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Corpus: 1990-03-17 – 2025-12-01

September 2014

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Results by Dataset5 total

Set 9

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Set 10

3

5 results for “"DUFN SW"”

EFTA00361931Set 9

2014-09-256p1,796w

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Bankhaus Lampe initiates KGX GY (buy) • HSBC upgrades MBTN

SW

, Mirabaud upgrades

DUFN

SW

, SocGen upgrades ELE SM & ENEL IM • Exane UK capital goods note (downgrade

https://www.justice.gov/epstein/files/DataSet%209/EFTA00361931.pdf

EFTA02096942Set 10

2014-09-257p1,795w

Bankhaus Lampe initiates KGX GY (buy) • HSBC upgrades MBTN SW, Mirabaud upgrades DUFN SW, SocGen upgrades ELE SM & ENEL IM • Exane UK capital goods note (downgrade

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02096942.pdf

EFTA02143841Set 10

7p1,912w

downgrade ISG IM Nordea downgrade NHY NO, ERICB SS, DB downgrade DUFN SW, FRES LN, TKA AV BERN initiate W0H DC (up), SOON

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02143841.pdf

EFTA02149039Set 10

2013-01-308p1,848w

replace AKZA NA, GIVN VX least pref) EFTA_R1_00808719 EFTA02149041 r Citi upgrade DUFN SW, EDP LN, MS resume BP/ LN (uw), upgrade IMG LN, downgrade

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02149039.pdf

EFTA00386460Set 9

2013-08-018p2,693w

downgrade RWE GY, upgrade AF FP •• HSBC downgrade BNR GY, NXT LN, Citi downgrade DUFN SW, upgrade PLT IM •• Medio upgrade BRE IM, Exane initiate GKN LN (b), KepChev upgrade

https://www.justice.gov/epstein/files/DataSet%209/EFTA00386460.pdf