EFTA00196656Set 9
78p13,777w
Opening Balance $506,974.66 Dividends 165,063.20 708,950.11
Substitute Payment 0.00 194,747.20
Dividends/Interest 165,274.40
Credit Balance Int. 211.20 1,707.90
Amount Credited $165,274.40 Total ... OC1009I 31.2003
Opening Balance $898,233.13 Dividends 1.250.00 543,886.91
Substitute Payment 0.00 194.747.20
Dividends/Interest 1.496.53
Credit Balance Int. 246.53 1.496.70
Amount Credited $1,496.53 Total 31.496.53 $740,130.81
Securities ... Payment 0.00 194,747.20
Funds Deposited 21,500.00
Credit Balance Int. 216.45 1,250.17
Dividends/Interest 100.216.45
Total 6100,216.45 $738,634.28
Miscellaneous 6.07
Margin Int. Paid 0.00 -44,988.13
Amount
https://www.justice.gov/epstein/files/DataSet%209/EFTA00196656.pdf
EFTA00196734Set 9
90p17,527w
STATEMENT October 29.2004
OpeningBalance $-28.336.981A9 Dividends 1.250.00 1.132.500.60
Substitute Payment 0.00 85,222.00
Dividends/Interest 1.250.00
Credit Balance Int. 0.00 398.34
Amount Credited $1,250.00 Total ... Dividends/Interest Charged -63.904.01 Foreign Tax Withheld 0.00 -2,033.91
Margin Int Paid -63.904.01 -499,062.62
Amount Debited $-63.904.01
Nel Cash Activity -62.654.01
Closing Balance $-28 399 635.50 Portfolio Composition ... Balance $-28,923,447.42 Dividends 120,000.00 1.131,250.60
Substitute Payment 0.00 85,222.00
Dividends/Interest 120.000.00
Credit Balance Int. 0.00 398.34
Miscellaneous 526.380.00
Total 8120.000.00 $1,216,870.94
Amount Credited
https://www.justice.gov/epstein/files/DataSet%209/EFTA00196734.pdf
EFTA00195431Set 9
2008-10-1568p10,045w
Securities Said 39,793,750.00 2003interest. dividends.
Net Cash Balance $0.18 $0.49
miscellaneous income.
Dividends/Interest 58,606.56 gross proceeds or original
issue discount is required
Amount Credited ... DATE
Securities Bought -19,757,016.74
U.S. Govt. Bond Int. 25,614.75 2.094.651.32
Dividends/Interest Charged -17.41
Credit Balance Int. 0.00 225.80
Miscellaneous -204,699.00
Reverse Repurchase ... Margin Int. Paid 0.00 -94.30
Funds Withdrawn -71.459.00 Repurchase Int. Exp. 0.00 -211,768.62
Dividends/Interest Charged -33.606.56
Amount Debited $-59.686.315.56
Portfolio Composition
Net Cash Activity -657.56
SHORT LChG
Closing Balance
https://www.justice.gov/epstein/files/DataSet%209/EFTA00195431.pdf
EFTA00197856Set 9
101p19,035w
Money Fund 50,909.62
Total $60,297.52 $620,695.60
Dividends/Interest 11,338.00
Margin Int Paid 0.00 -1,558.64
Amount Credited $62.247.62
Money Fund -9.050.909.62
Amount Debited 9-9.050.909.62 Portfolio Composition ... Balance $9,082,051.19 $9,587,957.27
Amount Credited $569,149.29
Money Fund -62.366.49
Dividends/Interest Charged -876.72 Income Summary
TIC PERIOD YEAR TO DATE
Amount Debited $-63.243.21 Dividends ... Credit Balance Int. 2,476.23 43,862.26
Money Fund 89.324.08
Total $91.800.31 $383.688.43
Dividends/Interest 26.320.47
Amount Credited $115.644.55
Money Fund -89.324.08
Portfolio Composition
Amount Debited 5-89.324.08 SKR! LONG
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197856.pdf
EFTA00196477Set 9
2002-01-1990p16,049w
Money Fund 3,864,306.54
Net Cash Balance $813.411.91 $3,002,139.76
Dividends/Interest 869.82
Amount Credited $7,191.060.17
Securities Bought -457.002.50 Income Summary
11-15 PERIOD YEAR 70 DATE
Money ... Fund -64.306.54
Dividends 64,306.54 1.088.899.23
Funds Withdrawn -100.000.00
Substitute Payment 0.00 76,725.66
Dividends/Interest Charged -23.28
Credit Balance Int. 869.82 36,313.91
Miscellaneous -4.381.000.00
Total $65.176.36 $1,201.938.80
Amount ... Money Fund 1,533,571.34
Credit Balance Int. 4,178.90 34,567.62
Dividends/Interest 184,760.90
Total 5220.338.64 $1,058,624.16
Miscellaneous 2,006.40
Foreign Tax Withheld 0.00 -150.00
Amount Credited
https://www.justice.gov/epstein/files/DataSet%209/EFTA00196477.pdf
EFTA00200645Set 9
86p15,621w
Funds Deposited 1,428,297.00
Credit Balance Int. 57.91 1,804.75
Dividends/Interest 6.655.44
Total $11,144.43 $120,998.49
Amount Credited $1,439,441.43 Bond Purchase Int. 0.00 -1,375.34
Money ... Dividends 7.665.09 28,902.58
Money Fund 7,665.09
Credit Balance Int. 16.22 1,720.85
Dividends/Interest 12,927.72
Total $20,592.81 $95,553.63
Amount Credited $20,592.81
Margin Int. Paid ... Money Fund 1,008,120.29
Credit Balance Int. 631.95 1,696.88
Dividends/Interest 8.263.55
Total $16,383.84 $62,475.15
Amount Credited $1.016.383.84
Margin Int. Paid 0.00 -6,516.67
Money Fund
https://www.justice.gov/epstein/files/DataSet%209/EFTA00200645.pdf
EFTA00200893Set 9
88p17,582w
Credit Balance Int. 0.00 13.43
Money Fund 1,881.43
Total $22,535.25 $128.409.26
Dividends/Interest 20.653.82
Amount Credited $22.535.25
Money Fund -22.535.25 Portfolio Composition
Amount Debited $-22,535.25 Cash!Cash Equivalent ... Credit Balance Int. 0.00 13.43
Money Fund 1,820.42
Total $5,380.42 $105,874.01
Dividends/Interest 3,560.00
Amount Credited $5.380.42
Money Fund -5380.42
Portfolio Composition
Amount Debited $-5.380.42 CastiCash Equivalent ... Credit Balance Int. O.OO 13.43
Money Fund 1,62O.5O
Total $8,532.1O $1OO.493.59
Dividends/Interest 6,911.6O
Amount Credited $8.532.1O
Money Fund -8.532.1O
Portfolio Composition
Amount Debited
https://www.justice.gov/epstein/files/DataSet%209/EFTA00200893.pdf
EFTA00197371Set 9
1993-08-1879p13,841w
Cash 13,000.548.46 180.011.46
Money Fund 13,534,453.16 Margin 0.00 34.404.10
Dividends/Interest 35,457.90 Sleort 0.00 1,053.80
Amount Credited $13,569,911.06 Net Cash Balance ... Securities Sold 42,261,330.51
Total $368,159.07 $2.298.461.58
Money Fund 20,513,204.93
Dividends/Interest 65,509.17
Amount Credited $62.840.044.61
Portfolio Composition
Securities Bought -32,255,941.00
CashtCash Equivalent ... Money Fund 28,428,249.18
Net Cash Balance $213,482.54 514.730.649.78
Dividends/Interest 4,838.81
Amount Credited $62.877,116.42
Securities Bought -27,931,700.00 Income Summary
TIC PERIDO YEAR TO DATE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197371.pdf
EFTA00198769Set 9
1994-08-3059p8,685w
THIS PEN®
LAST STATEMENT NOvecnCet 30.2001
Opening Balance $74.132.72 Credit Balance Int. 87.52 2.071.72
Dividends/Interest 87.52 Total $87.52 $2.071.72
Amount Credited $87.52
Nel Cash Activity 87.52
Portfolio Composition
Closing Balance ... Credit Balance Int. 105.84 1,984.20
Funds Deposited 6.2009 Total $105.84 $1,984.20
Dividends/Interest 105.84
Amount Credited $.6.309.93
Portfolio Composition
Net Cash Activity 6.309.93
Cash/Cash Equivalent 74.133
Closing Balance ... AuGNST 31.2001
Credit Balance int. 190.90 1.742.44
Opening Balance $78,095.97
Total $190.90 $1.742.44
Dividends/Interest 190.90
Amount Credited $190.90
Net Cash Activity 190.90
Portfolio Composition
Closing8atance $78,286.87 Cash/Cash Equivalent
https://www.justice.gov/epstein/files/DataSet%209/EFTA00198769.pdf
EFTA00200811Set 9
82p15,735w
Credit Balance Int. 9.12 852.52
Money Fund 592.82
Total $18,280.23 $106.479.82
Dividends/Interest 17,687.41
Amount Credited $18,280.23
Money Fund -21.811.11
Portfolio Composition
Amount Debited $-21,811.11 CashtCash Equivalent ... Dividends 4.088.28 87.356.19
Credit Balance Int. 0.00 843.40
Money Fund 548.28
Total 54.088.28 $88.199.59
Dividends/Interest 3.540.00
Amount Credited $4,088.28
Money Fund -1.201.57
Portfolio Composition
Amount Debited $-1.201.57 Cashreash Equivalent ... Credit Balance Int. 3.29 843.40
Money Fund 449.24
Total $7.804.13 $84.111.31
Dividends/Interest 7,354.89
Amount Credited $7.804.13
Money Fund -7,266.62
Portfolio Composition
Amount Debited $-7.266.62 CashtCash Equivalent
https://www.justice.gov/epstein/files/DataSet%209/EFTA00200811.pdf
EFTA00196567Set 9
89p15,529w
Funds Deposited 19,041,875.00
Net Cash Balance $21,673.62 $1,474,539.19
Dividends/Interest 1,786.81
Amount Credited $19,512,232.25
Money Fund -18,005,366.68 Income Summary
THB PETODO ... Credit Balance Int. 147.93 16,912.89
Money Fund 5,403.95
Total $5.551.88 5954.6O6.45
Dividends/Interest 147.93
Miscellaneous 9.17 Foreign Tax Withheld O.OO -4.5OO.OO
Amount Credited $5,561.O5
Money ... Balance Int. 388.19 16,764.96
Money Fund 206,821.27
Total $156,927.06 $949,054.57
Dividends/Interest 150,105.79
Foreign Tax Withheld 0.00 -4,500.00
Amount Credited $356,927.06
Money Fund
https://www.justice.gov/epstein/files/DataSet%209/EFTA00196567.pdf
EFTA00194979Set 9
1991-12-2659p9,701w
Securities Sold 800,965.37
Total $3,718.92 $20,760.15
Funds Deposited 100,000.00
Dividends/Interest 3,718.92
Amount Credited $904.684.29
Portfolio Composition
Net Cash Activity 904,684.29
CashiCash Equivalent ... October 26.2001
Opening Balance $1.010,348.76 Dividends 0.00 7.280.00
Credit Balance Int. 1.52546 9.761.23
Dividends/Interest 1529.46
Total $1529.46 $17.041.23
Amount Credited $1.529.46
Net Cash Activity 1.529.46
Closing Balance ... STATELIEST September 28.2001
Opening Balance $1.008.597.73 Dividends 0.00 7.280.00
Credit Balance Int. 1.751.03 8.231.77
Dividends/Interest 1.751.03
Total 81.751.03 $15511.77
Amount Credited $1.751.03
Net Cash Activity 1.751.03
Closing Balance
https://www.justice.gov/epstein/files/DataSet%209/EFTA00194979.pdf
EFTA00197769Set 9
2003-12-0187p13,778w
Cash 9.694.17 0.00
Securities Sold 21.372.449.58
Net Cash Balance $9.694.17 $0.00
Money Fund 21.486.999.99
Dividends/Interest 28.853.18
Amount Credited $42,888,302.75
Income Summary
TM PERIOD YEAR 70 DATE
Money Fund ... Dividends 33.204.12 316,229.46
Dividends/Interest Charged -1.53
Credit Balance Int. 1.65 6,267.07
Miscellaneous -21,515,770.25
Total $33.205.77 $322,496.53
Amount Debited $-42,897,996.92
Net Cash Activity ... Securities Sold 974,146.37
Total $10,123.44 $268,134.87
Money Fund 84.27
Dividends/Interest 10,039.17
Amount Credited $984,269.81
Portfolio Composition
Securities Bought -749.105.41
Cashtash Equivalent 441.691
Money Fund
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197769.pdf
EFTA00197242Set 9
2001-12-1837p4,456w
Opening Balance $10.531,649.32 Dividends 0.00 232.000.00
Credit Balance Int. 24,382.33 55.352.76
Dividends/Interest 24,382.33
Total 324,382.33 $287.352.76
Amount Credited $24.382.33
Dividends/Interest Charged -52.876.11
Amount Debited ... Miscellaneous 1,660,194.52
Net Cash Balance $8,970,860.71 $10.531.649.32
Amount Credited $1.681.177.65
Dividends/Interest Charged -60.194.52
Miscellaneous -60.194.52 Income Summary
11C PERICO YEAR TO DATE
Amount Debited ... LAST STATEMENT July 27.2001
Opening Balance $1,080,666.83 Cash 1.080.666.83 8,738,860.71
Dividends/Interest 235,736.13 Margin 0.00 232.000.00
Miscellaneous 7,900,000.00
Net Cash Balance
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197242.pdf
EFTA00200981Set 9
94p19,281w
Money Fund 4,025,934.53 Total $49.636.78 $322,345.81
Funds Deposited 3,311,309.87
Dividends/Interest 22,702.25
Amount Credited $7.360.946.65
Portfolio Composition
Cash,Cash Equivalent 5.051,800
Money Fund ... Opening Balance $0.00 Dividends 56.121.05 229,590.53
Money Fund 3.048.560.41 Total $56.121.05 3229 590.53
Dividends/Interest 7,560.64
Amount Credited $3,056,121.05
Portfolio Composition
Money Fund -56.121.05
Cashtash Equivalent ... Dividends 61.756.63 173,469.48
Money Fund 2,039,059.05 Total $61.756.63 $173,469.48
Dividends/Interest 22,697.58
Amount Credited $2,061,756.63
Portfolio Composition
Money Fund -61.756.63
Cashtash Equivalent
https://www.justice.gov/epstein/files/DataSet%209/EFTA00200981.pdf
EFTA00197462Set 9
91p16,669w
Credit Balance Int. 186.55 28,925.93
Money Fund 8,006.44
Total $8,192.99 $222.881.36
Dividends/Interest 1.613.65
Amount Credited $9.620.09
Money Fund -8.006.44
Portfolio Composition
Amount Debited 8.8.006.44 CashtCash Equivalent ... Balance $1,363,408.10 $1,366,840.20
Amount Credited $13,142.71
Money Fund -9.573.11
Dividends/Interest Charged -137.50 Income Summary
THM PERIOD YEAR TO DATE
Amount Debited $-9.710.61 Dividends ... Opening Balance $1,374,042.62 Cash 44.407.40 36.747.69
Money Fund 186.613.24 Margin 356.634.30 262.384.30
Dividends/Interest 7.184.48 Short 973,000.92 1,064,276.11
Amount Credited $193,797.72 Net Cash Balance
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197462.pdf
EFTA00197608Set 9
80p13,586w
Balance Int. 36.42 8,239.66
Securities Sold 1,246,916.68
Total $40,046.42 $316.754.66
Dividends/Interest 40.046.42
Amount Credited $1.28$963.10
Net Cash Activity 1.286.963.10
Portfolio Composition
Closing Balance ... Opening Balance $162,339.12 Dividends 32.725.00 268,505.00
Credit Balance Int. 94.69 8,203.24
Dividends/Interest 32,819.69
Total $32,819.69 $276,708.24
Amount Credited $32,819.69
Securities Bought -173.084.49
Amount ... Balance $797,400.32 Dividends 6,300.00 235,780.00
Credit Balance Int. 506.59 8,108.55
Dividends/Interest 6,806.59
Total $6,806.59 $243,888.55
Amount Credited $6.806.59
Securities Bought -641.867.79
Amount Debited
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197608.pdf
EFTA00198048Set 9
2003-12-0370p10,827w
Cash 1.389.54 0.00
Money Fund 29,209,169.32
Net Cash Balance $1,389.54 $0.00
Dividends/Interest 269.31
Miscellaneous 3,318,004.42
Amount Credited $32.527.443.05
Income Summary
DIM PERIOD YEAR 10 DATE ... Dividends 24.058.31 313,169.08
Funds Withdrawn -511.00
Credit Balance Int. 134.62 256.14
Dividends/Interest Charged -134.69
Miscellaneous -29,409,396.09 Total 524.192.93 $313,425.22
Amount Debited $-32.528.832.59
Net Cash Activity ... Money Fund 3,789,084.06
Total $21,585.94 $269.852.89
Funds Deposited 12,500.00
Dividends/Interest 1.88
Amount Credited $3.801,585.94
Portfolio Composition
Money Fund -21.584.06
Casbleash Equivalent 26.048.331
Funds Withdrawn
https://www.justice.gov/epstein/files/DataSet%209/EFTA00198048.pdf
EFTA00197688Set 9
81p12,469w
Credit Balance Int. 73.42 2,529.16
Money Fund 828.12
Total $44,276.54 $289,556.11
Dividends/Interest 43.448.42
Amount Credited $4#276.54
Money Fund -828.12
Portfolio Composition
Amount Debited $828.12 CastirCash Equivalent ... Balance Int. 96.75 2,455.74
Money Fund 1,286.51
Total $18,625.76 $245,279.57
Dividends/Interest 17,339.25
Amount Credited $18,625.76
Money Fund -1.286.51
Portfolio Composition
Amount Debited $-1.286.51 CashtCash ... Securities Sold 677.690.50
Total $8,815.16 $226,653.81
Money Fund 1,129,505.61
Dividends/Interest 6,309.55
Amount Credited $1,813,505.66
Portfolio Composition
Securities Bought -1,222.349.43
CashiCash Equivalent
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197688.pdf