Deutsche Bank
Wealth Management
Entity Self-Certification Form
Purpose of this Self-Certification Form
Deutsche Bank AG and its affiliates (collectively, 'Deutsche Bank') collect certain information. including lax related
information ... from their clients. Deutsche Bank collects this information to comply with certain local and international
regulatory requirements that are designed, among other things, to foster and support a lax compliant ... environment.
Although these requirements are not necessarily imposed by all countries. Deutsche Bank. as a global bank that strives
to achieve consistency in its practices among all of its regions
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01345256.pdf
EFTA00166887Set 9
2013-12-1611p2,682w
long has the
:II:
RN personally known the nt, etc.)
c t
Does Deutsche Bank pay. Dyes I W No
retrocession or similar
compensation to a tiled party ... best of your knowledge, is the individual party to a non-banking relabcnshp with
Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods ... best of your knowledge, is the individual party to a non-banking relabonshp with
Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods
https://www.justice.gov/epstein/files/DataSet%209/EFTA00166887.pdf
EFTA01382069Set 10
2016-08-031p143w
Reports [I]
All set (.4
Kind regards,
Cynthia Rodriguez
Cynthia Rodriguez
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
0154-O004 New York. NY. USA
From ... Client Update Reports [I]
Classification: For Internal Use Only
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York ... Mobi blackberry
Email:
Securities offered through Deutsche Bank Securities Inc.
From: Rich Iarossi
Sent: Wednesday, August 03, 2016 11:32 AM
To: Stewart Oldfield
Subject: Monthly Annual Client Update Reports
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382069.pdf
EFTA01405927Set 10
2016-11-165p560w
case 01678941
Kind regards,
Cynthia Rodriguez
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Cynthia Rodriguez
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 10154-0004 New York ... return funds.
Kind regards,
Cynthia Rodriguez
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Cynthia Rodriguez
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 10154-0004 New York ... FURTHER TO AMENDING DETAILS RECEIVED ON 11/10/2016 . WE HAVE
BEEN ADVISED BY DEUTGB2LF4C DEUTSCHE BANK FX4CASH, AS FOLLOWS: QUOTE PLEASE
BE INFORMED THAT THEAMENDING INSTRUCTION WE RECEIVED FROM YOUR BANK
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01405927.pdf
EFTA01375183Set 10
2014-11-111p217w
think u need to worry about the commission
Paul Morris
Managing Director
Deutsche Bank Private Bank
345 Park Avenue, 27th Floor
New York. NY 10154
From: Daniel sabba/db/dbcom
To: Stewart ... hedge fund 3 cents execution? That seems a little rich
Stewart oldfield, CFA, CAIA
Deutsche Bank Trust company Americas
Deutsche Asset & wealth Management
345 Park Avenue, New York
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01375183.pdf
EFTA01478172Set 10
2016-04-262p578w
copying, disclosure or distribution of the materia
1 in this communication is strictly forbidden.
>>>
>>> Deutsche Bank does not render legal or tax advice, and the information contained in this communi ... unauthorized copying, disclosure or distribution of the material
in this communication is strictly forbidden.
>>
>> Deutsche Bank does not render legal or tax advice, and the information contained in this communic ... unauthorized copying, disclosure or distribution of the material
in this communication is strictly forbidden.
> Deutsche Bank does not render legal or tax advice, and the information contained in this communica
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01478172.pdf
EFTA01402702Set 10
2016-02-248p1,116w
unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication ... unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication ... unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01402702.pdf
EFTA01450826Set 10
2013-12-241p183w
regards,
Aracely Sanchez
(Embedded image moved to file: pic24493.gif)
Aracely Sanchez
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Asset & wealth Management
345 Park Avenue, 24th Floor ... Email
Securities offered through Deutsche Bank Securities Inc.
(Embedded image moved to file: pic21415.gif)
From: Richard Kahn <richardkahn12@gmail.com>
To: Aracely Sanchez/db/dbcom@DBAMERICAS,
Date: 12/20/2013 09:38 AM
subject: Re: wire
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01450826.pdf