Epstein Files Search

EFTA01199045Set 9

3p863w

Deutsche BankAG SOUTHERN FINANCIAL, LLC FX- • •- "Mr Settlement Not.Ccy Notecy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style ... FINANCIAL. LLC Subtotal: (54.938.13) Commodities • Base Metal Derivatives Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity ... FINANCIAL. LW ro.BaseMelal Subtotal: (290,499.79) Otlws w Not.Ccy Not.Ccy Trade ID DealGrouplD Counterparty Trade Type Trade Date Eff. Date Maturity Date NolAmt 1 1 Not.Amt 2 2 DBPays DBRecelves

https://www.justice.gov/epstein/files/DataSet%209/EFTA01199045.pdf

EFTA01453833Set 10

1p301w

Dsubchs Bank AO SOUTHERN FINANCIAL, LLC Nt;0plbea Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option ... FINANCIAL. LLC Subtotal: (43.904 Long/ Not Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity ... FINANCIAL, LLC ro BaseMetai Subtotal: '4;4 Odors Not.Ccy Not.Ccy Trade ID DealGroupID Counterparty Trade Type Trade Date Eff. Date Maturity Date Not.Amt 1 1 Not.Arnt 2 2 DBPays DBReceives

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453833.pdf

EFTA01454283Set 10

2014-05-211p239w

Doublet Berk AO SOUTHERN FINANCIAL, LLC Settlement NotCcy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style ... ouchOpl Subtotal: 7.472 63 Commodltles • Base Metal Derlonrilves Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01454283.pdf

EFTA01455430Set 10

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Deutsche Bank AO SOUTHERN FINANCIAL, LLC PX•Sret NotCcy NoLCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date NotAmt 1 1 Not.Amt 2 2 DBPays DBReceives BuySell ... EURDB Remoras_ SELL 535,58585 846401773 FNANCIAL.LIC 160 Subtotal: Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Arnt 1 1 Not.Arnt 2 2 Long/ Short

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455430.pdf

EFTA01456534Set 10

1p239w

Deutsch* Bank AG SOUTHERN FINANCIAL, LLC Credk - Default Swap Trade ID Counterparty Trade Type Ref. Entity Trade Date Eff Date Maturity Date BuySell Not.Amt 1 Not.Ccy1 Not.Arnt 2 Not.Ccy2 Rate ... DERIVATIVE- DEFSWAP Subtotal FX - Options Settlement Not Ccy Not Ccy Trade ID Counterparty Trade Type Trade Date Maturity Dale Dale Not Amt 1 1 Not.Amt 2 2 Long/ Short Option

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01456534.pdf

EFTA01456996Set 10

1p324w

Anike' Deutsche Bank AG SOUTHERN FINANCIAL, LLC erode- Default Swap Trade ID Counterparty Trade Type Ref. Entity Trade Date Eft. Date Maturity Date BuySell NotAmt 1 Not.Ccy1 Not.Arnt 2 Not.Ccy2 ... FINANCIAL. LLC Subtotal 1.195 '45 85 FX- Options Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not Amt 1 1 Not.Arnt 2 2 Long/ Short

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01456996.pdf

EFTA01457082Set 10

1p315w

Deutsche Sank AG SOUTHERN FINANCIAL, LLC erode- Default Swap Trade ID Counterparty Trade Type Ref. Entity Trade Date Eft. Date Maturity Date BuySell NotAmt 1 Not.Ccy1 Not.Arnt 2 Not.Ccy2 Rate ... FINANCIAL. LLC Subtotal 1.344.405 27 FX- Options Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not Amt 1 1 Not.Anit 2 2 Long/ Short Option

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01457082.pdf

EFTA01457094Set 10

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Deutsche Bahr Sank AG SOUTHERN FINANCIAL, LLC erode- Default Swap Trade ID Counterparty Trade Type Ref. Entity Trade Date Eft. Date Maturity Date BuySell NotAmt 1 Not.Ccy1 Not.Arnt 2 Not.Ccy2 ... FINANCIAL. LLC Subtotal: ; ..gio 424 53 FX- Options IIIIIIIIL Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not Amt 1 1 NotAmt 2 2 Long

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01457094.pdf

EFTA01457272Set 10

1p325w

Mike' Deutsche Bank AG SOUTHERN FINANCIAL, LLC 0roda- Default Swap Trade ID Counterparty Trade Type Ref. Entity Trade Date Eft. Date Maturity Date BuySell Not Amt 1 Not.Ccy1 Not.Arnt ... FINANCIAL. LLC Subtotal: • ':t^7- FX- Options Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not Amt 1 1 Not.And 2 2 Long/ Short Option

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01457272.pdf

EFTA01169703Set 9

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Deutsche Bank AG SOUTHERN FINANCIAL, LLC Credit • Deledt Trade ID Counterparty Trade Type Ref. Entity Trade Date Eft Date Maturity Date BuySell NotAnA 1 Not.Ccyl Not.Amt 2 Not.Ccy2 Rate Spread ... FINANCIAL. LLC Subtotal: (11.392.48) FX • Opdons Settlement Not.Ccy NoiCcy DealGrouplD Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 NotAmt 2 2 Long/ Short Option Style

https://www.justice.gov/epstein/files/DataSet%209/EFTA01169703.pdf

EFTA01457455Set 10

2015-05-251p251w

Deutsche Bank AO SOUTHERN FINANCIAL, LLC Crud*. DtaaNtap Trade ID Counterparty Trade Type Ref. Entity Trade Date Eff. Date Maturity Date BuySell Not.Amt 1 Not.Ccy1 Not.Amt 2 Not.Ccy2 Pate Spread ... lisp 100000 389662 382.0% 74 FINANCAL.LLC Subbtal: 302.687 30 Settlement Not.Ccy Not.Ccy DealGroupID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 Long/ Short Option

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01457455.pdf

EFTA01458824Set 10

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Deutsche Bank AG SOUTHERN FINANCIAL, LLC Credk - Default Swap Trade ID Counterparty Trade Type Ref. Entity Trade Date Eff. Date Maturity Date BuySell NotAmt 1 Not.Ccyl Not Amt 2 Not.Ccy2 ... FINANCIAL, LLC Subtotal (35.019s:4 EX • Options Settlement Not.Ccy Not.Ccy DealGroupiD Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Shod Option Style

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458824.pdf

EFTA01455887Set 10

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Deulths Bank AO SOUTHERN FINANCIAL, LLC OS-00m Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455887.pdf

EFTA01453721Set 10

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SOUTHERN FINANCIAL, LLC Commodities - Base Metal Derivatives Long/ Not Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Rut/ Call Ref. Entity

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453721.pdf

EFTA01466641Set 10

2019-05-1512p972w

Stateme^ * Deutsche Bank AG SOUTHERN FINANCIAUIXC is Settlement NotCcy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NoLAmtl 1 NoLAmt2 2 Long/Short Option S^le Put/Cal Strke

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01466641.pdf

EFTA01451113Set 10

1p176w

Deutsch* Bank AG SOUTHERN FINANCIAL, LLC PX • Options Settlement Not.Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01451113.pdf

EFTA01451054Set 10

1p177w

Bank AO SOUTHERN FINANCIAL, LLC PX•Options Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAnit 1 1 Not.Amt 2 2 Long/ Short

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01451054.pdf

EFTA01452885Set 10

1p264w

Deutsche BSc AO SOUTHERN FINANCIAL, LLC 91-Oploas Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01452885.pdf

EFTA02707861Set 11

44p6,869w

equities asset classes. Managed all PB/clearer, exchange/ECN relationships as well as all disclosed counterparty trading relationships. Negotiated fee structures with all counterparties. Can bring a trading model from initial idea

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02707861.pdf

EFTA01458788Set 10

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2oi1571 79 FINANCIAL LLC Subtotal: 265571 79 Settlement Not.Ccy Not.Ccy DealGroupID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 DBPays DBReceives BuySell PATM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458788.pdf