Epstein Files Search

EFTA00796744Set 9

2019-03-07114p64,823w

retail client as defined in point (II) of Article 4(1) of Directive 2014/65/EU (as amended, "MiFID 11"); (ii) a customer within the meaning of Directive 2016/97/EU (the "Insurance Distribution

https://www.justice.gov/epstein/files/DataSet%209/EFTA00796744.pdf

EFTA01386809Set 10

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retail client as defined in point (11) of Article 4(1) of Directive 2014/65/EU (as amended, "MiFID II"); or (ii) a customer within the meaning of Directive 2002/92/EC (as amended

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386809.pdf

EFTA01433968Set 10

2018-02-06316p79,179w

retail client as defined in point (11) of Article 4(1) of Directive 2014/65/EU (as amended, "MiFID II"); or (ii) a customer within the meaning of Directive 2002/92/EC (as amended

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01433968.pdf

EFTA01378975Set 10

2018-04-191p574w

retail client as defined in point (11) of Article 4(1) of Directive 2014/65/EU (as amended, "MiFID II"); or (i) a customer within the meaning of Directive 2002/92/EC, where that

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378975.pdf

EFTA01425313Set 10

2018-10-1134p8,972w

retail client as defined in point (11) of Article 4(1) of Directive 2014/65/EU (as amended, "MiFID II"); or (ii) a customer within the meaning of Directive 2002/92/EC, where that

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01425313.pdf

EFTA01388151Set 10

2018-08-271p175w

Intl.: Access Code: ■ This event may contain 'research' as defined in MIFID II (Directive 2014/65/EU). Please indicate it your firm or organisation is subject to Article 13 of MIFID

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01388151.pdf

EFTA01297271Set 10

2018-01-0311p5,798w

regulation C4201612398 final enters into force (COMMISSION DELEGATED REGULATION (EU) of 25.4.2016 supplementing Directive 2014/65/EU of the European Parliament arid of the Council as regards organisational requirements and operating conditions

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01297271.pdf

EFTA01363153Set 10

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final enters into force (COMMISSION DELEGATED REGULATION (EU) of 25.4.2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01363153.pdf

EFTA01383009Set 10

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PROFESSIONAL CLIENTS' WITHIN THE MEANING OF ANNEX II TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE (2014/65/EU) (*PROFESSIONAL INVESTORS'). THIS MEMORANDUM MUST NOT BE ACTED ON OR RELIED ON BY PERSONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01383009.pdf

EFTA01393336Set 10

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PROFESSIONAL CLIENTS' WITHIN THE MEANING OF ANNEX II TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE (2014/65/EU) (PROFESSIONAL INVESTORS'). THIS MEMORANDUM MUST NOT BE ACTED ON OR RELIED ON BY PERSONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393336.pdf

EFTA01415687Set 10

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subject to the European Markets in Financial Instruments Directive 2014/65/EU ("MiFID II"), or acknowledge and agree that the Event and any materials provided are not intended to induce any investment

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01415687.pdf

EFTA01386611Set 10

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PROFESSIONAL CLIENTS' WITHIN THE MEANING OF ANNEX II TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE (2014/65/EU) (*PROFESSIONAL INVESTORS'). THIS MEMORANDUM MUST NOT BE ACTED ON OR RELIED ON BY PERSONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386611.pdf

EFTA01389747Set 10

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PROFESSIONAL CLIENTS' WITHIN THE MEANING OF ANNEX II TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE (2014/65/EU) (PROFESSIONAL INVESTORS'). THIS MEMORANDUM MUST NOT BE ACTED ON OR RELIED ON BY PERSONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389747.pdf

EFTA01394573Set 10

1p593w

PROFESSIONAL CLIENTS' WITHIN THE MEANING OF ANNEX II TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE (2014/65/EU) (PROFESSIONAL INVESTORS'). THIS MEMORANDUM MUST NOT BE ACTED ON OR RELIED ON BY PERSONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394573.pdf

EFTA01392036Set 10

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PROFESSIONAL CLIENTS' WITHIN THE MEANING OF ANNEX II TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE (2014/65/EU) (PROFESSIONAL INVESTORS'). THIS MEMORANDUM MUST NOT BE ACTED ON OR RELIED ON BY PERSONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392036.pdf

EFTA01393625Set 10

1p591w

PROFESSIONAL CLIENTS' WITHIN THE MEANING OF ANNEX II TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE (2014/65/EU) (PROFESSIONAL INVESTORS'). THIS MEMORANDUM MUST NOT BE ACTED ON OR RELIED ON BY PERSONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393625.pdf

EFTA01389322Set 10

1p593w

PROFESSIONAL CLIENTS' WITHIN THE MEANING OF ANNEX II TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE (2014/65/EU) (PROFESSIONAL INVESTORS'). THIS MEMORANDUM MUST NOT BE ACTED ON OR RELIED ON BY PERSONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389322.pdf

EFTA01371036Set 10

1p576w

subject to the European Markets in Financial Instruments Directive 2014/65/EU CMiFID II"), or acknowledge and agree that the Event and any materials provided are not intended to induce any investment

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01371036.pdf

EFTA01371034Set 10

1p577w

subject to the European Markets in Financial Instruments Directive 2014/65/EU CMiFID II"), or acknowledge and agree that the Event and any materials provided are not intended to induce any investment

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01371034.pdf

EFTA01372784Set 10

1p227w

Regulation: 'financial instrument" means the instruments set out in Section C of Annex Ito Directive 2014/65/EU on markets in financial instruments, and includes without limitation: 1) Transferable securities; 2) Money

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01372784.pdf