EFTA02123847Set 10
2013-10-3110p2,550w
midpt trailed — QUIK solid — PFPT raises yr rev view
Secondaries (announced/priced): ICLD, EGAS, WDC, DSCO, YELP
IPO's (filed/priced): Marcus & Millichap (MMI) 6M shares priced at $12, Essent Group (ESNT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02123847.pdf
EFTA00407579Set 9
2012-08-026p1,928w
AVEO, AYR, BBG, BCRX, BKCC, BRY, BWINB, BXC,
CBOE, CIR, CKP, CNSL, CRIS, DSCO, DSX, DUSA, DW, DXYN, ELNK
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407579.pdf
EFTA00390547Set 9
2013-05-106p1,832w
PANL loss wider — TNGO penny better — MCP loss narrower revs beat
Secondaries (announced/priced): SNTS, DSCO, APPY, FSP, TRNX, DDD, APO
IPO's (filed): QEP Midstream Partners (QEPM) files for $400M
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390547.pdf
EFTA00414089Set 9
2012-05-036p2,104w
CAMT, CCOI, CHSI, CIR, CKP,
CNSL, COCO, CRWN, CTCM, CWH, CXW, DBLE, DGE LN, DSCO, DSX, DW, EPB, EPL, ESV, EXH, EXLP, FBN,
FIG, FLWS, FLY, FSIN, FSYS
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414089.pdf
EFTA02104426Set 10
2014-06-107p1,832w
QSII, SAPE, SNCR, SON, STBA,
SYNL, TRXC, VZ, YELP, DATE, AAPL, ACHN
Shareholder Meetings: DSCO, ESGR, LTC, SSI, WRES, GM, HPT, PF, AMCX, AVHI, CHMI, DCTH,
EXA, Gill, IFMI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02104426.pdf
EFTA02121969Set 10
2013-11-129p2,327w
Post-Close: ACFN, API, ATOS, BSOR, BWC, CALL, CDXS, CPA, CVT, CWCO, CYCC,
DIOD, DSCO, EARN, EGL, EMAN, ERA, EVOL, FI, FPRX, GNMK, GSB, GTE, HPTX, ICEL, MBI,
MDVN, MGNX
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121969.pdf