EFTA00601702Set 9
2015-07-2281p44,346w
agreement among us, the depositary and the holders
from time to time of the depositary receipts. This summary supplements the general description of the depositary shares under " Description of
Preferred ... Depositary Shares" in the accompanying prospectus. Any information regarding the depositary shares and the depositary
receipts contained in the deposit agreement that is inconsistent with the information in this prospectus ... summary is not complete. You should refer to the deposit
agreement, including theform ofthe depositary receipts contained in the deposit agreement, which will be filed in a Current Report
https://www.justice.gov/epstein/files/DataSet%209/EFTA00601702.pdf
EFTA01136567Set 9
2015-05-2879p43,659w
deposit agreement among us,
the depositary and the holdersfrom time to time ofthe depositary receipts. This summary supplements the
general description ofthe depositary shares under "Description ofPreferred Stock—Depositary Shares ... accompanyingprospectus. Arty information regarding the depositary shares and the depositary receipts
contained in the deposit agreement that is inconsistent with the information in this prospectus supplement and
the prospectus will ... complete. You should refer to the deposit agreement, including theform of the depositary receipts
contained in the deposit agreement, which will befiled in a Current Report on Form
https://www.justice.gov/epstein/files/DataSet%209/EFTA01136567.pdf
EFTA00595846Set 9
2016-05-1076p47,451w
Company, the Preferred Shares Depositary and the holders
from time to time of the depositary receipts (the "Depositary Receipts") issued by the Preferred Shares
Depositary under the Deposit Agreement ... Depositary Receipts will evidence the Depositary Shares. Subject
to the terms of the Deposit Agreement. each holder of a Depositary Receipt evidencing a Depositary Share will
be entitled. proportionately ... Preferred Shares with the
Preferred Shares Depositary, which will then issue and deliver the Depositary Receipts to us. We will, in turn.
deliver the Depositary Receipts to the underwriters. Depositary
https://www.justice.gov/epstein/files/DataSet%209/EFTA00595846.pdf
EFTA01124129Set 9
2016-01-19216p110,656w
share of the Series W Preferred
Stock, and will be evidenced by depositary receipts, as described under "Registration and Settlement—Book-
Entry System." We will deposit the underlying shares ... Wells Fargo Bank,.., as depositary, and the holders from time to
time of the depositary receipts. Subject to the terms of the deposit agreement, the depositary shares will be
entitled ... Depository
Trust Company ("DTC"). This means that we will not issue actual depositary receipts to each holder of
depositary shares, except in limited circumstances. Instead, the depositary shares will
https://www.justice.gov/epstein/files/DataSet%209/EFTA01124129.pdf
EFTA00796744Set 9
2019-03-07114p64,823w
Equiniti Trust Company, as depositary
a (the "Depositary"). The Depositary Shares arc evidenced by depositary receipts. As a holder of Depositary Shares, you are entitled to
m
co a proportional ... share of the Series A
Preferred Stock, and will be evidenced by a depositary receipt. The shares of the Series A Preferred Stock
represented by the Depositary Shares will ... Trust
Company as the Depositary, and the holders from time to time of the depositary receipts evidencing the
Depositary Shares. Subject to the terms of the deposit agreement, each holder
https://www.justice.gov/epstein/files/DataSet%209/EFTA00796744.pdf
EFTA01144269Set 9
2014-07-010p12,898w
From
Description Amount Capital Sales ($) Fair Value ($)
Investments In Securities, At Fair Value
American Depositary Receipt
Argentina
Consumer Non-cyclical 0.00 % 30 30
Financial ... Technology 0.03 35,686 36.738
0.04 48,208 48.786
Total - American Depositary Receipt 3.82 4,355,453 4,406,248
Closed-End Fund
United States Of America
Financial ... Total -Exchange Traded Fund 14.74 14,940,856.0 15,181,323.0
Global Depositary Receipts
Argentina
Financial 0.00 305 307
Total - Global Depositary Receipts 0.00 305 307
Government Bond
Germany
Government
https://www.justice.gov/epstein/files/DataSet%209/EFTA01144269.pdf
EFTA01428879Set 10
2018-03-3061p17,701w
exchange or
market.
Among numerous other types of securities, certain Funds will purchase
American Depositary
Receipts (ADRs), European Depositary Receipts (EDRs) and Global Depositary
Receipts
(GDRs). ADRs, EDRs and GDRs ... risks of the underlying issuer's country, as well as
in the case of
depositary receipts traded on non-U.S. markets, foreign exchange risk. ADRs,
EDRs and GDRs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428879.pdf
EFTA01394988Set 10
2018-03-3061p17,706w
exchange or
market.
Among numerous other types of securities, certain Funds will purchase
American Depositary
Receipts (ADRs), European Depositary Receipts (EDRs) and Global Depositary
Receipts
(GDRs). ADRs, EDRs and GDRs ... risks of the underlying issuer's country, as well as
in the case of
depositary receipts traded on non-U.S. markets, foreign exchange risk. ADRs,
EDRs and GDRs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394988.pdf
exchange or
market
Among numerous other types of securities, certain Funds will purchase American Depositary
Receipts (ADRs), European Depositary Receipts (EDRs) and Global Depositary Receipts
(GDRs). ADRs, EDRs and GDRs ... risks of the underlying issuer's country, as well as in the case of
depositary receipts traded on non-U.S. markets, foreign exchange risk. ADRs. EDRs and GDRs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389593.pdf
EFTA01438649Set 10
2018-03-3061p17,699w
exchange or
market.
Among numerous other types of securities, certain Funds will purchase
American Depositary
Receipts (ADRs), European Depositary Receipts (EDRs) and Global Depositary
Receipts
(GDRs). ADRs, EDRs and GDRs ... risks of the underlying issuer's country, as well as
in the case of
depositary receipts traded on non-U.S. markets, foreign exchange risk. ADRs,
EDRs and GDRs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01438649.pdf
exchange or
market
Among numerous other types of securities, certain Funds will purchase American Depositary
Receipts (ADRs), European Depositary Receipts (EDRs) and Global Depositary Receipts
(GDRs). ADRs, EDRs and GDRs ... risks of the underlying issuer's country, as well as in the case of
depositary receipts traded on non-U.S. markets, foreign exchange risk. ADRs. EDRs and GDRs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393786.pdf
exchange or
market
Among numerous other types of securities, certain Funds will purchase American Depositary
Receipts (ADRs), European Depositary Receipts (EDRs) and Global Depositary Receipts
(GDRs). ADRs, EDRs and GDRs ... risks of the underlying issuer's country, as well as in the case of
depositary receipts traded on non-U.S. markets, foreign exchange risk. ADRs. EDRs and GDRs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354506.pdf
EFTA01397607Set 10
2018-03-3061p17,672w
exchange or
market.
Among numerous other types of securities, certain Funds will purchase
American Depositary
Receipts (ADRs), European Depositary Receipts (EDRs) and Global Depositary
Receipts
(GDRs). ADRs, EDRs and GDRs ... risks of the underlying issuer's country, as well as
in the case of
depositary receipts traded on non-U.S. markets, foreign exchange risk. ADRs,
EDRs and GDRs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01397607.pdf
exchange or
market
Among numerous other types of securities, certain Funds will purchase American Depositary
Receipts (ADRs), European Depositary Receipts (EDRs) and Global Depositary Receipts
(GDRs). ADRs, EDRs and GDRs ... risks of the underlying issuer's country, as well as in the case of
depositary receipts traded on non-U.S. markets, foreign exchange risk. ADRs. EDRs and GDRs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01391614.pdf
exchange or
market
Among numerous other types of securities, certain Funds will purchase American Depositary
Receipts (ADRs), European Depositary Receipts (EDRs) and Global Depositary Receipts
(GDRs). ADRs, EDRs and GDRs ... risks of the underlying issuer's country, as well as in the case of
depositary receipts traded on non-U.S. markets, foreign exchange risk. ADRs. EDRs and GDRs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389170.pdf
exchange or
market
Among numerous other types of securities, certain Funds will purchase American Depositary
Receipts (ADRs), European Depositary Receipts (EDRs) and Global Depositary Receipts
(GDRs). ADRs, EDRs and GDRs ... risks of the underlying issuer's country, as well as in the case of
depositary receipts traded on non-U.S. markets, foreign exchange risk. ADRs. EDRs and GDRs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394437.pdf
EFTA01443593Set 10
2018-03-3061p17,672w
exchange or
market.
Among numerous other types of securities, certain Funds will purchase
American Depositary
Receipts (ADRs), European Depositary Receipts (EDRs) and Global Depositary
Receipts
(GDRs). ADRs, EDRs and GDRs ... risks of the underlying issuer's country, as well as
in the case of
depositary receipts traded on non-U.S. markets, foreign exchange risk. ADRs,
EDRs and GDRs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01443593.pdf
exchange or
market
Among numerous other types of securities, certain Funds will purchase American Depositary
Receipts (ADRs), European Depositary Receipts (EDRs) and Global Depositary Receipts
(GDRs). ADRs, EDRs and GDRs ... risks of the underlying issuer's country, as well as in the case of
depositary receipts traded on non-U.S. markets, foreign exchange risk. ADRs. EDRs and GDRs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386503.pdf