Epstein Files Search

EFTA00197769Set 9

2003-12-0187p13,778w

BANK OF AMER CORP BAG -40,000 74.82540 2.976.864.73 AVG PACE SHOWN-DETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED 12/01/03 11/25103 SOLD CITIGROUP ... PIECE SHOWN-DETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED SEE NOTE'S ON BACK 12/01/03 11/25/03 SOLD FREDDIE MAC-VOTING COMMON FRE 30,000 54.74270 1.632.899.05 (FORMERLY FEDERAL ... HOME LOAN MORTGAGE CORP)) AVG PR CE SHOWN-DETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED 12/01/03 11/25103 SOLD FANNIE MAE FNM -5,000 69.55000 345.685.25 (FEDERAL NAIL

https://www.justice.gov/epstein/files/DataSet%209/EFTA00197769.pdf

EFTA00197957Set 9

2002-12-3191p15,663w

WITH RIGHTS TO PURCHASE COMMON STK UNDER CERTAIN CIRCUMSTANCE AVG PRICE SHOWN-DETALS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED taros= 07/31/02 SOLD BEA SYSTEMS INC BEAS ... ENTERPRISES INC NEW BEV -25,000 3.15250 77,310.12 AVG PRICE SHOWN-DETALS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED taros= 07/31/02 SOLD C R BARD ... WITH RIGHTS TO PURCHASE COMMON STK UNDER CERTAIN CIRCUMSTANCE AVG PRICE SHOWN-DETALS ON REO ACTUAL CaFIRM TO YOUR AGENT UNSOLICITED oyes= 07/31/02 SOLD CALPINE CORP

https://www.justice.gov/epstein/files/DataSet%209/EFTA00197957.pdf

EFTA01322192Set 10

2003-12-0188p16,590w

11/25/03 SOLD BANK OF AMER CORP EIAC -40.000 74.82540 2.976.864.73 AVG PRCE SHOWWDEMILS ON REO ACTUAL CONF1BA TO YOUR AGENT UNSOUCITED 12/01M3 11r2srce SOLD CMGROUP ... PRICE SNOWN-DETARS ON REO ACTUAL CONFIRM TO YOUR AGENT ED UNSNOTE SEE MICZR' ON Bete -n 12/0103 11/25/03 SOLD FREDME MAC-VOTINGCOMMON FRE -30.000 54.74270 1.632.899.05 (FORMERLY FEDERAL ... LOAN mORTGAGE AvG PAICE =WEIETALS ON REO ACTUAL RED CONFIRM TO YOUR AGENT LALSOLIC 12/01/03 11/25103 SOLD FANME MAE FNM -5.000 69.55000 345.685.25 DEOERAL NATL AWO UNSOUCITED 12/01/03 11/25/03 SOLD

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01322192.pdf

EFTA00197371Set 9

1993-08-1879p13,841w

BOUGHT TXU CORP TXU 1.000.000 11.95440 12,014,402.50 AVG PRICE SHOWN-DETALS ON REO ACTUAL COPEIRM TO YOUR AGENT SOLICITED TOTAL S-24.896.965.00 DEPOSITS AND WITHDRAWALS DATE TRPAISACTI ... IMXI4 MANS OtofiNti4ittl lag -100. 63.1480 . 0 .6 7.42 AVG PRICE SHOWN-DETALS ON REO ACTUAL =FIRM TO YOUR AGENT UNSOLICITED 09103/02 08/28102 SOLD INTERNATIONAL BUSINESS ... BOUGHT INTERNATIONAL BUSINESS IBM 35.000 72.30860 2.532.903.50 MACHINES CORP AVG PRICE SHOWN-DETALS ON REO ACTUAL =FIRM TO YOUR AGENT UNSOLICITED 09/12/02 09/09/02 SOLD MBNA CORP

https://www.justice.gov/epstein/files/DataSet%209/EFTA00197371.pdf

EFTA00196932Set 9

102p20,536w

WYNN 150,000 95.63630 14,345,445.00 UNSOLICITED AVG PRICE SHOWN-DETAILS ON REO WE MAKE A MKT IN THIS SECURITY UNIT PRICE 95.576300 DEFERENCE 0.060000 TOTAL ... VECTOR GROUP LTD VGA 40,800 16.25190 660,609.16 AVG PRICE SHOWN-DETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED SEE NOTE SON BACK 10/03/06 09/28/06 SOLD DEERFIELD TRIARC ... SOLD VECTOR GROUP LTD VGR 34,300 16.22250 554.356.66 AVG PRICE SHOWN-DETAILS ON REO ACIIJAL CONFIRM TO YOUR AGENT UNSOLICITED SEE NOTE S ON BACK 10/04/06 09/29/06 SOLD DEERFIELD

https://www.justice.gov/epstein/files/DataSet%209/EFTA00196932.pdf

EFTA00196734Set 9

90p17,527w

12/10/04 12/07/04 SOLD MEINA CORP KRB -322.800 26.23850 8.450.216.60 AVG PRICE SHOWN-DETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOUCITED 027 01.01,DS:CB:18 001 V867 EFTA00196740 CLEARED ... SOLD BANK OF AMERICA CORP BAC -100.000 46.00870 4.594.757.33 AVG PRICE SHOWN-DETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED 12/13/04 12/08/04 SOLD VECTOR GROUP ... PRICE SHOWN-DETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED SEE NOTE'S ON BACK 1013/04 12/08/04 SOLD MBNA CORP KRB -99.900 26.00240 3591.579.97 AVG PRICE SHOWN-DETAILS

https://www.justice.gov/epstein/files/DataSet%209/EFTA00196734.pdf

EFTA00197688Set 9

81p12,469w

Statements EFTA00197688 CLEARED THROWN ITS WHOLLY OMNED SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT al& B Bear

https://www.justice.gov/epstein/files/DataSet%209/EFTA00197688.pdf

EFTA00198828Set 9

1994-08-3064p10,319w

08/30/02 SOLD CACHE INC NEW CACH .1.000 11.00000 10.937.16 AVG PRICE SHOWM-DETALS ON REO ACTUAL COIfIRM TO YOUR AGENT UNSOUCIIED AVG PRICE: DETAILS ON REOUEST 09/05/02 08/30/02 SOLD ... NOVEL DENIM HOLDINGS LTD NVLD -2,200 5.19000 11.283.15 AVG PRICE SHOWM-DETALS ON REO ACTUAL COAFIRM TO YOUR AGENT UNSOUCIIED AVG PRICE: DETAILS ON REOUEST 09/05/02 08/30/02 SOLD UNITED ... RETAIL GROUP INC URGI .1.500 5.00000 7.407.27 AVG PRICE SHOWM-DETALS ON REO ACTUAL COAFIRM TO YOUR AGENT UNSOUCIIED AVG PRICE: DETAILS ON REOUEST 09/09/02 09/04/02 SOLD NOVEL DENIM HOLDINGS

https://www.justice.gov/epstein/files/DataSet%209/EFTA00198828.pdf

EFTA00198408Set 9

2002-09-03178p37,272w

SYMBOL TECHNOLOGIES INC SBL -5,400 7.53130 40,343.79 AVG PRICE SHOWN-DETALS ON REO ACTUAL CasFiRM TO YOUR AGENT UNSOLICITED 07/25/02 JOURNAL %WS AMERICAN BANK NOTE

https://www.justice.gov/epstein/files/DataSet%209/EFTA00198408.pdf

EFTA00199832Set 9

1994-02-28171p37,540w

LEGGETT 8 PLATT INC LEG 1.000 24.66700 24,737.00 AVG PRICE SHOWN-DETALS ON REO ACTUAL =FIRM TO YOUR AGENT UNSOLICITED COVER SHORT, 1l1MtU evesi0 bouerir 8VXt56 ... PRICE SHOWN-DETALS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED COVER SHORT, 04/10/02 04/05/02 BOUGHT SAFEWAY INC SWY 900 43.56000 39,267.00 UNSOLICITED COVER SWAT, 04110/02 04/05/02 BOUGHT SMUCKER ... PRICE SHOWN-DETALS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED COVER SHORT, 04/10/02 04/05/02 BOUGHT STANDARD 8 POORS DEPOSITORY SPY 3,700 112.82000 417,671.00 RECEIPTS (SPURS) (BOOK ENTRY

https://www.justice.gov/epstein/files/DataSet%209/EFTA00199832.pdf

EFTA01105666Set 9

2006-05-2611p4,166w

Mfga: Notes: Initial Date Req.) 973050 ASC305 PYLON LINE CHAFE-CLAMPS 0.0 Airframe REO 18Jun 1993 0 Mfg#: ACB 11 Notes: [ Initial Date Req.] 973272 ASC327B BATT ON BUS INDICATOR ... Airframe REO 26Jan 2000 0 Mfg#: CB102A Notes: Initial Date Req.) 973274 ASC327B AM2 BATT ON BUS IND 0.0 Airframe REO 26Jan 2004 0 Mfg#: CBI 028 Notes: Initial Date ... ASC367A(PT2) WG FUSE/FAIRINGS 0.0 Airframe REO 29 Apr 1996 0 Mfg#: 537010/1 Notes: [ Initial Date Req.] (CB71) 973961 ASC396A GLARESHIELD REPLACE 0.0 Airframe

https://www.justice.gov/epstein/files/DataSet%209/EFTA01105666.pdf

EFTA00602118Set 9

2010-04-2017p6,060w

this Agreement), nor acquire any assets for any Trust REMIC (other than REO Property acquired in respect of a defaulted Mortgage Loan), nor sell or dispose of any investments ... when allegedly assigned to Plaintiff. b. The subject mortgage is not (Real Estate Owned) REO property. "REO property" is defined in the PSA5 as follows: "Mortgaged Property acquired ... provisions of the Servicing Agreement." ` Article 1, Section 1.01 Definitions "RED Property" II EFTA00602128 REO property is Trust property acquired upon the default of a mortgage loan that is already

https://www.justice.gov/epstein/files/DataSet%209/EFTA00602118.pdf

EFTA01156552Set 9

2010-04-2017p6,062w

this Agreement), nor acquire any assets for any Trust REMIC (other than REO Property acquired in respect of a defaulted Mortgage Loan), nor sell or dispose of any investments ... when allegedly assigned to Plaintiff. b. The subject mortgage is not (Real Estate Owned) REO property. "REO property" is defined in the PSA5 as follows: "Mortgaged Property acquired ... provisions of the Servicing Agreement." ` Article 1, Section 1.01 Definitions "RED Property" II EFTA01156562 REO property is Trust property acquired upon the default of a mortgage loan that is already

https://www.justice.gov/epstein/files/DataSet%209/EFTA01156552.pdf

EFTA00196567Set 9

89p15,529w

Mies. 166 Aud oo ,doo 0.70 ao EXP 08/17/2002 AVG PRICE SHOWN-DETALS ON REO ACTUAL CaFIRM TO YOUR AGENT OPEN CONTRACT UNSOLICITED AS OF 07/09102 07/24/02 EXPIRED CALL

https://www.justice.gov/epstein/files/DataSet%209/EFTA00196567.pdf

EFTA01113930Set 9

2010-04-2017p6,061w

this Agreement), nor acquire any assets for any Trust REMIC (other than REO Property acquired in respect of a defaulted Mortgage Loan), nor sell or dispose of any investments ... when allegedly assigned to Plaintiff. b. The subject mortgage is not (Real Estate Owned) REO property. "REO property" is defined in the PSA5 as follows: "Mortgaged Property acquired ... provisions of the Servicing Agreement." ` Article 1, Section 1.01 Definitions "RED Property" II EFTA01113940 REO property is Trust property acquired upon the default of a mortgage loan that is already

https://www.justice.gov/epstein/files/DataSet%209/EFTA01113930.pdf

EFTA01260851Set 9

2003-06-1892p16,871w

WITH RIGHTS TO PURCHASE COMMON STK UNDER MINN CIRCLNISTANCE AVG PRICE SHOWN-MAAS ON REO ADI .1,300 23.04620 29.881.15 ACTUAL CONFIRM TO YOUR AGENT UNSOUCITED m 03/05/02 07/31/02 ... betiosto2 074162 seta OMNICARE INC OCR .9.800 20.96920 .903.9 AVG PRICE SHOHNDETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT C) UNSOUCITED 08/05102 07/31/02 SOLD PACIFIC SUNWEAR Of CALIFORNIA PSUN ... PRICE SHOWNDETAES ON REO ACTUAL comeRm UNSOLICITED TO YOUR AGENT 08/06/02 08/01/02 SOLD FEDEX CORP FOX -3.900 48.87000 189.673.28 AVG PRICE SHOWN-DETAILS ON REG ACTUAL CONFIRM TO YOUR AGENT

https://www.justice.gov/epstein/files/DataSet%209/EFTA01260851.pdf

EFTA00730641Set 9

28p5,856w

Phos / Tailings Lake Apatite Grade Facility • 600KT Pyrite • 4MTPA Annual Prod'n • 75KT REO • 30 Year Mine Life Phase Capex Needs $mm I Initial capital raise (miscellaneous uses) $40.0 Pevelopmeni ... controls '-97% of total rare earth supply • Global demand expected to grow to190-210kt REO per year by 2014, representing a +10% CAGR over 2008 levels (124kt) • China expected ... notes that the shortage could be as high as 50kt annually -Global availability of REOs will depend to a large extent on China's export policies. Further restrictions will increase

https://www.justice.gov/epstein/files/DataSet%209/EFTA00730641.pdf

EFTA00200645Set 9

86p15,621w

Statements EFTA00200645 CLEARED THROUGH ITS wHDLLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beef. Sterns

https://www.justice.gov/epstein/files/DataSet%209/EFTA00200645.pdf

EFTA01260609Set 9

90p18,879w

BACK 12/13/04 17/08/04 SEND MBNA CORP KRB -99.900 26.00240 AVG PRICE SNOYM-DETALS ON REO 2.591.579.97 ACTUAL CONFIRM TO TOUR AGENT UNSOLICITED r 12/14/04 12/09/04 SOW WALT DISNEY CO HOLDING ... 12/21/04 12/16/04 SOLD MINA CORP Kft8 -50.000 27.68800 1.381.382.60 AVG PRCE Sii0m4OETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED L89TSEOCIN9- ANGS 12/2301 12/17/04 8OuGHT DEERFIELD TRIARC CAP CORP ... 01103/05 12/29/04 BOUGHT KERZNER INTERNATIONAL OD KZL 5.500.03 80.8252 339.842.12 AVG PACE SHOWNDETAILS ON REO ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED 0 01/03/05 12)29/04 SOLD VECTOR GROUP LTD UNSOLICITED

https://www.justice.gov/epstein/files/DataSet%209/EFTA01260609.pdf

EFTA01322110Set 10

2003-01-0182p14,985w

07/12/02 07/09/02 SOLD WYETH VAT -12.000 39.72150 474.243.65 COM AVG PRICE SHOWN-DETAAS ON REO r 07/19/02 07/18/02 BOUGHT ACTUAL CONFIRM TO YOUR AGENT DISCRETIONARY ORDER NINA CORP ... 07/24/02 07119/02 SOLD WYETH WYE -12.000 29.24540 347.934.23 COLE AVG PRICE SHOWN-DETAILS ON REO 889ZSE00- 019- ANGS ACTUAL CONFRM TO YOUR AGENT TOTAL $822.177.88 ow 01/27,0t17

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01322110.pdf