EFTA01412704Set 10
65p11,777w
Major Security-Based Swap Participant.
Eligible Contract Participant. Client is an Ehgible Contract Participant
("ECP"). Chent has duly
completed the ECP Questionnaire in the Swap Addendum Annex and the
information ... person or persons (each, a "Guarantor"), Client will cause each
Guarantor to complete
the ECP Questionnaire for Guarantors provided as Part 5 of this Protocol
confirming it is an ECP ... indicated in the Eligible Contract Participant Questionnaire
that it is either a
"Hedging Entity ECP" or a "Hedging Individual ECP", Client further
represents to DB that, for
so long
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01412704.pdf
EFTA01595304Set 10
2011-12-306p1,500w
certain other OTC derivatives.
Beginning January 16, 2012, clients must be "Eligible Contract
Participants" (ECPs) to conduct the
above-referenced transactions with J.P. Morgan. A summary of the main ECP ... million.
A more detailed description of the criteria is provided in the enclosed ECP
Certificate. Starting
January 16, 2012, we will need to have a signed Certificate on file ... each
of your accounts.
• You should determine which, if any, of the ECP categories best describe
you, check the appropriate
box and return the Certificate in the business reply envelope
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01595304.pdf
EFTA01595310Set 10
2011-12-306p1,509w
certain other OTC derivatives.
Beginning January 16, 2012, clients must be "Eligible Contract
Participants" (ECPs) to conduct the
above-referenced transactions with J.P. Morgan. A summary of the main ECP ... million.
A more detailed description of the criteria is provided in the enclosed ECP
Certificate. Starting
January 16, 2012, we will need to have a signed Certificate on file ... each
of your accounts.
• You should determine which, if any, of the ECP categories best describe
you, check the appropriate
box and return the Certificate in the business reply envelope
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01595310.pdf
Security-Based Swap Participant.
1.3 Eligible Contract Participant. Client is an Eligible Contract Participant ("ECP"). Client has duly
completed the ECP Questionnaire in the Swap Addendum Annex and the information ... person or persons (each, a "Guarantor"), Client will cause each Guarantor to complete
the ECP Questionnaire for Guarantors provided as Part 5 of this Protocol confirming it is an ECP ... indicated in the Eligible Contract Participant Questionnaire that it is either a
"Hedging Entity ECP" or a "Hedging Individual ECP", Client further represents to DB that, for
so long
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368412.pdf
Security-Based Swap Participant
1.3 Eligible Contract Participant. Client is an Eligible Contract Participant ('ECP"). Client has duly
completed the ECP Questionnaire in the Swap Addendum Annex and the information ... person or persons (each, a "Guarantor"), Client will cause each Guarantor to complete
the ECP Questionnaire for Guarantors provided as Part 6 of this Protocol confirming it is an ECP ... indicated in the Eligible Contract Participant Questionnaire that it is either a
"Hedging Entity ECP" or a "Hedging Individual ECP", Client further represents to O13 that, for
so long
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368381.pdf
invests on a discretionary
basis $50,000,000 or more in investments.
"Hedging Entity ECP" means a corporation, partnership, proprietorship, organization, trust or other
entity (other than an Commodity Pool ... ECP) that has a net worth exceeding SI million2 and enters into
swaps in connection with the conduct of its business or to manage the risk associated with an asset ... owned or incurred by it in the conduct of its business.
"Hedging Individual ECP" means an individual who has amounts invested on a discretionary basis, the
aggregate of which
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368435.pdf
EFTA01585309Set 10
2011-12-301p364w
certain other OTC derivatives.
Beginning January 16, 2012, clients must be "Eligible Contract Participants" (ECPs) to conduct the
above-referenced transactions with J.P. Morgan. A summary of the main ECP ... million.
A more detailed description of the criteria is provided in the enclosed ECP Certificate. Starting
January 16, 2012, we will need to have a signed Certificate on file ... each of your accounts.
• You should determine which, if any, of the ECP categories best describe you, check the appropriate
box and return the Certificate in the business reply envelope
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01585309.pdf
EFTA01585312Set 10
2011-12-301p368w
certain other OTC derivatives.
Beginning January 16, 2012, clients must be "Eligible Contract Participants" (ECPs) to conduct the
above-referenced transactions with J.P. Morgan. A summary of the main ECP ... million.
A more detailed description of the criteria is provided in the enclosed ECP Certificate. Starting
January 16, 2012, we will need to have a signed Certificate on file ... each of your accounts.
• You should determine which, if any, of the ECP categories best describe you, check the appropriate
box and return the Certificate in the business reply envelope
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01585312.pdf
Investment Company Act" means the Investment Company Act of 1940, as amended.
"Large Entity ECP" means a corporation, partnership, proprietorship, organization, trust or other entity
(other than an Commodity Pool ... ECP) that (i) has total assets exceeding $10 million; or (ii) has its
obligations as a Client guaranteed or otherwise supported by a letter of credit or keepwell, support ... that is a Financial Institution, an Insurance Company, an Investment
Company, an Commodity Pool ECP, a Governmental Entity or any other person determined by the CFTC
to be an "eligible
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368436.pdf