EFTA01106478Set 9
2009-11-03146p28,159w
5/23/08 -
Balance Sheet as of thru 000068 $135,655,308.02
5/23/08
6/13/07 Pavano Dynasty Trust PRODG 000069
Delegation dated 6/13/07 thru 000071
6/13/07 Pavano Dynasty Trust PRODG 000072
000114
8/13/09 ... Pavano Dynasty Trust - PRODG 000115 Replaces Promissory Note 1 for $1,094,240.23 dated
Sparveri, Jr. Trustee - thru 000119 2/14/09.
Promissory Note
(Investor)
8/13/09 Security Agreement - PRODG 000120 Pavano Dynasty ... note saying he was
thru 000221 sending $500,000 for his Family Dynasty Trust - I was
never notified of a wire - if it was sent, I want to
follow
https://www.justice.gov/epstein/files/DataSet%209/EFTA01106478.pdf
EFTA01092179Set 9
2009-08-29147p37,301w
INVESTMENT, LLC, LINDA VON 43
ALLMEN, as Trustee of the VON
ALLMEN DYNASTY TRUST, D&L
PARTNERS, LP, and DEAN
KRETSCHMAR,
Plaintiffs,
v. A TRUE COPY
NOV 20 2009
SCOTT ... CLUB, LLC; BFMC
INVESTMENT, LW; LINDA VON ALLMEN as Trustee of the VON ALLMEN DYNASTY
TRUST; D&L PARTNERS, LP; and DEAN KRETSCHMAR (collectively referred to herein as
"Plaintiffs") hereby ... millions of dollars through the alleged perpetrator's accounts. See a copy of the
Dynasty Furniture Manufacturing, Ltd., et aL, v. Toronto Dominion Bank, Statement of Claim
attached hereto
https://www.justice.gov/epstein/files/DataSet%209/EFTA01092179.pdf
EFTA01084930Set 9
2009-08-29289p70,098w
CLUB, LLC, BFMC
INVESTMENT, LW, LINDA VON
ALLMEN, as Trustee of the VON
ALLMEN DYNASTY TRUST, D&L
PARTNERS, LP, DAVID VON
ALLMEN. as Trustee of the DAVID
VON ALLMEN ... CLUB, LLC; BFMC
INVESTMENT, LW; LINDA VON ALLMEN as Trustee of the VON ALLMEN DYNASTY
TRUST; D&L PARTNERS, LP• DAVID VON ALLMEN, as Trustee of the DAVID VON
ALLMEN ... millions of dollars through the alleged perpetrator's accounts. See a copy of the
Dynasty Furniture Manufacturing, Ltd., et al., v. Toronto Dominion Bank, Statement of Claim
attached hereto
https://www.justice.gov/epstein/files/DataSet%209/EFTA01084930.pdf
EFTA00726708Set 9
2010-01-27167p47,179w
INVESTMENT, LLC, Complex Litigation Unit
LINDA VON ALLMEN, as Trustee of the VON
ALLMEN DYNASTY TRUST, D&L
PARTNERS, LP, DAVID VON ALLMEN, as
Trustee of the DAVID VON ALLMEN ... LIVING TRUST, DEAN
KRETSCHMAR, COOPER MANAGEMENT,
ANTHONY DEGENNARO, as Trustee of the
EXTRA INNING DYNASTY TRUST, ADELE
MUSSRY, JACK MUSSRY, NASSIM MUSSRY,
MELINA EL-ANI, DANIELLE ... STEVEN
PALEY, LAURA PALEY, JANE ZARETSKY,
STEVEN ZARETSKY as Trustee of the JANE
ZARETSKY DYNASTY TRUST, LAWRENCE
E. DEKELBAUM, AND SHALOM STRICTLY
KOSHER MEATS, INC.,
Plaintiffs,
v.
SCOTT W. ROTHSTEIN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00726708.pdf
EFTA01103621Set 9
2009-12-1545p26,187w
advisable for the grantor trust to be structured as
a so-called "perpetual" or "dynasty" trust for the senior family member's descendants, leaving
giving the trustee broad discretion ... remainder beneficiaries of
the GRAT could sell their remainder interest to a GMT exempt dynasty trust, from which
distributions can be made to future generations free of transfer taxes; however ... chooses. Mary signs a new will that leaves the trust property to
a dynasty trust for Jenny and her descendants, naming Jenny as the trustee (Just in case, the
IDGT
https://www.justice.gov/epstein/files/DataSet%209/EFTA01103621.pdf
described below)
or may be compensated out of iCapital's fee. iCapital has engaged Dynasty Securities, LLC
("Dynasty") as a service provider for certain Funds. Dynasty may provide certain
administrative ... fees
typically ranging from
.075% - .25% in relation to investors who are clients of Dynasty's network of financial advisory
firms. Dynasty is an independent company, not affiliated with iCapital ... form of legal
partnership. agency, affiliated or similar relationship between iCapital and Dynasty.
Organizational Expenses:
Each Fund will bear its own organizational and offering expenses. Such organizational and
offering expenses
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394427.pdf
described below)
or may be compensated out of iCapital's fee. iCapital has engaged Dynasty Securities, LLC
("Dynasty") as a service provider for certain Funds. Dynasty may provide certain
administrative ... fees
typically ranging from
.075% - .25% in relation to investors who are clients of Dynasty's network of financial advisory
firms. Dynasty is an independent company, not affiliated with iCapital ... form of legal
partnership. agency, affiliated or similar relationship between iCapital and Dynasty.
Organizational Expenses:
Each Fund will bear its own organizational and offering expenses. Such organizational and
offering expenses
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354064.pdf
EFTA01080015Set 9
2009-10-045p1,389w
INVESTMENT, LW, Complex Litigation Unit
LINDA VON ALUVIEN, as Trustee of the VON
ALLMEN DYNASTY TRUST, D&L
PARTNERS, LP, DAVID VON ALLMEN, as
Trustee of the DAVID VON ALLMEN ... LIVING TRUST, DEAN
KRETSCHMAR, COOPER MANAGEMENT,
ANTHONY DEGENNARO, as Trustee of the
EXTRA INNING DYNASTY TRUST, ADELE
MUSSRY, JACK MUSSRY, NASSIM MUSSRY,
MELINA EL-ANI, DANIELLE ... STEVEN
PALEY, LAURA PALEY, JANE ZARETSKY,
STEVEN ZARETSKY as Trustee of the JANE
ZARETSKY DYNASTY TRUST, LAWRENCE
E. DEKELBAUM, AND SHALOM STRICTLY
KOSHER MEATS, INC.,
Plaintiffs,
v.
SCOTT W. ROTHSTEIN
https://www.justice.gov/epstein/files/DataSet%209/EFTA01080015.pdf
EFTA01443593Set 10
2018-03-3061p17,672w
described below)
or may be compensated out of iCapital's fee. iCapital has engaged Dynasty
Securities, LLC
("Dynasty") as a service provider
for
certain Funds. Dynasty may
provide certain
administrative ... fees
typically ranging from
.075% - .25% in relation to investors who are clients of Dynasty's network
of financial advisory
firms. Dynasty is an independent company, not affiliated with iCapital ... form of legal
partnership, agency, affiliated or similar relationship between iCapital and
Dynasty.
Organizational Expenses:
Each Fund will bear its own organizational and offering expenses. Such
organizational and
offering expenses
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01443593.pdf
described below)
or may be compensated out of iCapital's fee. iCapital has engaged Dynasty Securities, LLC
("Dynasty") as a service provider for certain Funds. Dynasty may provide certain
administrative ... fees
typically ranging from
.075% - .25% in relation to investors who are clients of Dynasty's network of financial advisory
firms. Dynasty is an independent company, not affiliated with iCapital ... form of legal
partnership. agency, affiliated or similar relationship between iCapital and Dynasty.
Organizational Expenses:
Each Fund will bear its own organizational and offering expenses. Such organizational and
offering expenses
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389582.pdf
described below)
or may be compensated out of iCapital's fee. iCapital has engaged Dynasty Securities, LLC
("Dynasty") as a service provider for certain Funds. Dynasty may provide certain
administrative ... fees
typically ranging from
.075% - .25% in relation to investors who are clients of Dynasty's network of financial advisory
firms. Dynasty is an independent company, not affiliated with iCapital ... form of legal
partnership. agency, affiliated or similar relationship between iCapital and Dynasty.
Organizational Expenses:
Each Fund will bear its own organizational and offering expenses. Such organizational and
offering expenses
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01391286.pdf
EFTA01735592Set 10
2009-10-045p1,397w
INVESTMENT, LLC, Complex Litigation Unit
LINDA VON ALLMEN, as Trustee of the VON
ALLMEN DYNASTY TRUST, D&L
PARTNERS, LP, DAVID VON ALLMEN, as
Trustee of the DAVID VON ALLMEN ... LIVING TRUST, DEAN
KRETSCHMAR, COOPER MANAGEMENT,
ANTHONY DEGENNARO, as Trustee of the
EXTRA INNING DYNASTY TRUST, ADELE
MUSSRY, JACK MUSSRY, NASSIM MUSSRY,
MELINA EL-ANI, DANIELLE ... STEVEN
PALEY, LAURA PALEY, JANE ZARETSKY,
STEVEN ZARETSKY as Trustee of the JANE
ZARETSKY DYNASTY TRUST, LAWRENCE
E. DEKELBAUM, AND SHALOM STRICTLY
KOSHER MEATS, INC.,
Plaintiffs,
v.
SCOTT W. ROTHSTEIN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01735592.pdf
EFTA01438649Set 10
2018-03-3061p17,699w
described below)
or may be compensated out of iCapital's fee. iCapital has engaged Dynasty
Securities, LLC
("Dynasty") as a service provider
for
certain Funds. Dynasty may
provide certain
administrative ... fees
typically ranging from
.075% - .25% in relation to investors who are clients of Dynasty's network
of financial advisory
firms. Dynasty is an independent company, not affiliated with iCapital ... form of legal
partnership, agency, affiliated or similar relationship between iCapital and
Dynasty.
Organizational Expenses:
Each Fund will bear its own organizational and offering expenses. Such
organizational and
offering expenses
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01438649.pdf
described below)
or may be compensated out of iCapital's fee. iCapital has engaged Dynasty Securities, LLC
("Dynasty") as a service provider for certain Funds. Dynasty may provide certain
administrative ... fees
typically ranging from
.075% - .25% in relation to investors who are clients of Dynasty's network of financial advisory
firms. Dynasty is an independent company, not affiliated with iCapital ... form of legal
partnership. agency, affiliated or similar relationship between iCapital and Dynasty.
Organizational Expenses:
Each Fund will bear its own organizational and offering expenses. Such organizational and
offering expenses
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01391908.pdf
described below)
or may be compensated out of iCapital's fee. iCapital has engaged Dynasty Securities, LLC
("Dynasty") as a service provider for certain Funds. Dynasty may provide certain
administrative ... fees
typically ranging from
.075% - .25% in relation to investors who are clients of Dynasty's network of financial advisory
firms. Dynasty is an independent company, not affiliated with iCapital ... form of legal
partnership. agency, affiliated or similar relationship between iCapital and Dynasty.
Organizational Expenses:
Each Fund will bear its own organizational and offering expenses. Such organizational and
offering expenses
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389159.pdf
described below)
or may be compensated out of iCapital's fee. iCapital has engaged Dynasty Securities, LLC
("Dynasty") as a service provider for certain Funds. Dynasty may provide certain
administrative ... fees
typically ranging from
.075% - .25% in relation to investors who are clients of Dynasty's network of financial advisory
firms. Dynasty is an independent company, not affiliated with iCapital ... form of legal
partnership. agency, affiliated or similar relationship between iCapital and Dynasty.
Organizational Expenses:
Each Fund will bear its own organizational and offering expenses. Such organizational and
offering expenses
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382888.pdf
EFTA01396934Set 10
2018-03-3061p17,659w
described below)
or may be compensated out of iCapital's fee. iCapital has engaged Dynasty
Securities, LLC
("Dynasty") as a service provider
for
certain Funds. Dynasty may
provide certain
administrative ... fees
typically ranging from
.075% - .25% in relation to investors who are clients of Dynasty's network
of financial advisory
firms. Dynasty is an independent company, not affiliated with iCapital ... form of legal
partnership, agency, affiliated or similar relationship between iCapital and
Dynasty.
Organizational Expenses:
Each Fund will bear its own organizational and offering expenses. Such
organizational and
offering expenses
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01396934.pdf
EFTA01394988Set 10
2018-03-3061p17,706w
described below)
or may be compensated out of iCapital's fee. iCapital has engaged Dynasty
Securities, LLC
("Dynasty") as a service provider
for
certain Funds. Dynasty may
provide certain
administrative ... fees
typically ranging from
.075% - .25% in relation to investors who are clients of Dynasty's network
of financial advisory
firms. Dynasty is an independent company, not affiliated with iCapital ... form of legal
partnership, agency, affiliated or similar relationship between iCapital and
Dynasty.
Organizational Expenses:
Each Fund will bear its own organizational and offering expenses. Such
organizational and
offering expenses
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394988.pdf
EFTA01428879Set 10
2018-03-3061p17,701w
described below)
or may be compensated out of iCapital's fee. iCapital has engaged Dynasty
Securities, LLC
("Dynasty") as a service provider
for
certain Funds. Dynasty may
provide certain
administrative ... fees
typically ranging from
.075% - .25% in relation to investors who are clients of Dynasty's network
of financial advisory
firms. Dynasty is an independent company, not affiliated with iCapital ... form of legal
partnership, agency, affiliated or similar relationship between iCapital and
Dynasty.
Organizational Expenses:
Each Fund will bear its own organizational and offering expenses. Such
organizational and
offering expenses
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428879.pdf
described below)
or may be compensated out of iCapital's fee. iCapital has engaged Dynasty Securities, LLC
("Dynasty") as a service provider for certain Funds. Dynasty may provide certain
administrative ... fees
typically ranging from
.075% - .25% in relation to investors who are clients of Dynasty's network of financial advisory
firms. Dynasty is an independent company, not affiliated with iCapital ... form of legal
partnership. agency, affiliated or similar relationship between iCapital and Dynasty.
Organizational Expenses:
Each Fund will bear its own organizational and offering expenses. Such organizational and
offering expenses
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390009.pdf