""DEISI"" — Epstein Files Search

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EFTA00169615Set 9

FINRA in accordance with its arbitration procedures or an exchange of which DEISI is a member in accordance with the rules of that particular regulatory agency then in effect. Client ... next to the applicable item below. Client candies that Client will notify DEISI in writing invnechately it the representation certified to below ceases to be true and correct ... signing below. you ecknoMedge that you are a fiduciary responsible for the procurement of DEISI's seMises to the plan you have read the disclosure and you understand the disclosure

https://www.justice.gov/epstein/files/DataSet%209/EFTA00169615.pdf

EFTA00169332Set 9

respect to the lien granted to DBSI and its Affiliates, DBSI (or Pershing, at DEISI's instruction) may. at any time and without prior notice, sell, transfer, release, exchange, settle ... Securities and Other Property held in Account(s). 15. Fees. Client eixlerstanos that DEISI charges on Annual Account Fee for certain aveounts end may charge service fees. processing fees and/or ... means any entity that is controled by, controls or is under common control with DEISI. DBSI is a subsidiary of Deutsche Benk AG. Each affiliate is a separate legal entity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00169332.pdf

EFTA01282376Set 10

securities purchased, will be charged interest at the then currant rate, in acnordance with DEISI's usual custom. Interest will be computed on the net daily debit balance. which ... orient orders. Because several factors are considered with respect to such determinations, DEISI could potentially secure price improvements on such Orden by routing them in a different manner ... binding on it Client understands that it is responsible for transmission of instructions to DEISI and that Client bears the risk of loss arising from the method of transmission that

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282376.pdf

EFTA01253095Set 9

otherwise, unless such consent has been provided to DBSI. Client will promptly notify DEISI in writing if any of the above circumstances change. II. TERMS AND CONDMONS THAT APPLY ... Client except in tho case of DBSI's gross negligence or willful misconduct. DEISI shall not be liable for loss caused directly or indirectly by government restrictions, exchange or market ... writing and signed by 0851. No failure or delay on the part of DEISI to exercise any right or power hereunder or to insist at anyrtiroe upon strict compliance with

https://www.justice.gov/epstein/files/DataSet%209/EFTA01253095.pdf

EFTA00169810Set 9

sethoment dote. Alternatively, upon Client's failure to pay for purchased and settled securities. DEISI has the right to sell Securities and Other Property held in any of Client ... written offering documents fer such prothicts. 17. Cash Sweep Selection. Client agrees to contact DEISI regarding the selection of.Cash Sweep Options and understands that Client's choice of Cash Sweep ... shall not be kabla for any loss to Client eNeept in fhe case id DEISI's gross negligence or willful misconduct. DBSI shall pot be liable for loss caused directly

https://www.justice.gov/epstein/files/DataSet%209/EFTA00169810.pdf

EFTA00165848Set 9

processing of tilese securities or for any losses caused by these delays. DEISI has the right to decline to accept an order for these securities until the transfer and registration ... otherwise) and shall secure any and ell Obligations of each Joint Accountholder to DEISI and its Affiliates or Pershing. With respect to the lien granted to DBSI and Its Affiliates ... said designation for personal property. Chews agree that joutit accounts whl be carried by DEISI on Pershing's books in the form reflected by the Account name appearing

https://www.justice.gov/epstein/files/DataSet%209/EFTA00165848.pdf

EFTA01253111Set 9

lien upon all Securities and Other Property in the possession or control of DEISI. any of its Affiliates re Pershing, in whico Clime his art interest theld individually. piney ... amended. Securities and Other Property held in Client's retirement account(s) maintained by DEISI, which may include IRAsor qualified plans, are not subject to this lien and such Securities ... which 0851 sustains as a result of Client's failure to make delivery to DEISI B. Interest Charges Client acknowledges mat debit balances in the Account. including, but not Wilted

https://www.justice.gov/epstein/files/DataSet%209/EFTA01253111.pdf

EFTA01282416Set 10

Clenta Account is an individual rentement account or an ERISA account, or if DEISI is acting as Chant's investment adviser. Client understands that any funds Client has on deposit ... securities regulator in Client's country of residence or domicile. Nut all of DEISI accounts, products, services or investments are available to residents of all countries. Many countries have various ... short sales and lending the securities for short sales. As a result Pershing and/or DEISI may receive compensation in connection with these transactions. Neither Pershing. not DBSI, will tend

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282416.pdf

EFTA01282660Set 10

DBSI Affiliates such credit•related and business conduct information and any other confidentialinformation DEISI, Deutsche Bank AG and such Affibetels) may have about Clint and Client's Account, in accordance ... signing below, you acknowledge that you ere a fiduciary responsible for the procurement of DEISI's senAces to the plan you have read the disclosure and you understand the disclosure ... they have s880118es available tor lowing. If a sufficient quantity of securities appears borrowable, DEISI or Pershing may proceed to execute the short sale on Client's behalf. A locate

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282660.pdf

EFTA01450315Set 10

Account and any loss resulting therefrom will be charged to the Account. Client authorizes DEISI, at its discretion, to request and obtain extension(s) of Client's time to make ... credit balances associated with short security positions. 7. Credit Information end Investigation Client authorizes DEISI to obtain reports concerning its credit standing end business conduct at ()BSI's discretion. Client

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01450315.pdf

EFTA01365774Set 10

Account and any loss resulting therefrom will be charged to the Account. Client authorizes DEISI, at its discretion, to request and obtain extension(s) of Client's time to make ... credit balances associated with short security positions. 7. Credit Information end Investigation Client authorizes DEISI to obtain reports concerning its credit standing end business conduct at ()BSI's discretion. Client

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365774.pdf

EFTA00165798Set 9

Ocarinas purohased will be charged interest at the then current rate, in accordance with DEISI's usual custom. Interest will be computed on the net daily debit balance, which ... agreement, or any duly arising from any agreement or other relationship with DEISI. or to transactions with or through DBSI, only before the Financial Industry Regulatory Authority

https://www.justice.gov/epstein/files/DataSet%209/EFTA00165798.pdf

EFTA01390424Set 10

secure any and all Obligations of each Joint Accountholder to OBSI and its Affiliates. DEISI (or Pershing, at DBSI's instruction) may, at any time and without prior notice, sell ... which DBSI sustains as a result of Client's failure to make delivery to DEISI. 6. Interest Charges Client acknowledges that debit balances in the Account including, but not limited

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390424.pdf

EFTA01282854Set 10

Restricted Seothitiee. fl ed will not buy, sell or pledge any Restricted Securities without DEISI's prior written approval. Prior to placing any order for Restricted Securities subject to Rule ... such Affiliate%) may have about Client and Client's Account, in accordance with DEISI's Privacy Policy and Applicable Law. DBSI and Pershing will provide Client with a copy

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282854.pdf

EFTA01379380Set 10

2017-12-281p382w

ideas andproducts discussed herein. Trades and transactions are subject to relevant internal approvals of DEISI a its affiliates prior to execution, and the execution of any transaction or idea discussed

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01379380.pdf

EFTA01448731Set 10

joint accountholders ("Joint Accountholders') acknowledge and agree that pursuant to the lien to DEISI and Affiliates, the Collateral shall include Securities and Other Property held in the Account

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448731.pdf

EFTA01386888Set 10

2018-02-221p850w

objectives of such entities may be similar to those of 48 Required Usclosure regarding DEISI: Research-Related Settlement: On August 26. 2004. in connection with the 2002 industry-wide governmental

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386888.pdf

EFTA01461106Set 10

will be deposited automatically each day into interest-bearing, FDIC-insured depository accounts through DEISI's IDP or into en available money market mutual fund until Client invests these balances

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01461106.pdf

EFTA01459404Set 10

will be deposited automatically each day into interest-bearing, FDIC-insured depository accounts through DEISI's IDP or into en available money market mutual fund until Client invests these balances

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01459404.pdf

EFTA01355694Set 10

with assets, income or transactions in Client's account(s) and business relationship with DEISI. Furthermore, Chant confirms that the necessary information Ito the host of Client's knowledge

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355694.pdf