Epstein Files Search

EFTA01431397Set 10

2019-05-16183p55,919w

LINDEMANN JR GEORGE 47861.15021 69.79865 398.67046 3.937875591855E7 3330045.9769100007 1.3858011413800001E7 DPM 4893.342890000001 014/$0$19=0.004170524829371808 12 MCM CAPITAL PARTNER 0 0 476072.39691 0 0 0 Fund Solutions ... Grand Total SUM(J10:319)=2969672.25556 J20/$G$5=0.9999999598103815 EFTA01431402 Investments Breakdown DPM Revenue Summary Wealth Planning Revenue Summary Capital Markets Revenue Summary Current YTD Revenue: 4893.34289 Current ... Revenue: 43676.486789999995 2018 Revenue: 0 2018 Revenue: 29702.01987 DPM Top Revenue Relationships YTD 2019 (through March) YTD 2018 (through March) Total 2018 Relationship Revenue AUM Relationship Revenue AUM Relationship Revenue

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01431397.pdf

EFTA01477146Set 10

180p9,997w

DPM 0 0 0 0 0 0 0 CHRISTOPHER BOIES 0 0 0 0 0 0 0 DIAMOND B CAPITAL ... EFTA01477165 OI 0 0 0 0 0 0 0 0 0 0 0 0 DPM 105 40 40 40 16 16 0 0 0 0 0 0 0 DIAMOND ... EFTA01477166 0 0 0 0 0 0 0 0 0 0 0 0 INC. DPM 0 0 0 0 0 0 0 DIAMOND B INVESTMENTS, INC. PIN^0 CAPITAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01477146.pdf

EFTA00102257Set 9

2019-07-222p1,280w

30AM Francis v. DTA Fee Owner LLC et al 17.cv-1937 Status Conference Crotty DPM 14C 7/ 22/ 15 11:15AM USA v. Perlson 14-a-751 Change of Plea ... Crotty DPM 14C 7/22/19 11:30AM The Metropolitan Transportation Authority et al v. The Travelers Indemnity of America et al 17.0/-5298 Telephone Conference Engelmayer TM 1305 7/22/2019 ... 30AM USA v. Bright 19-ms-4952 Conference Castel DPM 110 Tin/IS 12.0 PM Brinson v. Quincy Amusements, Inc. 19.CY-5026 PTC Oetken TM 706 7/23/19 12:00 PM Ferdng

https://www.justice.gov/epstein/files/DataSet%209/EFTA00102257.pdf

EFTA01399156Set 10

2018-06-125p1,283w

Accounts: For Custody, DPM, Deposit, and Trust accounts opened by EEA (European Economic Area) client, account must not be opened without a signed 'Reverse Solicitation Affirmation Form' on file. Account ... Opening Review Group Table: Account Opening Review Group Product Type WM NOC Deposits, Custody, DPM and Trust EEA client identified on dbforce Customer page, 'EEA Country' field. For each ... venues where those instruments are traded Checklist for client account on-boarding: MIFID II DPM & Custody: Confirm German clients filled out agreement supplement specific to German clients (check

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399156.pdf

EFTA01475408Set 10

6p2,143w

Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi ELLIN HOWARD HOWARD ELLIN IIIM DPM Invtmt Adv DPBIA 1.839451305E9 0 1577621.73198778 -344 824.48412 -344824.48412 -344824.48412 10468.79211 88.47741633 4518692.67779 Americas ... York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi ELLIN HOWARD HOWARD ELLIN DPM Invtmt Adv DPBIA 0 47567.63201222 0 0 O 153.29534 42.96909012 142187.67385 Americas US Onshore East ... York Paul Morris Paul Morris Morr is/Oldfield Banker Debjani Bagchi BOIES FAMILY CHRISTOPHER BOIES DPM Invtmt Adv DPWGP 1.839451287E9 0 784290.79266444 -380 2699.28317 -3802699.28317 -3802699.28317 0 0 219486.74299 Americas

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01475408.pdf

EFTA01477029Set 10

2015-09-286p2,456w

York Paul Morris Paul Morris Banker Debjani Bagchi ELLIN HOWARD HOWARD ELLIN DPM Invtmt Adv DPBIA 1.839451305E9 0 12/24/2013 0:00 4728653 3414.30009 86.64538108 Americas US Onshore East Coast ... York Paul Morris Paul Morris is/Oldfield Banker Debjani Bagchi BOIES FAMILY CHRISTOPHER BOI DPM Invtmt Adv DPWGP 1.839451287E9 0 11/27/2013 0:00 .4151 0 0 0 Americas US Onshore East ... York Paul Morris Paul Morris is/Oldfield Banker Debjani Bagchi BOIES FAMILY CHRISTOPHER BOI DPM Invtmt Adv DPWGP 0 1/31/2014 0:00 626.38105 67.86186973 Americas US Onshore East Coast

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01477029.pdf

EFTA01399150Set 10

5p1,301w

holder(s), Decision Maker(s) reside in EEA*) For all EEA clients, non-discretionary DPM accounts will not be permitted. As a reminder, soliciting EEA clients is not permissible ... clients. For bankers with existing relationships with non MIFID accounts (loans, deposit), if a DPM or Custody account is opened for a German client, client may need to transfer ... Review Group by Product Type Account Opening Review Group Product Type DBOI Deposits, Custody, DPM and Trust Middle Office Brokerage KYC/ABR Residential and Structured Lending Transaction Level Reverse Solicitation Requirements

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399150.pdf

EFTA01399077Set 10

2018-01-0370p4,378w

solicitation. 4 EFTA01399081 Scenario #1: RM is performing the annual review for an existing DPM EEA client. During the RM/client conversation, the client mentioned the sale of his/her vacation home ... interested in pursuing business opportunities in NY as well to establish a DPM and brokerage account. London RM mentions to the NY RM that the UK client is on vacation ... with a non-US client. If the client is an EEA client with a DPM and/or Deposit account, and the communication is in reference to "Additional Funds" to an existing

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399077.pdf

EFTA01356571Set 10

1p384w

Review Group by Product Type Account Opening Review Group Product Type DBOI Deposits, Custody, DPM and Trust Middle Office Brokerage KYC/ABR Residential and Structured Lending Transaction Level Reverse Solicitation Requirements ... Additional Funds to an existing Account T .e Transaction Activit Acct DPM No Yes Custody No No Brokerage No No Deposit No Yes Lending No No A Cross Border Call ... with a non-US client. If the client is an EEA client with a DPM and/or Deposit account, and the communication is in reference to -Additional Funds" to an existing

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356571.pdf

EFTA01478002Set 10

2016-04-127p524w

Thanks, Thomas fhttps://brandportal.intranet.db.com/img/modules/- DAWM_logo_metallic 46x46.gifl Thomas P. Heidenberger Associate I DPM (WM) - Americas, Multi Asset Group Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management ... Thomas EFTA01478003 {https://brandportal.intranet.db.com/img/modules/- DAWN_logo_metallic 46x46.gif} Thomas P. Heidenberger Associate I DPM (WM) - Americas, Multi Asset Group Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management ... Thanks, Thomas fhttps://brandportal.intranet.db.com/img/modules/- DAWM_logo_metallic 46x46.gifl Thomas P. Heidenberger Associate I DPM (WM) - Americas, Multi Asset Group Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01478002.pdf

EFTA01475567Set 10

2015-12-3112p5,602w

K18/12),I18)=22500 IF(G18="BPS",I18,0)= 270000 DPM The Haze Trust 12/31/2015 90 IA - Equity 25000000 BPS 35 8750 0 Morris 1 IF(G19="BPS",I19*(K19/12 ... Hedge Snyder, Daniel 9/30/2015 25 Brokerage (Commissions) 100000000 BPS EFTA01475576 20 200000 Stewart Oldfield DPM Mandate Snyder, Daniel 9/30/2015 25 U.S. IA - Equity 50000000 BPS 50 250000 Stewart Oldfield Brokerage ... Limited Partnership 12/31/2015 90 U.S. Secured Lending (Lombard) 20000000 BPS 135 270000 Stewart Oldfield DPM The Haze Trust 12/31/2015 90 U.S. IA - Equity 25000000 BPS 35 87500 Paul Morris Credit

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01475567.pdf

EFTA01477930Set 10

2016-04-125p408w

Thanks, Thomas fhttps://brandportal.intranet.db.com/img/modules/- DAWM_logo_metallic 46x46.gifl Thomas P. Heidenberger Associate I DPM (WM) - Americas, Multi Asset Group Deutsche Bank Trust Company Americas Deutsche Bank Wealth Mana'ement ... your review. Thanks, Thomas fhttps://brandportal.intranet.db.com/img/modules/- DAWN_logo_metallic_46x46.gifl Thomas P. Heidenberger Associate I DPM (WM) - Americas, Multi Asset Group Deutsche Bank Trust Company Americas Deutsche Bank Wealth Mana.ement fhttps://brandportal.intranet.db.com ... send over? EFTA01477933 Thanks, Thomas fhttps://brandportal.intranet.db.com/img/modules/- DAWN_logo_metallic_46x46.gifl Thomas P. Heidenberger Associate I DPM (WM) - Americas, Multi Asset Group Deutsche Bank Trust Company Americas Deutsche Bank Wealth Mana.ement

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01477930.pdf

EFTA01477882Set 10

2016-04-073p180w

Morris ‹ > Ok thanks. Thanks, Thomas fhttps://brandportal.intranet.db.com/img/modules/- DAWN_logo_metallic_46x46.gifl Thomas P. Heidenberger Associate I DPM (WM) - Americas, Multi Asset Group Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management ... worry about my bio I need to update keep Joe, Andrew king team from DPM thanks Original Message From: Thomas Heidenberger Sent: Wednesday, April 06, 2016 03:20 PM Eastern ... Thomas fhttps://brandportal.intranet.db.com/img/modules/- DAWN_logo_metallic 46x46.gifl EFTA01477883 Thomas P. Heidenberger Associate I DPM (WM) - Americas, Multi Asset Group Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01477882.pdf

EFTA01356577Set 10

1p258w

venues where those instruments are traded. Checklist for client account on-boarding: MIFID II • DPM & Custody: Confirm German clients filled out agreement supplement specific to German clients (check ... include additional attestations/checkbox client received best ex and starter package. Ensure completion of supplement. • DPM: Ensure accounts have "MIFID" selected with the investment objective. Example: Old name: GAT — Growth ... case needs to be rejected by WM NOC AOG. MIFID II & PRIIPs DPM Control: For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356577.pdf

EFTA01477916Set 10

2016-04-125p373w

know shortly. Thanks, Thomas fhttps://brandportal.intranet.db.com/img/modules/- DAWN_logo_metallic_46x46.gifl Thomas P. Heidenberger Associate I DPM (WM) - Americas, Multi Asset Group Deutsche Bank Trust Company Americas Deutsche Bank Wealth Mana.ement fhttps://brandportal.intranet.db.com ... Thanks, Thomas {https://brandportal.intranet.db.com/img/modules/- DAWN_logo_metallic 46x46.gif} Thomas P. Heidenberger Associate I DPM (WM) - Americas, Multi Asset Group Deutsche Bank Trust Company Americas p- fhttps://brandportal.intranet.db.com/img/modules/claim_en_rgb.gifl Securities ... Thomas EFTA01477919 {https://brandportal.intranet.db.com/img/modules/- DAWN_logo_metallic 46x46.gif} Thomas P. Heidenberger Associate I DPM (WM) - Americas, Multi Asset Group Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01477916.pdf

EFTA01477921Set 10

2016-04-125p419w

Thanks, Thomas fhttps://brandportal.intranet.db.com/img/modules/- DAWM_logo_metallic 46x46.gifl Thomas P. Heidenberger Associate I DPM (WM) - Americas, Multi Asset Group Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management ... your review. EFTA01477922 Thanks, Thomas fhttps://brandportal.intranet.db.com/img/modules/- DAWM_logo_metallic_46x46.gifl Thomas P. Heidenberger Associate I DPM (WM) - Americas, Multi Asset Group Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management ... send over? Thanks, Thomas EFTA01477924 fhttps://brandportal.intranet.db.com/img/modules/- DAWM_logo_metallic_46x46.gifl Thomas P. Heidenberger Associate I DPM (WM) - Americas, Multi Asset Group Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01477921.pdf

EFTA01430500Set 10

2017-03-105p1,230w

Vista Goldman BDC Alkeon Aspect Canyon Email Client Name Banker Contact Name Contact Confirmed DPM Engagement? Overview Sent Invested Comments Status Notes Status Notes Status Notes Status Notes Ten Thems ... Glen Warren 3/10/2017 None None Docs sent For internal use only EFTA01430502 Vista Banker DPM Previous ISG Contact Previous AIS Req Brokerage Account Submitted Signed Pre Qual Submited Billionaire Docs

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01430500.pdf

EFTA01413826Set 10

2017-12-048p1,704w

relationship away from GS and JPM. Accounts established July 2017. So far has traded: DPM, RCM and structured notes via ISG. DB has become his top bank and relationship ... Petrucci ISG: Coley Jellinghaus KCP: Todd Stevens Dan Kaiser Xavier Avila Tazia Smith DPM: Larry Adam Paul Bartilucci Credit: EFTA01413831 Tom Clarke Nick Haigh Laura Farischon Pete Ferrara Deposits: Charlie

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01413826.pdf

EFTA01423853Set 10

2018-06-157p1,694w

relationship away from GS and JPM. Accounts established July 2017. So far has traded: DPM, RCM and structured notes via ISG. DB has become his top bank and relationship ... Petrucci ISG: Coley Jellinghaus KCP: Todd Stevens Dan Kaiser Xavier Avila Tazia Smith DPM: Larry Adam Paul Bartilucci Credit: Tom Clarke EFTA01423858 Nick Haigh Laura Farischon Pete Ferrara Deposits: Charlie

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01423853.pdf

EFTA01460013Set 10

2016-04-071p158w

Morris Subject: RE: Bios [I] Ok thanks. Thanks, Thomas Thomas P. Heidenberger Associate I DPM (WM) - America, Multi Asset Group Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management ... worry about my bio 1 need to update keep Joe, Andrew king team from DPM thanks Original Message From: Thomas Heidenberger Sent: Wednesday, April 06, 2016 03:20 PM Eastern

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460013.pdf