EFTA01421706Set 10
2017-06-0129p3,281w
From: Richard Kahn
Date: Thu, 01 Jun 2017 14:48:08 -0400
To: Delores Rubin
Cc: Vahe Stepanian
Tazia Smith
Stewart Oldfield
lets put on hold ... York, NY 10022
tel
fax
cell
On Jun 1, 2017, at 2:45 PM, Delores Rubin e > wrote:
> Classification: Confidential
Richard,
Unfortunately, we have not uncovered such inventory ... whole piece,
we can then work with the indicated seller.
Best regards,
EFTA01421706
Delores Rubin
Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01421706.pdf
EFTA01428217Set 10
2017-06-0128p3,153w
Subject: RE: Rothschild - Being shown an offer! [C]
From: Delores Rubin < >
Date: Thu, 01 Jun 2017 14:45:10 -0400
To: Richard Kahn
Cc: Vahe Stepanian
Tazia Smith
Stewart Oldfield ... whole piece,
we can then work with the indicated seller.
Best regards,
Delores Rubin
fhttps://brandportal.intranet.db.com/img/modules/-
DAWM_logo_metallic 46x46.gifl
Delores Rubin
Director I Wealth Management Capital Markets
Equity ... EFTA01428217
From: Richard Kahn [mailto:
Sent: Thursday, June 01, 2017 1:12 PM
To: Delores Rubin
Cc: Vahe Ste anian Tazia Smith
; Stewart Oldfield
Subject: Re: Rothschild - Being shown
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428217.pdf
EFTA01428020Set 10
2017-06-0127p3,121w
Tazia Smith
Date: Thu, 01 Jun 2017 13:18:43 -0400
To: Richard Kahn
Delores Rubin
Cc: Vahe Stepanian
Stewart Oldfield
Classification: Confidential
Rich — Any price guidance you can share ... Thanks!
From: Richard Kahn [mailto:
Sent: Thursday, June 01, 2017 1:12 PM
To: Delores Rubin
Cc: Vahe Stepanian; Tazia Smith; Stewart Oldfield
Subject: Re: Rothschild - Being shown an offer ... EFTA01428020
fax I I
cell
On Jun 1, 2017, at 8:39 AM, Delores Rubin e > wrote:
Classification: Confidential
Hi Richard,
I understand the client is difficult to reach
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428020.pdf
EFTA01425849Set 10
2017-06-0125p2,801w
From: Vahe Stepanian
Date: Thu, 01 Jun 2017 08:16:02 -0400
To: Delores Rubin
Richard Kahn
Cc: Tazia Smith
Stewart Oldfield
Classification: Confidential
Thanks Delores.
Rich — let us know ... proceed this morning.
Best,
Vahe
From: Delores Rubin
Sent: Thursday, June 01, 2017 7:35 AM
To: Richard Kahn
Cc: Tazia Smith ; Vahe Stepanian ‹ >
Subject: RE: Rothschild - Being shown ... level. Our indicated seller cares around
the 28.50 level.
Thank you.
Best regards,
EFTA01425849
Delores Rubin
{https://brandportal.intranet.db.com/img/modules/-
DAWN_logo_metallic 46x46.gif}
Delores Rubin
Director I Wealth Management Capital
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01425849.pdf
EFTA02359910Set 11
2017-05-3121p2,746w
HBRK Associates Inc.
New York, NY 10022
tell
fax
Begin forwarded message:
From: =/b>Delores Rubin
Subject: =/b>RE: Rothschild - =eing shown an offer! [C]
Date ... would like us to work anything for =omorrow.
Best regards,
EFTA_R1_01349312
EFTA02359910
Delores Rubin
Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
011 Securities Inc
Deutsche ... mailto
From: Richard Kahn [mailto -
Sent: Wednesday, May 31, 2017 11:02 AM
To: Delores Rubin
Cc: Tazia Smith
<mailto
Subject: Re: Rothschild - Being shown an offer! =CJ
that
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02359910.pdf
EFTA00649545Set 9
2017-05-3112p2,596w
Avenue 4th Floor
New York, NY 10022
tel
fax
cell
Begin forwarded message:
From: Delores Rubin <
Subject: RE: Rothschild - Being shown an offer! [C]
Date ... want to counter with a lower bid.
Thank you.
Best regards,
Delores Rubin
Lyhttp
s://bra
nrinnrt
EFTA00649545
Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities ... Bank Wealth Management
345 Park Avenue 10154.0004 New York, NY. USA
Tel.
Email
From: Delores Rubin
Sent: Wednesday, May 31, 2017 8:19 AM
To: 'Richard Kahn'
Cc: Tazia Smith
https://www.justice.gov/epstein/files/DataSet%209/EFTA00649545.pdf
EFTA01414585Set 10
2017-05-3016p1,939w
Subject: RE: Rothschild C
From: Delores Rubin >
Date: Tue, 30 May 2017 08:25:58 -0400
To: Richard Kahn
Cc: Tazia Smith
Stewart Oldfield
Vahe Stepanian
Matt Glassman ,
Davide ... ultimate limit on either side, we could work an order for you.
Best regards,
Delores Rubin
fhttps://brandportal.intranet.db.com/img/modules/-
DAWN_logo_metallic 46x46.gifl
Delores Rubin
Director I Wealth Management Capital ... EFTA01414585
From: Richard Kahn [mailto:
Sent: Tuesday, May 30 2017 8:22 AM
To: Delores Rubin >
Cc: Tazia Smith ; Stewart Oldfield
; Vahe Stepanian < >; Matt
Glassman Davide-A Sferrazza <
Subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01414585.pdf
EFTA01424549Set 10
2017-05-3016p1,856w
Subject: RE: Rothschilcala
From: Delores Rubin <
Date: Tue, 30 May 2017 08:25:58 -0400
To: Richard Kahn
Cc: Tazia Smith <
Stewart Oldfield
Vahe Stepanian <
Matt Glassman <matt.glassman@db.com>,
Davide ... ultimate limit on either side, we could work an order for you.
Best regards,
Delores Rubin
fhttps://brandportal.intranet.db.com/img/modules/-
DAWN_logo_metallic 46x46.gifl
Delores Rubin
Director I Wealth Management Capital ... EFTA01424549
From: Richard Kahn [mailto:
Sent: Tuesday, May 30, 2017 8:22 AM
To: Delores Rubin <
Cc: Tazia Smith ; Stewart Oldfield
; Vahe Stepanian < >; Matt
Glassman <matt.glassman@db.com>.; Davide-A Sferrazza <
Subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01424549.pdf
EFTA01423782Set 10
2017-05-3014p1,601w
Subject: RE: Rothschild [C]
From: Delores Rubin ‹ >
Date: Tue, 30 May 2017 08:14:31 -0400
To: Tazia Smith
Richard Kahn
Cc: Stewart Oldfield
Vahe Stepanian
Matt Glassman
Davide ... still be happy
to work an order for you if it helps.
Best regards,
Delores Rubin
{https://brandportal.intranet.db.com/img/modules/-
DAWM_logo_metallic 46x46.gif}
Delores Rubin
Director I Wealth Management Capital ... Management
345 Park Avenue, 10154-0004 New York, NY, USA
EFTA01423782
Tel.
Email
From: Delores Rubin
Sent: Wednesday, May 24, 2017 8:32 AM
To: Tazia Smith ; 'Richard Kahn
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01423782.pdf
EFTA01427416Set 10
2017-05-3014p1,724w
Subject: RE: Rothschild [C]
From: Delores Rubin <delores.rubin@db.com>
Date: Tue, 30 May 2017 08:14:31 -0400
To: Tazia Smith
Richard Kahn
Cc: Stewart Oldfield
Vahe Stepanian
Matt Glassman <matt.glassman@db.com ... still be happy
to work an order for you if it helps.
Best regards,
Delores Rubin
{https://brandportal.intranet.db.com/img/modules/-
DAWM_logo_metallic 46x46.gif}
Delores Rubin
Director I Wealth Management Capital ... York, NY, USA
EFTA01427416
Tel. +1 212 454-0860
Email delores.rubin@db.com
From: Delores Rubin
Sent: Wednesday, May 24, 2017 8:32 AM
To: Tazia Smith ; 'Richard Kahn'
Cc: Stewart Oldfield
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01427416.pdf
EFTA01420605Set 10
2017-05-2413p1,513w
Subject: RE: Rothschild [C]
From: Delores Rubin ‹ >
Date: Wed, 24 May 2017 08:32:14 -0400
To: Tazia Smith
Richard Kahn
Cc: Stewart Oldfield
Vahe Stepanian
Matt Glassman
Davide ... order for you using all of our institutional
capabilities.
Thank you.
Best regards,
Delores Rubin
{https://brandportal.intranet.db.com/img/modules/-
DAWN_logo_metallic 46x46.gif}
Delores Rubin
Director I Wealth Management Capital Markets ... Tazia Smith
Sent: Tuesday, May 23, 2017 2:41 PM
To: Richard Kahn
Cc: Delores Rubin ; Stewart Oldfield
; Vahe Stepanian ; Matt
Glassman ; Davide-A Sferrazza
Subject: RE: Rothschild [C]
Classification
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420605.pdf
EFTA01420294Set 10
2017-05-2312p1,265w
Date: Tue, 23 May 2017 14:41:00 -0400
To: Richard Kahn
Cc: Delores Rubin
Stewart Oldfield
Vahe Stepanian
Matt Glassman
Davide-A Sferrazza
Classification: Confidential
Thanks Rich.
No market ... 100k that we're in touch with (DB or agent). Delores will work
towards showing a smaller size to try to get a two-way in front of you.
Understand ... Kahn [mailto:
Sent: Tuesday, May 23, 2017 11:13 AM
To: Tazia Smith
Cc: Delores Rubin; Stewart Oldfield; Vahe Stepanian; Matt Glassman; Davide-A
Sferrazza
Subject: Re: Rothschild
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420294.pdf
EFTA01422093Set 10
2017-05-2310p1,135w
Subject: RE: Rothschild [C]
From: Delores Rubin
Date: Tue, 23 May 2017 09:27:05 -0400
To: Stewart Oldfield
Tazia Smith
Cc: Vahe Stepanian
Matt Glassman
Classification: Confidential
Correct ... least know what side of the
market he is on.
Best regards,
Delores Rubin
{https://brandportal.intranet.db.com/img/modules/-
DAWM_logo_metallic 46x46.gif}
Delores Rubin
Director I Wealth Management Capital Markets
Equity ... From: Stewart Oldfield
Sent: Tuesday, May 23, 2017 9:25 AM
To: Tazia Smith < ; Delores Rubin ct >
Cc: Vahe Stepanian < ; Matt Glassman
EFTA01422093
Subject: Re: Rothschild [C]
Classification: Confidential
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01422093.pdf
EFTA01427404Set 10
2017-05-2312p1,377w
Date: Tue, 23 May 2017 14:41:00 -0400
To: Richard Kahn ‹ >
Cc: Delores Rubin <delores.rubin@db.com>,
Stewart Oldfield
Vahe Stepanian
Matt Glassman <matt.glassman@db.com>,
Davide-A Sferrazza <davide-a.sferrazza@db.com>
Classification: Confidential
Thanks ... Rich.
No market on 100k that we're in touch with (DB or agent). Delores will work
towards showing a smaller size ... Kahn [mailto:
Sent: Tuesday, May 23, 2017 11:13 AM
To: Tazia Smith
Cc: Delores Rubin; Stewart Oldfield; Vahe Stepanian; Matt Glassman; Davide-A
Sferrazza
Subject: Re: Rothschild
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01427404.pdf
EFTA01045346Set 9
2017-05-236p1,178w
Date: May 23, 2017 at 12:06:03 PM EDT
To: 'Richard Kahn'
Cc: Delores Rubin >, Stewart Oldfield < >. Vahe
Stepanian < >, "Matt Glassman" < >. Davide-A
Sferrazza <
Classification: Confidential
Rich —
Closing ... Cell
EFTA01045346
From: Tazia Smith
Sent: Tuesday, May 23, 2017 6:19 AM
To: Delores Rubin; 'Richard Kahn'
Cc: Stewart Oldfleld; Vahe Stepanian; Matt Glassman
Subject: RE: Rothschild [C]
Rich ... Just tried calling you. Please call Delores directly if you have follow through on this at 212-454-3300.
As team relayed, DB isn't (nor are we in touch
https://www.justice.gov/epstein/files/DataSet%209/EFTA01045346.pdf
EFTA01413424Set 10
2017-05-239p998w
Stewart Oldfield
Date: Tue, 23 May 2017 09:24:36 -0400
To: Tazia Smith
Delores Rubin <
Cc: Vahe Stepanian
Matt Glassman
Classification: Confidential
I take it we have no interest ... Securities Inc.
From: Tazia Smith
Sent: Tuesday, May 23, 2017 09:18 AM
To: Delores Rubin; 'Richard Kahn'
Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman
Subject: RE: Rothschild [C]
Rich ... Just tried calling you. Please call Delores directly if you have
follow through on this at
As team relayed, DB isn't (nor are we in touch with as agent
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01413424.pdf
EFTA01421635Set 10
2017-05-2310p1,037w
Date: Tue, 23 May 2017 12:06:03 -0400
To: Richard Kahn
Cc: Delores Rubin
Stewart Oldfie
Vahe Stepanian
Matt Glassman
Davide-A Sferrazza
Classification: Confidential
Rich —
Closing the loop ... Tazia
Cell:
From: Tazia Smith
Sent: Tuesday, May 23, 2017 6:19 AM
To: Delores Rubin; 'Richard Kahn'
Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman
EFTA01421635
Subject: RE: Rothschild ... Rich - Just tried calling you. Please call Delores directly if you have
follow through on this at 212-454-3300.
As team relayed
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01421635.pdf
EFTA01428007Set 10
2017-05-2311p1,173w
Kahn
Date: Tue, 23 May 2017 14:12:43 -0400
To: Tazia Smith ‹ >
Cc: Delores Rubin <delores.rubin@db.com>,
Stewart Oldfield
Vahe Stepanian
Matt Glassman <~~11~ffil
Davide-A Sferrazza <davide-a.sferrazza@db.com ... Tazia
Cell
From: Tazia Smith
Sent: Tuesday, May 23, 2017 6:19 AM
To: Delores Rubin; 'Richard Kahn'
Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman
Subject: RE: Rothschild [C]
Rich ... Just tried calling ou. Please call Delores directly if you have
follow through on this at
As team relayed, DB isn't (nor are we in touch with as agent
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428007.pdf
EFTA01415447Set 10
2017-05-2310p1,058w
Sent: Tuesday, May 23, 2017 09:24 AM Eastern Standard Time
To: Tazia Smith; Delores Rubin
Cc: Vahe Stepanian; Matt Glassman
Subject: Re: Rothschild [C]
Classification: Confidential
I take ... Securities Inc.
From: Tazia Smith
Sent: Tuesday, May 23, 2017 09:18 AM
To: Delores Rubin; 'Richard Kahn' < 1~>
Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman
Subject: RE: Rothschild ... Rich - Just tried calling you. Please call Delores directly if you have
follow through on this at 212-454-3300.
EFTA01415447
As team relayed
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01415447.pdf
EFTA01427172Set 10
2017-05-239p987w
From: Tazia Smith a>
Date: Tue, 23 May 2017 09:18:30 -0400
To: Delores Rubin
Richard Kahn
Cc: Stewart Oldfield
Vahe Stepanian
Matt Glassman
Rich - Just tried calling ... Please call Delores directly if you have
follow through on this at 212-454-3300.
As team relayed, DB isn't (nor are we in touch with as agent ... marker maker
on a full 100k shares. But, Delores has market color and guidance on a
market if you portion out that size and can help facilitate.
Remember the market
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01427172.pdf