EFTA01441026Set 10
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agent,
including its clearing agent, Pershing LLC
(Pershing), one or more of DBS1's rights or obligations under this Agreement
without notice to Client.
2. Cash Account. DBSi will classify ... Restricted Securities. Client will not buy, sell or pledge any Restricted
Securities without DBS1's prior written
approval. Prior to placing any order for Restricted Securities subject to
Rule ... respect to the lien
granted to DBSI and its Affiliates, DBSI {or Pershing, at DBS1's
instruction) may, at any time and without prior notice,
sell, transfer, release, exchange, settle
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01441026.pdf
EFTA01441112Set 10
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Restricted Soeuritiao. Client Will not buy, sell or pledge any Restricted
EFTA01441125
Securities withoqt DBS1's prior written
opprovol. Prior to placing any order for Restrictecl Securities subject to
Rule ... EFTA01441130
benefit of any other person, regardless of whether such oilier norsot)
saCliorit of DBS1. Client undarstatids that
under Applicable l.aw, DBS! employees are proNblied ffona communicating such
information ... Client and that
DBS1 shall have no respohsiblllty or liability to Client (or failing to
disclose such Information.
23, Third Party Auihoriintion; No Aguney. Client agrees that If Client
oufhorizes
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01441112.pdf
EFTA01440997Set 10
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oquipment failure,
cofTimunications line failure, unauthorized access, theft, systems failure
and other occurrences beyond DBS1's control,
26. Customer Inquiries/Customer Complaints. For general inquiries. Client
will contact the Client Advisor ... eall
27. Entire Understanding. This Account Agreement contains the entire
understanding between Client and DBS1
concerning the subject matter of this Accourit Agreement and there are no
oral or other ... collectively, any and all funds, money. Securities and Other Property that
Client has with DBS1 and supersedes any
pribr AccountAgreement Client may have signed with DBSI. Client acknowledges
that Client
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01440997.pdf
EFTA00169548Set 9
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other person, regardless of whether such other person is a Client of DBS1. Client understands that
under Applicable Law, DBSI employees are prohibited from communicating such information to Client ... authorized by Client to act for Client, whether or not referred to Client by DBS1,
is/are not, and shall not be deemed agents of DBSI and DBSI shall have ... through DBSI or its affiliates.
28. Right to Terminate or Amend. Client agrees that DBS1 has the right to terminate this Account Agreement and close
any related accounts or amend
https://www.justice.gov/epstein/files/DataSet%209/EFTA00169548.pdf
EFTA01461102Set 10
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trading, war, strikes, act of foreign or domestic terrorism or
other conditions beyond DBS1's control. D851 shall not be liable for any damages caused by equipment failure,
communications line ... executors,
administrators. personal representatives and permitted assigns. It shall inure to the benefit of DBS1's successors and
assigns, or any successor clearing broker, to whom DBSI may transfer Client
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01461102.pdf
conununications of any kind relating to Applicable
Transactions hereunder shall be transmitted exclusively through DBS1, notwithstanding
anything to the contrary contained in Annex 1.
(d) Party A, Party ... that this Agreement shall not govern any
repurchase or buy/sell back transaction between (a) DBS1, acting in its individual capacity.
and Party B or (b) Party B and any entity
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01456463.pdf
EFTA00169291Set 9
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collectively, any and all funds, money, Securities and Other Properly that Client has with DBS1 and supersedes any
prior Account Agreement Client may have signed with DBSI. Client acknowledges that ... writing and signed by DBSI. No failure or delay on the pan of DBS1 to exercise any right or power
hereunder or to insist at any time upon strict compliance
https://www.justice.gov/epstein/files/DataSet%209/EFTA00169291.pdf
EFTA01444933Set 10
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interest rates, property of
any description or indices, in each case in accordance vvith DBS1's terms
and conditions for the Undersigned's
account, account type, and risk ... Undersigned's names, br number(s)
on DBS1's books. Agent(s) must
exercise the authority granted herein pursuant to the Undersigned's
instmctions, or otherwise for purposes
which
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01444933.pdf
EFTA01390371Set 10
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trading, war, strikes, act of foreign or domestic terrorism or
other conditions beyond DBS1's control. DB51 shall not be liable for any damages caused by equipment failure,
communications line ... throogn Pest or irs affiliates.
28. Right to Terminate or Amend. Client agrees that DBS1 has the right to terminirte tie Accnunt Agreement and dote
any related accounts or amend
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390371.pdf
EFTA01355701Set 10
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secure any and all Obligations of each Joint
Accountholder to 0851 and its Affiliates. DBS1 for Pershing, at 0851's instruction) may. at any time and without prior notice, sell ... Client authorizes 0851 to obtain reports concerning its credit standing and business conduct at DBS1's discretion. Client also authorizes D851 and
any affiliate el Deutsche Bank, including, without fintitatIon
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355701.pdf
EFTA01459366Set 10
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trading, war, strikes, act of foreign or domestic terrorism or
other conditions beyond DBS1's control. D851 shall not be liable for any damages caused by equipment failure,
communications line ... executors,
administrators. personal representatives and permitted assigns. It shall inure to the benefit of DBS1's successors and
assigns, or any successor clearing broker, to whom DBSI may transfer Client
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01459366.pdf
EFTA01459401Set 10
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trading, war, strikes, act of foreign or domestic terrorism or
other conditions beyond DBS1's control. D851 shall not be liable for any damages caused by equipment failure,
communications line ... executors,
administrators. personal representatives and permitted assigns. It shall inure to the benefit of DBS1's successors and
assigns, or any successor clearing broker, to whom DBSI may transfer Client
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01459401.pdf