EFTA02121389Set 10
2020-11-139p2,210w
JEFF initiate RCUS BB (b), Nomura initiate MERL LN (n), DBK downgrade LPK GY, DBK GY
• KepChev downgrade UNI BB, TRN IM, Natixis upgrade SBRY
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121389.pdf
EFTA00386261Set 9
2013-07-319p3,206w
Nordea upgrade ORNBV FH
•• Exane upgrade AAL LN, initiate BPOST BB (n), Equinet downgrade DBK GY
•• KepChev downgrade IVG GY, RHM GY, upgrade IT IM, Numis
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386261.pdf
EFTA02129991Set 10
2013-08-3010p2,503w
initiates HOS (ow) & cuts SPLS
Europe Key Research:
• JPM initiate HEXAB SS (ow), upgrade DBK GY, MUR SJ, downgrade HYDR RM
r Goldman upgrade GENL LN, UBS upgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02129991.pdf
EFTA02114961Set 10
2014-02-048p2,280w
GY, upgrade BMW GY
Investec upgrade RSW LN, resume NXT LN (h), Lampe downgrade DBK GY
JPM downgrade GALP PL, REP SM, KepChev initiate BOL FP (b)
• Medio downgrade LLOY
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114961.pdf
EFTA02148758Set 10
2013-02-129p2,266w
BofAML remove DANSKE DC, UBI IM most pref, BKT IM, DBK GY added, upgrade ENG SM, EDCL
RU
• Bere reinitiate large cap insurance: (ALV GY (b), CS FP (h), ZURN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02148758.pdf
EFTA02146320Set 10
2013-03-019p2,246w
Research:
• JPM downgrade EVR LN, upgrade XCH LN, GS upgrade TEF SM, downgrade DBK GY
EFTA_R1_00804642
EFTA02146323
• UBS upgrade KUD SW, downgrade EMG LN, Emerging Markets, upgrade Japan
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02146320.pdf
EFTA02105372Set 10
2014-06-067p1,595w
Citi initiates SAABB SS(buy), UBS upgrades ASC LN, LBBW upgrades
DBK GY
DB upgrades FOS SJ, Danske positive COLOB DC, HSBC upgrades TPEIR GA, Natixis upgrades
SGSN VX
Citi
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02105372.pdf
EFTA02133365Set 10
2013-07-2910p2,662w
Price Index, Consumer Confidence,
Eurozone confidence, Earnings (AET, ACI, BARC LN, CMI, CVLT, DDD, DBK GY, DISCA, MRK,
MWV, NLSN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02133365.pdf