EFTA02140147Set 10
2013-04-268p2,111w
downgrade UU/ LN, BofAML downgrade VIV FP
DB downgrade UL FP, upgrade NOEJ GY, DAI GY, SFQ GY, MS upgrade DRX LN, SPM IM
• JPM downgrade RI FP, upgrade MAIL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02140147.pdf
EFTA00390873Set 9
2013-05-078p2,555w
SREN SW, remove AML LN, SLHN SW
• BofAML upgrade STERV FH, downgrade DAI GY, Barc initiate UKW LN (ew), Citi downgrade SEV FP
▪ DB upgrade LEO GY, initiate ESUR
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390873.pdf
EFTA02156334Set 10
2012-10-268p1,952w
Research: Panmure downgrades BDEV LN & TW/ LN, HSBC downgrades PNDORA DC, Equinet
cuts DAI GY
Key Research: GS downgrades RAND NA, GS cuts KPN NA, Commerzbank upgrades BOSS GY,
Investec
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02156334.pdf
EFTA02138060Set 10
2013-05-247p1,584w
downgrades BT, Janney upgrades WEN (buy)
Europe Key Research:
• Barc downgrade HFD LN, DAI GY, JPM downgrade BT/A LN, PEO PW
• MS add UBSN VX to best ideas list, downgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02138060.pdf
EFTA02104426Set 10
2014-06-107p1,832w
Macquarie downgrades LUPE SS, MainFirst downgrades GET FP, Natixis downgrades GFC FP
GS reits DAI GY CL Buy, ABG upgrades DNO NO, BofA reinstates ALNT LN (buy)
• DB initiates SNGS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02104426.pdf
EFTA02112117Set 10
2014-03-118p2,090w
CTSH, Citi upgrades JCP (buy)
Europe Key Research:
• ING upgrades ABI BB, Berenberg initiates DAI GY (buy), UBS upgrades RH SJ, GS upgrades ACX
SM
• Berenberg upgrades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02112117.pdf
EFTA02143650Set 10
2013-04-107p1,711w
Spring Consumer (NYC), CIBC Real Estate (Toronto)
Analyst/Investor Days: AAP, HIS, CPN, KPN NA, DAI GY
Non-Deal Roadshows: ALOG, ANW, CIEN, CLMT, CMRE, CWTR, DDR, EPL, HPQ, HST, ISIS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02143650.pdf