EFTA00133182Set 9
2019-12-03167p34,932w
email: and (2)
accompanied by an executed copy of the attached Declaration of Custodian of Records. Ref No. JE08112019.
Failure to attend and produce any items hereby demanded will constitute ... Andrew's Plaza, New York, NY 10007. Tel:
email:
EFTA00133196
Declaration of Custodian of Records
Pursuant to 28 U.S.C. § 1746, I, the undersigned, hereby declare:
My name is
(name ... United States citizen and I am over eighteen years of age. I am the custodian of records of the
business named below, or I am otherwise qualified as a result
https://www.justice.gov/epstein/files/DataSet%209/EFTA00133182.pdf
EFTA01079462Set 9
2016-03-3043p14,322w
sent to the client simultaneously with the transmittal of the payment instructions to the
custodian. Some clients prefer to make direct payment after being issued an invoice.
Affiliated Funds generally ... asset classes and includes review
of information about their service providers such as auditors, custodians, administrators and
the like.
Investment Risk Factors
Investing in securities and other assets involves ... Item 15, Rockefeller & Co.
has engaged its affiliate, RTC, to serve as qualified custodian for the limited purpose of
receiving and depositing into client accounts at third party qualified custodians
https://www.justice.gov/epstein/files/DataSet%209/EFTA01079462.pdf
EFTA00134039Set 9
2019-08-20112p9,792w
Office TO: PAGE: 005 Of 005
04/20/2019 TUB 14145 FAX 1004/005
Declaration of Custodian of Records
Pursuant to 28 U.S.C.§ 1746, I, the undersigned, hereby declare:
My name is Nicole ... United States citizen and I am over eighteen years of age. I am the custodian of records of the
business named below, or I am otherwise qualified as a result ... contents arc not
to be distributed outside your agency.
EFTA00134047
DECLARATION OF CUSTODIAN OF RECORDS
STATE OF GEORGIA )
COUNTY OF FULTON )
I, the undersigned declare as follows:
1. My name
https://www.justice.gov/epstein/files/DataSet%209/EFTA00134039.pdf
EFTA00805569Set 9
35p6,431w
currently servicing global Custodial Services
financial markets Working to integrate with leading digital asset custodians
• Immediate on-ramp for traders Client directed with ability to diversify holdings across multiple custodians ... DISTRIBUTION • CLOB • OTC Dark Pool 9
EFTA00805577
Fully Integrated Operational Infrastructure • Confirm Next Custodian
and power checks
MGH's fully integrated platform provide customers additional liquidity, integrated onboarding, and expedited ... onboarded with each
rebalance across exchange integrated with the
It
fl e et" custodians and Fiat ETP / Elysium, allowing for
e Banks
fast access to liquidity
BitGo owe,.
Lit Market
https://www.justice.gov/epstein/files/DataSet%209/EFTA00805569.pdf
EFTA01429414Set 10
78p20,174w
otherwise may be
required by applicable law, rule
or regulation.
(x) Nominees and Custodians. If the undersigned is acting as nominee or
custodian
for another person or entity in connection ... each person or
entity for which the undersigned
is acting as nominee or custodian. Without limiting the generality of the
foregoing, the representations and
warranties regarding the status ... describe, each person or entity for which the undersigned is
acting as nominee or custodian.
Each person or entity for which the undersigned is acting as nominee or
custodian will
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01429414.pdf
EFTA02690010Set 11
2007-02-1326p14,123w
General Partner and the members of its board of managers, the initiators, the Custodian, the domiciliary
agent of the Company, the administrative agent of the Company and their affiliates, officers ... beneficiary.
0095739-O0000041U:4297160.6 22
EFTA_R1_02029780
EFTA02690031
27. ARTICLE 27. - CUSTODIAN
27.1 The Company shall enter into a custodian bank agreement with a bank or savings institution which ... shall satisfy
the requirements of the 2007 Act (the Custodian) who shall assume towards the Company and its shareholders
the responsibilities provided by the 2007 Act. The fees payable
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02690010.pdf
EFTA00284812Set 9
2012-01-2615p3,524w
Clients' Securities 7
Item 12: Brokerage Practices 7
A. Factors Used to Select Custodians and/or Broker/Dealers 7
1. Research and Other Soft-Dollar Benefits 7
2. Brokerage for Client Referrals ... Fees I
Clients are responsible for the payment of all third party fees (i.e. custodian fees, mutual
fund fees, transaction fees, etc.). Those fees are separate and distinct from ... being bought or sold.
Item 12: Brokerage Practices
A. Factors Used to Select Custodians and/or Broker/Dealers
The Custodian was chosen based on their relatively low transaction fees and access
https://www.justice.gov/epstein/files/DataSet%209/EFTA00284812.pdf
EFTA00284589Set 9
2011-05-1015p3,526w
Clients' Securities 7
Item 1/ Brokerage Practices 7
A. Factors Used to Select Custodians and/or Broker/Dealers 7
1. Research and Other Soft-Dollar Benefits.. 7
2. Brokerage for Client ... Party Fees
Clients are responsible for the payment of all third party fees (i.e. custodian fees, mutual
fund fees, transaction fees, etc.). Those fees are separate and distinct from ... being bought or sold.
Item 12: Brokerage Practices
A. Factors Used to Select Custodians and/or Broker/Dealers
The Custodian was chosen based on their relatively low transaction fees and access
https://www.justice.gov/epstein/files/DataSet%209/EFTA00284589.pdf