Epstein Files Search

EFTA01114211Set 9

30p4,867w

equity ► Tranche limit — less than 35% of individual tranche INDEPENDENT THIRD PARTY ADMINISTRATOR & CUSTODIAN ► Daiwa acts as independent third party administrator and custodian for Oppida assets ► All cash positions reconciled ... with Daiwa on daily basis ► All positions and NAV reconciled with Daiwa on a monthly basis LEVERAGE ► During 2010 — leverage utilised in 2 months of year • Peak leverage utilised ... yield to matu ivy lower than 10% 6 B A EFTA01114216 Fund Terms Administrator Daiwa Securities (Dublin) Auditor PWC Investment Manager Berkeley Asset Management LLP Legal Advisor (Ireland) Dillon Eustace

https://www.justice.gov/epstein/files/DataSet%209/EFTA01114211.pdf

EFTA00593591Set 9

1p417w

6/2008-9/2008 • Enhanced algorithm trading strategies by adding VWAP intraday profile and With Volume feature DAIWA ASSET MANAGEMENT (One of the top 3 investment management firms in Japan) Tokyo, Japan Deputy ... models • Created relative value strategies in fixed income and currencies for alternative investment fund DAIWA ASSET MANAGEMENT (AMERICA) New York, NY Deputy Manager & Quantitative Analyst. Quantitative Research 7/1999-2/2002 • Modified global ... stock market • Summarized, presented and discussed research results with consultants (finance professors) hired by Daiwa DAIWA ASSET MANAGEMENT Tokyo, Japan Quantitative Analyst 4/1998- 7/1999 • Improved Japanese stock investment models with

https://www.justice.gov/epstein/files/DataSet%209/EFTA00593591.pdf

EFTA01104892Set 9

30p6,348w

Management debt by the US government and the market's challenges in Committee at Daiwa America Corp., heading the fixed absorbing the requisite supply. income advisory department of Daiwa America ... dealership positions of over $20 billion as supply in short coupons and T-Bills. Daiwa America's Head of Fixed Income Trading. He acted Statistics as a fixed income proprietary ... forma annual return of 27.6% from 1992 —1998 while at Daiwa. He began his career in 1985 Annualized Volatility 6.46% as proprietary trader in the fixed income department at First

https://www.justice.gov/epstein/files/DataSet%209/EFTA01104892.pdf

EFTA02024887Set 10

1p417w

6/2008-9/2008 • Enhanced algorithm trading strategies by adding VWAP intraday profile and With Volume feature DAIWA ASSET MANAGEMENT (One of the top 3 investment management firms in Japan) Tokyo, Japan Deputy ... models • Created relative value strategies in fixed income and currencies for alternative investment fund DAIWA ASSET MANAGEMENT (AMERICA) New York, NY Deputy Manager & Quantitative Analyst, Ouantitative Research 7/1999-2/2002 • Modified global ... stock market • Summarized, presented and discussed research results with consultants (finance professors) hired by Daiwa DAIWA ASSET MANAGEMENT Tokyo, Japan Quantitative Analyst 4/1998- 7/1999 • Improved Japanese stock investment models with

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02024887.pdf

EFTA01318632Set 10

7p2,155w

Owed. Dommic 814 Propad 10 Sate b Puela 124o 017 (000. Prepad. Daiwa 818 Etane4. Sordium.Prepaid 14 Sat: *Oat. 018 FedEx Ground. PAP. Armed Oratoc 820 Dale Cana. AvaPCCI. Repaid ... Ortada a sr Una." Lent 4-4 422 allRedeem Damao $459 OD Aare, :51 Daiwa Va. 423 allRedeem AvaP00. Ckatostic $?0 Oil Reopen,. AvX.00 :61 Ackeed Coneenm

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01318632.pdf

EFTA00807267Set 9

2019-03-2012p6,957w

Indus 6100 Red Hook Quarter B3 St Thomas, USVI woad by Boomerang Came 3 Daiwa par 00802 USA 4 DESCRIPTION OF VEHICLE / SiGNAI_EMEHT Dt1VOINCULE 5 Registered in / irnrnatricule ... Indus 6100 Red Hook Quarter B3 St Thomas, USV1 issued g 3 00802 USA Daiwa par Boomerang Camels DESCRIPTION OF VIIHICLI / MONALEMENT DU VEHICULE Registered in / immatricule en VD* Islands

https://www.justice.gov/epstein/files/DataSet%209/EFTA00807267.pdf

EFTA01323720Set 10

370p88,015w

EFTA01323720 Statements SDNYGM,354965 CONFIDENTIAL EFIA,227657 CLEARED DIRCOCAI ITS WHOus 004A0 SLINICARY OFTICE SERVICING

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01323720.pdf

EFTA01314422Set 10

7p2,173w

Cran.81IReopeM.Avr, C0 32) Eixtronic C.O.D..24 Was 435 ~POD. COD. all Roopleol. Daiwa» 877 Dale Calan.1311Reppent.Spnare 33) E»aronic C.O.D..48 bars 436 ~POD. ECCO. B11Roca:Jars. Domosle 870 Apparent

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01314422.pdf

EFTA01314463Set 10

4p1,464w

COASOldaW Ns:4ms Poosado Fl Chap 162) Consokiscod Rains Cronsizo Packapo Cane In) Daiwa Magee 154) Canyko Onspasolesehe.4 C•414) CONFIDENTIAL SDNY_GM_00341698 EFTA_002 14393 EFTA01314466

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01314463.pdf

EFTA01314600Set 10

7p1,340w

market conditions as they relate 10 Nei COOL Padiage sere from: 33461 zip cede Daiwa:, Based Pricing. Region Arbil 004641699144 Sender Recipient Service Type Fedex SUmdard Overnight JOHN ALESSI

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01314600.pdf

EFTA01498547Set 10

2010-10-011p367w

lave actin, denim. nre the amitotic secant InInanefel and appanhoes ow gem your sand Daiwa pa lucts and PYMICCS aroDned by /Phloctinn (haw Rink N %India Mil . Ile0 Mutual Funds/Securities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01498547.pdf

EFTA01584396Set 10

2006-08-311p126w

August 31, 2006 Account Transactions Cash Activity Summary Amnia Anewtillif .Prep Etcaavvita Daiwa* 424 Credits Do *keit 11,611 S2 Taxable Interact 02 22,25919 Sweep Account Sales

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01584396.pdf

EFTA01577627Set 10

2015-03-221p385w

aura n all late you banter ta MCC .1?lnlwar F; • ni.orni... Daiwa Tranatent WOO Mat Crietorn 5030 Mena Cnenvid TO 00 It snu rniao no Ye. nil nis anew

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01577627.pdf

EFTA01515518Set 10

2010-07-311p364w

lave actin, deans. .x the amitotic secant InInanefel and appanhoes ow gem your sand Daiwa palucts aid PYMICCS wrofaed by /Phloctinn (haw Rink N %India Mil . Mutual Funds/Securities 1I'Morywn

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01515518.pdf

EFTA01577637Set 10

1p391w

Laster ara Cash 50 00 .1 -A row baltraw F4 • .• any*. Daiwa tratudern 5J a0 Ewan Cnworil SOS 00 Precat 0_ $0 00 a Via/ nub no Yea east

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01577637.pdf

EFTA01312770Set 10

10p2,886w

Caron Lent 422 allRedeem 859 840ponirrenl 0C4F9FF 423 allRedeem. IluloPCO 310 Pell 5-1 Daiwa Va. 880 3r0 Parry Mr". amonerenl Delnery. /4.07POD ICI Amos Camay. 429 3rd Pang

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01312770.pdf

EFTA01502706Set 10

2010-10-011p366w

lave actin, denim. nre the amitotic secant InInanefel and appanhoes ow gem your sand Daiwa pa lucts and PYMICCS aroDned by /Phloctinn (haw Rink N %India Mil . Mutual Funds/Securities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01502706.pdf

EFTA01578304Set 10

1p1,259w

your request we boll credt your payment as of that day circulation ai Daiwa Sidled to Mind RS! To figure your mover merest charges her tech pled cycle 'then

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01578304.pdf

EFTA01515560Set 10

2010-10-011p378w

actin, dada. tie the amitotic nant arnallair and appanoes that totem your saner 2 Daiwa palucts ard ,erica seofaed by /Phloctinn (haw Rink. N %India Mil . Mutual Funds/Securities 1I'Morpan

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01515560.pdf

EFTA01462161Set 10

1p1,076w

cleaned n Me swath Swann laws and regulatans). Deadne Band AG. agnate Branch er Daiwa Saida As ladeleltd avant tienry accepts legal reapanseberly le twa penen far ear cones

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01462161.pdf