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EFTA01282416Set 10

deemed a waiver of such right or any other right granted hereunder. DB51 retains the right to delegate to its agent, including its clearing agent. Pershing LLC (Pershing ... that Client will submit payment on or before settlement date for each security purchased. DB51 retains the right to cancel or liquidate any order accepted and/or executed without prior notice ... intercepts. Except in the case of gross negligence, Client agrees to release and indemnify DB51, its affiliates, employees and directors from any and all liability arising from the execution

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282416.pdf

EFTA01282854Set 10

Securities and Other Property necessary to make tne required delivery. Client antrum to compensate DB51 to• any loss or cost, including interest, commission or fees sustained as a result ... Transmission of Instructions. Client understands and accepts responsibility for the transmission of instructions to DB51 and will bear the risk of loss arising from the method of transmission used ... amended. Securities and Other Property held in Client's retirement account(s) maintained by DB51, which may include IRAs or qualified plans, are not subject to this lien and such

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282854.pdf

EFTA00169810Set 9

Disclosure Statement at httplAwyw.pwm.dbaomrarneneagenfannualeisclosarestatementhtml for additional information an interest charges. 7. Restrictions on Trading. DB51 has the right to prohibit or restrict Client's ability to trade Securities and Other ... investment advice, nor offer any opinion on the suitability of any transaction or order. DB51 15 not acting as the agont of Pershing. Client cannot hold Pershing, its affiliates ... limited to money market mutual funds or deposit products that are uoeffillatad with DB51 it Clionris Account is en individuai rethement amount or an ERICA account, or if DBSI

https://www.justice.gov/epstein/files/DataSet%209/EFTA00169810.pdf

EFTA00169300Set 9

Corporation env/ written corbication of any change in authority shall have been received by DB51. My past action in accordance with this resolution is hereby ratified and confirmed. The powers ... Chant agrees that if DBSI fails to receive payment for securities Client has purchased, DB51 may, without prior demand or notice, sell those /earner or ether property hold by DBSI ... Client agrees to be responsible for any kiss or cost, inducing interest which DB51 sustains as a result of Client's failure to make delivery to DBSI. 6. Interest Charges

https://www.justice.gov/epstein/files/DataSet%209/EFTA00169300.pdf

EFTA01253095Set 9

deemed a waiver of sueti right or any other right granted hereunder. DB51 retains the right to delegate to its agent, including its clearing agent. Pershing LLC (Pershing ... Affiliates Cr Pershing. Wdh respect to the lien granted to DB51 and its Affiliates, 0851 (or Pershing. at 0651's instruction) may. at any time and without prior notice. sell ... such Collateral in order to satisfy any Obligations. In enforcing this lien, DB51 shall have.the discretion to determine what and how much Collateral to apply for the purposes

https://www.justice.gov/epstein/files/DataSet%209/EFTA01253095.pdf

EFTA00169615Set 9

amended. Securities and Other Property held in Client's retirement accounts) maintained by DB51, which may include IRAs or qualified plans, are not subject to this lien and such Securities ... Client owes to DBSI, including reasonable attorneys' fees and court costs. Client agrees that DB51 or Pershing may execute or assign to each other or any third party any rights ... Client. Any such termination or amendment shall be effective as of the date that DB51 establishes. Client cannot waive, alter, modify or amend this Account Agreement unless agreau in writing

https://www.justice.gov/epstein/files/DataSet%209/EFTA00169615.pdf

EFTA01282367Set 10

refer to the Appendix to this Account Agreement. 20. Recording Conversations. Client consents to DB51 recording any or all telephone calls with Client. 21. Joint Accounts. a. Unless Clients specify ... account or net debit balance or loss in said account until such time as DB51 distributes the assets In accordance with Clients' Instructions. 22. Non-disclosure of Confidential and Material ... public information. During the course of business, employees of DB51 may come into possession of confidential and material non-public Information. Under Applicable Law, such employees are prohibited from improperly

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282367.pdf

EFTA00169332Set 9

conditions govern Client's Account(s): 1. Rights of DBSI. All rights granted to DB51 under this Account Agreement are granted with the understanding that it shall be within ... cancel or liquidate any order accepted and/or executed without prior notice to Client, it DB51 does not receive payment by settlement date. Alternatively, upon Client's failure ... liable for any trading losses that Client incurs. 13. Liens. Client hereby grants to DB51 and its Affiliates a security interest in and lien upon all Securities and Other Property

https://www.justice.gov/epstein/files/DataSet%209/EFTA00169332.pdf

EFTA00165782Set 9

liable for any trading losses ilia: Client incurs. 13. Liens. Client herdby grants to DB51 and its Affiliates a security interest in and lien upon all Securities and Other Property ... Client except in the case of DBSI's gross negligence or willful misconduct. DB51 shall not be liable for loss caused directly or indirectly by government restrictions, exchange or market ... enter into separate agreements with respect to products or services offered by or through DB51 or its affiliates. 28. Right to Terminate or Amend. Client agrees that DBSI

https://www.justice.gov/epstein/files/DataSet%209/EFTA00165782.pdf

EFTA00165848Set 9

Client. 2. Cash Account. DBSI will classify each Account as a cash brokerage account. DB51 must separately approve the opening of a margin account (-Margin Account") and Client must separately ... Clint owes. to DBSI, including reasonable attorneys' fees and court costs. Chant agrees that DB51 or Pershing may execute or assign to each other or any third party any rignts ... Legal, Tax or Accounting Advice. Client acknowledges end agrees that: (i) neither DB51, nor Porshing, provide any legal, tax, or accounting advice; (ii) employees/agents of DBSI and Pershing

https://www.justice.gov/epstein/files/DataSet%209/EFTA00165848.pdf

EFTA01390426Set 10

Account and any loss resulting therefrom will be charged to the Account Client authorizes DB51. at its discretion, to request and obtain extension(s) of Client's time to make ... provided for by Federal Reserve Bank Regulation T. 4. Liens Client hereby grants to DB51 end its Affiliates a security interest in and lion upon all Securities and Other Property ... order to secure any and all indebtedness or any other obligation of Client to DB51 and its Affiliates or Pershing (provided that such indebtedness or obligation to Pershing arises

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390426.pdf

EFTA01355701Set 10

Terms and Conditions Corporate Accounts Deutsch* Bank Securities Inc. (referred to herein as "DB51") accepts the Account of the client descnbed in the attached certificate (the "Chant"). The term ... charge any loss. Commissions and fees to the Account. Client agrees that if DB51 lads to receive payment for securities Client has purchased, D651 may, without prior demand or notice ... Actium eed any restariog theiefrom will he charged to the Account. Client authorizes DB51, at its discretion, to request and obtain extensiords) of Clients time to make payment for securities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355701.pdf

EFTA01390371Set 10

event of the death of any owner, the survivors) shall immediately give DB51 written notice thereof. ()BSI • may, before or after receiving such notice, take such action, require such documents ... strikes, act of foreign or domestic terrorism or other conditions beyond DBS1's control. DB51 shall not be liable for any damages caused by equipment failure, communications line failure, unauthorized ... access, theft, systems failure and other occurrences beyond DB51's oontrol. 26. Customer Inquiries/Cu stomerComplaints. For general inquiries, Client will contact the Client Advisor or Branch Supervisor assigned to Client

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390371.pdf

EFTA01282660Set 10

securities and/or monies so delivered or paid to any Account owner. Notwithstanding the foregoing, DB51 may require joint action by all account owners with respect to ony matter concerning ... Entire Understanding. This Account Agreement contains the entire understanding between Client and DB51 concerning the subject matter of this Account Agreement and there are no oral or other agreements ... affiliates. DBSI may receive compensation, in addition to the compensation Client pays DB51, in the form of Rule 12b-1 fees, distribution fees, finder's tees. fees based uprin Lund

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282660.pdf

EFTA00169291Set 9

shall not be responsible or liable to Client for any acts or omissions of DB51 or its employees. Pershing does not provide investment advice, nor offer any opinion ... said designation for personal property. Clients agree that joint accounts will be carried by DB51 on Pershing's books in the form reflected by the Account name appearing ... matter, Client will consult with end rely upon Client's own advisers, and not DB51. Client acknowledges that DBSI shall have no liability therefore. 2& Umitatlen of Liability. Client agrees

https://www.justice.gov/epstein/files/DataSet%209/EFTA00169291.pdf

EFTA01282593Set 10

2013-02-2635p18,418w

account owners. Each Account owner shall be jointly and severally liable for this Account. DB51 may follow the instructions of any owner concerning this Account and make deliveries ... referred to Client by DBSI, is/are not, and shall not be deemed agents of DB51 and DBSI shall have no responsibility or liability to Client for any acts or omissions ... neither DBSI, nor Pershing. provide any legal, tax or accounting advice, (b) neither DB51 nor Pershing employees are authorized to give any such advice and (c) Client will not solicit

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282593.pdf

EFTA01365767Set 10

intercepts. Except in the case of gross negligence, Client agrees to release and indemnify DB51. its affiliates, employees and directors from any and all liability arising from the execution ... transactions based on such instructions. 12. Role of Certain Third Parties. DB51 engages a third-party clearing agent, Pershing. Client understands that Pershing is the custodian of Client's assets ... investment advice, nor offer any opinion on the suitability of any transaction or order. DB51 is not acting as the agent of Pershing. Client cannot hold Pershing, its affiliates

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365767.pdf

EFTA01365761Set 10

Statement, at http:/Nnvw.pwm.db.com/americasten/annualdisclosurestatementhtml for additional Information on interest charges. 7. Restrictions on Trading. DB51 has the right to prohibit or restrict Client's ability to trade Securities and Other ... Ilan upon all Securities and Other Property in the possession or control of DB51. any of Its Affiliates or Pershing, in which Client has an interest (hold individually, jointly ... order to secure any end all indebtedness or any other obligation of Client to DB51 and its Affiliates or Pershing (collectively, all such obligations are referred to herein

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365761.pdf

EFTA01253111Set 9

Securities and Other Property now or hereafter held, carried, or maintained by DB51 in its possession that have not Pace fully paid for, may be loot, either to (*Sloe ... agreement, or any day arising from any agreement or other relationship with DB51. or to transactions with or through DB51, only before the Financial Industry Regulatory Authority

https://www.justice.gov/epstein/files/DataSet%209/EFTA01253111.pdf

EFTA00165798Set 9

charge any loss, commissions and fees to the Account. Client agrees that if DB51 fats to receive payment for securities Client has purchased. DI351 they, without pnor demand or notice ... secure any and all Obligations of each Joint Accountholder to DBSI and its Affiliates. DB51 (or Pershing, at Eines instruction) may. at any time and without prior notice, sell, transfer ... amended. Securities and Other Property held in Client's retirement accounts) maintained by DB51, which may include IRAs or qualified plans, are not subject to this hen and such Securities

https://www.justice.gov/epstein/files/DataSet%209/EFTA00165798.pdf

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Corpus: 1990-03-17 – 2025-12-01

December 2025

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Results by Dataset135 total

Set 9

11

Set 10

124