EFTA00386460Set 9
2013-08-018p2,693w
gets called away with stock up 1.5%.
Secondaries (announced/priced): LYB, BCRX, LRY, BYD, EAD FP
IPO's (filed/priced): American Homes 4 Rent (AMH) 44.1M-share IPO priced ... 200M)
Other Newspaper Articles & Stories
WSJ cautious: Procter & Gamble Co. (PG) WSJ EADS (EAD FP) WSJ
• Tepid Growth Restrains Fed WSJ
• Chinese manufacturing data mixed in July FT
• RBS selects
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386460.pdf
EFTA02148758Set 10
2013-02-129p2,266w
downgrade ULE LN, remove SAN FP from focus list, initiate EAD FP (ow)
% Citi double upgrade ELUXB SS, GFI SJ, GS downgrade CGL LN, Nomura upgrade FUM1V FH,
NOVOB
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02148758.pdf
EFTA02147513Set 10
2013-02-158p1,885w
TATE LN, Chev upgrade GXI GY, TEC FP, Good downgrade PTEC LN
Bern downgrade EAD FP, Libr initiate IPT LN (h), PCTN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02147513.pdf
EFTA02119766Set 10
2013-12-027p1,830w
cuts MMM/DOV & upgrades SPG & initiates TWTR (ew)
Europe Key Research:
▪ GS resumes RR/ LN, EAD FP, MGGT (buys) and BA, LN, COB LN, SAABB SS, 1-1O FP
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02119766.pdf
EFTA02121389Set 10
2020-11-139p2,210w
upgrade SBRY LN, GKP LN, FLYB LN
ING upgrade KPN NA, Investec downgrade EAD FP, upgrade RBS LN, Oriel upgrade SMWH LN
• JEFF initiate RCUS BB (b), Nomura initiate MERL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121389.pdf
EFTA02141150Set 10
2013-04-228p1,868w
Exane upgrade
NOEJ GY, KAZ LN
• Medio downgrade SFL IM, RBS upgrade EAD FP, Nordea upgrade ELI1V FH, NOD SS, Pareto
downgrade LEM1S FH
• SEB upgrade HPOLB SS, BMAX
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02141150.pdf
EFTA00390701Set 9
2013-05-088p2,645w
upgrade AQP AU, GS downgrade SAND SS, initiate MSK IM (b)
•• CS upgrade EAD FP, Citi resume GLEN LN (b), JP downgrade EUR PW, upgrade HFD LN
•• UBS initiate
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390701.pdf
EFTA02140147Set 10
2013-04-268p2,111w
QLIK raises guidance — ECHO lowers forecast
Secondaries (announced/priced): RESI, SPNC, ANAC, NURO, JOE (Fairholme), EAD FP, ZIGGO
NA, COFB BB
IPO's: Multi-client Geophysical books close today
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02140147.pdf
EFTA02143623Set 10
2013-04-097p1,654w
view
BMC workforce reduction — FOE guides higher — Biomet (private) #'s out
Secondaries (announced/priced): EAD FP, KRG, CUZ, STWD, MCC, PHOR LI
IPO's (lock-up expires): Diamondback Energy (FANG), Linnco
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02143623.pdf