

EFTA00359693Set 9

2014-11-041p209w

error, and delete the copy you received. Thank you. Circular 2» To ensure comphance with the requirements imposed by the IRS; we inform you that any tax advice contained

https://www.justice.gov/epstein/files/DataSet%209/EFTA00359693.pdf

EFTA00442461Set 9

2017-01-051p264w

error, and delete the copy )tIll received. Thank you. Circular 230: lb ensure comphance with the requirements imposed by the IRS. we inform you that any tax advice contained

https://www.justice.gov/epstein/files/DataSet%209/EFTA00442461.pdf

EFTA00710987Set 9

2014-09-123p345w

error, and delete the copy you received. Thank you. Circular 23(k To ensure comphance with the requirements imposed by the IRS, we inform you that any tax advice contained

https://www.justice.gov/epstein/files/DataSet%209/EFTA00710987.pdf

EFTA01100515Set 9

amended. mitt may not he sold Oraliens( transferred unless a comphance with the inistration Provisions ofsisda Act has heat made or unless availabdiv ofan minimum prom such registration pmrisions

https://www.justice.gov/epstein/files/DataSet%209/EFTA01100515.pdf

EFTA00820870Set 9

2016-08-155p1,310w

error, and delete the copy you received. Thank mu. Circular DO: To ensure comphance with the requirements imposed by the IRS, wr inform 1,.m that any tax 3thICC contained

https://www.justice.gov/epstein/files/DataSet%209/EFTA00820870.pdf

EFTA01113467Set 9

2013-06-284p1,976w

GiairtrianOf heBoara Cirn Luc O e ff .1) Ce i 1 .-C8presentations comphance loyal— •-. • • X 0 0- C ✓ , l o • triage t' .c t-gobal ?corresponclencesowe4itepevelopment E L bookkeeping

https://www.justice.gov/epstein/files/DataSet%209/EFTA01113467.pdf

Page 1

Corpus: 1990-03-17 – 2025-12-01

December 2025

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Results by Dataset27 total

Set 9

9

Set 10

18