EFTA01120583Set 9
42p13,508w
terms herein, the Company wishes to engage in an
offering of debentures and warrants for a total offering price of $1,500,000 (the
"Offering");
WHEREAS, in connection with ... Irrevocable Transfer Agent Instructions"); and
1
MI-481914 v4
EFTA01120583
WHEREAS, the Debentures, the Warrants and the Warrant Shares, collectively
are referred to herein as the "Securities").
NOW, THEREFORE ... authority to enter
into and perform its obligations under this Agreement, the Debentures, the Warrants, the
Security Documents, the Irrevocable Transfer Agent Instructions and each of the other
documents, instruments
https://www.justice.gov/epstein/files/DataSet%209/EFTA01120583.pdf
EFTA02444174Set 11
2009-05-0311p3,418w
from applicable registration
provisions of state securities laws, since none of the Units, Debentures or Warrants (nor any of
the Conversion Shares or the Warrant Shares will be registered under ... such laws). (The
Debentures and Warrants comprising the Units are hereinafter sometimes referred to collectively
as the "Constituent Securities" and the shares of the Company's common stock, par value
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02444174.pdf
EFTA01480067Set 10
1p1,066w
kind with J.P. Morgan with respect to any and all securities debentures, notes, warrants,
Morgan may deal, broker or act as counterparty from time to time, including (without limitation) stocks
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01480067.pdf
EFTA01481141Set 10
2011-11-1836p14,915w
counterparty from time to time, including
(without limitation) stocks, bonds, debentures, notes, warrants,
loans and loan participations, mutual funds, unit trusts, real estate,
investment trusts, other types of pooled interest
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01481141.pdf
EFTA01583287Set 10
1p1,057w
counterparty from time to tune, including (without limitation) stocks, bonds, debentures, notes, warrants,
pans and loan participations, minuet funds, unit trusts, real estate, investment trusts, other types of pooled interest
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01583287.pdf
EFTA01480042Set 10
1p1,067w
counterparty from time to tree, including (without limitation) stocks, bonds, debentures, notes, warrants,
oans and loan panic:Ws:Ina, mutual funds, unit trusts, real estate, investment trusts, other types
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01480042.pdf
counterpart). from bine to tune, meaning (with:at lam anal) mocks, hoods, debentures.
roles, warrants, 'Adis EA ban parocipations, maul fish. unit trusts, real auk, investment trust, other
types
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01479852.pdf
EFTA01480285Set 10
1p1,035w
broker or act as.COVitarOarty from time to orne, including (without lowtation) stocks, bonds, debentures, rotes, warrants,
roans and loan partIcipaticnS, mutual funds, unit trusts, real estate, investment trysts, other types
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01480285.pdf
EFTA01340311Set 10
4p2,392w
counterparty from time to time, including (without limitation) stocks, bonds. debentures,
notes, warrants. loans and loan participations, mutual funds, unit trusts. real estate, investment trusts, other
types of pooled interest
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01340311.pdf
counterpart). from tame to one, ma ohng (wi thew lamanal) mocks, bonds, debentures.
notes, warrants, koas and ban partetpatons, em u! fah, unit trusts, real estate, inn:sonar trusts, other
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01480248.pdf
securtes with financial instruments
t.rre to tee, including (witnout imitation) stocks, bonds, debentures, notes, warrants,
act as counteroarty from
other typed POONE
Delta and Can partiopetiont nnutieN funds, and trusts
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01479836.pdf
EFTA00084026Set 9
25p9,251w
countyparty from :rile to tire, nclang (vetn0A limitation) stocks, bonds, debentures, notes, warrants.
oars and oan participaoons, mutual tunas, unit trusts, real estate, irvesflit 7usts, otner type% of pooled
Merest
https://www.justice.gov/epstein/files/DataSet%209/EFTA00084026.pdf
EFTA01186011Set 9
2007-07-1359p33,822w
Company, including the lending of money or the purchasing of shares, bonds, debentures, notes, warrants, options or other securities,
instruments, rights or any other assets of the Company (whether convertible
https://www.justice.gov/epstein/files/DataSet%209/EFTA01186011.pdf
EFTA01480294Set 10
1p1,038w
cpunterparty from tent to time, including (without Imitation) stocks, bonds, debentures, notes, warrants.
oars and loan participations, mutual funds, unit trusts, rea estate, investment trusts, other types of pooled interest
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01480294.pdf
EFTA01594834Set 10
26p11,022w
counterparty from time to time, including
(without limitation) stocks, bonds, debentures, notes, warrants,
loans and loan participations, mutual funds, unit trusts, real estate,
investment trusts, other types of pooled Interest
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01594834.pdf
EFTA01340307Set 10
3p2,309w
RELATED PLEDGES counterpany from time to time, including (without limitation) stocks, bonds, debentures. notes. warrants, loans and
loan participations. mutual funds. unit trusts, real estate. investment trusts, other types
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01340307.pdf
courterparty from time to time, ins-Lang (without Irritston) Stotts. bends, debentures, notes, warrants.
of pooled
loans and loan participations. mutual funds, unit trusts, real estate, oveitment truss, other types
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01479876.pdf
courterparty from time to time, inetoding (without Irramon) stocts, bends, debentures, notes, warrants.
of pooled
loanS and loan partCipations. mutual funds, unit trusts, real estate, investment truss, other types
interest
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01479845.pdf
EFTA01583241Set 10
1p1,059w
transactions of any kind with J.P. Morgan with respect to any and all debentures, notes, warrants,
organ may deal, broker or act as counterpart/ from time to time, Inch:ding
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01583241.pdf