""Dark Pools"" — Epstein Files Search

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Corpus: 1990-03-17 – 2025-12-01

December 2025

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EFTA00805569Set 9

Puerto Rico) Institutional-Grade Exchange Technology Fully Regulated Bank Entity Connected to LIT market, dark pool, and OTC trading • Regulated by the Puerto Rico Office of the Commissioner of Financial ... Revenue: f $128mm Integrated bank platform intended to enhance security and efficiency of transactions Dark Pool: Handles large OTC or Institutional orders by efficiently connecting customers to superior liquidity, promote ... impact $22.8 18% i $26.7 21% Ability to stream quotes into the OTC Book / Dark Pool • CL0B • OTC Dark Pool • Settlement Fees • Custody Revenue Ability to place large orders across

https://www.justice.gov/epstein/files/DataSet%209/EFTA00805569.pdf

EFTA02101743Set 10

2014-07-259p2,302w

meet cost-cutting targets (trading +13.8%) • Barclays seeks dismissal of New York AG dark pool lawsuit citing clear & substantial factual errors • Lloyds to pay up to £300M to US/UK regulators ... Wall Street Takes a Shine to Argentine Bonds WSJ • Barclays Files to Dismiss Dark-Pool Suit WSJ • U.S. Corn Farmers Face a Cash Crunch WSJ • Morgan Stanley ... chatroom FT • Lloyds to pay up to £300m Libor fines FT • Barclays defends 'dark pool' venue FT • London brokers face research shake-up FT • Gaza causes split between main

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02101743.pdf

EFTA02707861Set 11

relationships with bank for direct FX trading. Created relationships and began trading in equities dark pools. Managed the process to bring research tools such as historical data collection online. Managed ... Platform, Servers & Co-Location (Nasdaq Initially) Access to other major US Equity venues and dark pools may be utilized as part of expansion subject to cost/benefit analysis: ARCA/NYSE, BATS, Direct ... Revenue Approx. $ 200K/month. • February-March: exposure 10-20MM. • March: Add all dark pools, BATS and Direct Edge. Revenue Approx.$ 500K/month • April: evaluate cost-benefit of adding NYSE/ARCA • April

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02707861.pdf

EFTA02024887Set 10

Analytics 4/2009-3/2011 • Created algorithm trading strategies targeting opening/closing prices in US equity • Developed US dark pool strategy with real time analysis on fills from 20+ dark pools • Researched price anomalies

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02024887.pdf

EFTA00593591Set 9

Analytics 4/2009-3/2011 • Created algorithm trading strategies targeting opening/closing prices in US equity • Developed US dark pool strategy with real time analysis on fills from 20+ dark pools • Researched price anomalies

https://www.justice.gov/epstein/files/DataSet%209/EFTA00593591.pdf

EFTA01113123Set 9

2011-12-31189p90,201w

platform for blue chip stocks from eleven European countries. • SmartPool —SmartPool is a European dark pool dedicated to the execution of institutional order flow. This MTF. created in partnership with ... future. Our current and prospective competitors include regulated markets, electronic communication networks, dark pools and other alternative trading systems. market makers and other execution venues. We also face growing competition

https://www.justice.gov/epstein/files/DataSet%209/EFTA01113123.pdf

EFTA02104426Set 10

2014-06-107p1,832w

Sports 5 channel dedicated to European football • SEC investigating a number of big dark pools re: proper disclosure on how they operate (WSJ) • UK industrial output posts biggest annual gain ... Drones WSJ • Bond Markets Twist, Investors Shout WSJ • Tech IPOs Beckon Credit Suisse WSJ • 'Dark Pools' Face New SEC Probe WSJ • IMF Chief Lagarde Calls for Cultural Overhaul at Banks

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02104426.pdf

EFTA02374956Set 11

2012-10-042p335w

725577.1297342988@ems.euromoneyplc.com> Sent: Thursday, October 4, 2012 4:59 PM To: jeeproject@yahoo.com Subject: Citi Launches Dark Pool chttp://projectsline.com/iimag/images=x.gif> <http://ems.euromoney.com/ems/r.asp?clndex=725577&=Index=12973429888thurl=http%3A//www.institution alinvestor.com> =!-- Newsletter Title -->Institutional Investor Daily Thursday= October ... DECORATION: none; PADDING-TOP: 0px" href="http://ems.=uromoney.com/ems/r.asp?clndex=725577&mlndex=1297342988&hurl=htt=%3A//www.institutionali nvestor.com/Article/3097998/Citi-Launches-Dark-P=ol.html">Citi Launches Dark Pool A crowded, fragmented =usiness admits one more, this one from Citibank. Read

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02374956.pdf

EFTA00642415Set 9

2013-04-232p575w

with talent and 'niche' opportunities to exploit in areas such as market micro-structure, dark pools versus lit pools, various forms of ETF arbitrage (leveraged ETF arbitrage, redemption/creation

https://www.justice.gov/epstein/files/DataSet%209/EFTA00642415.pdf

EFTA00913351Set 9

2011-06-221p131w

option of colored plaster for the pool„ it was supposed to be a dark pool„ the tiles were orignially going to reflect that.. The information contained in this communication

https://www.justice.gov/epstein/files/DataSet%209/EFTA00913351.pdf

EFTA01862640Set 10

2011-06-221p128w

option of colored plaster for the pool„ it was supposed to be a dark pool„ the tiles were orignially going to reflect that.. The information contained in this communication

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01862640.pdf

EFTA00301066Set 9

2014-01-221p455w

financial officer Jonathan Goldstein; compliance head and maintains with 200 brokerage firms and 40 dark-pool operators. senior equity trader Ike Groff; derivatives-trading chief Aaron What's more

https://www.justice.gov/epstein/files/DataSet%209/EFTA00301066.pdf

EFTA00956277Set 9

2013-03-061p190w

wrote: Where did you go??? Does Dark Pool Arbitrage sound familiar to you?? Sent via BlackBerry from T-Mobile The information contained in this communication is confidential, may be attorney

https://www.justice.gov/epstein/files/DataSet%209/EFTA00956277.pdf

EFTA00403751Set 9

2012-10-045p1,632w

pageone_0> Europe Officials to Weigh Further Budget Integration WSJ 'Dark Pool' and SEC Settle WSJ mod=ITP_moneyandinvesting_0> Apple Suppliers Begin Producing Smaller Version of iPad

https://www.justice.gov/epstein/files/DataSet%209/EFTA00403751.pdf

EFTA00742476Set 9

2010-07-136p2,826w

HFTs are even more important for the marketplace. (c) The proliferation of so-called "dark pools" such as LiquidNet and Pipeline reflect a desire by institutional investors to avoid detection

https://www.justice.gov/epstein/files/DataSet%209/EFTA00742476.pdf

EFTA00895453Set 9

2010-08-231p104w

jeevacation@grnail.com> To: Jes Staley <, Subject: Date: Mon, 23 Aug 2010 13:50:57 +0000 dark pools , interestting The information contained in this communication is confidential, may be attorney-client privileged

https://www.justice.gov/epstein/files/DataSet%209/EFTA00895453.pdf

EFTA00956281Set 9

2013-03-062p316w

wrote: Where did you go??? Does Dark Pool Arbitrage sound familiar to you?? FT Sent via BlackBerry from T-Mobile The information contained in this communication is confidential

https://www.justice.gov/epstein/files/DataSet%209/EFTA00956281.pdf

EFTA01193824Set 9

2014-07-016p1,943w

last week but Barclays CoCo's underperformed an additional 40-45bp on the dark pool DOJ lawsuit. The GBP tranche 7% perp NC Sep19 yields approx 7.15% which

https://www.justice.gov/epstein/files/DataSet%209/EFTA01193824.pdf

EFTA01902775Set 10

2013-03-061p190w

MIMMIla wrote: Where did you go??? Does Dark Pool Arbitrage sound familiar to you?? FT Sent via BlackBerry from T-Mobile The information contained in this communication is confidential

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01902775.pdf

EFTA01447563Set 10

2014-07-011p437w

last week but Barclays coco's underperformed an additional 40-45bp on the dark pool DOJ lawsuit. The GBP tranche 7% perp NC sep19 yields approx 7.15% which

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01447563.pdf

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Results by Dataset37 total

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