EFTA01418230Set 10
2017-09-1426p2,384w
ECYT
-1,400.0000 ECYT
800.0000 GE
5,000.0000 GE
-100.0000 QCOM 04202018 P 60
-21,000.0000 FXI
2,500.0000 GE
-4,000.0000 AVGO
11,700.0000 GE
-125.0000 GILD
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01418230.pdf
EFTA00436427Set 9
2011-03-304p1,411w
Deal Roadshows: ACHN, ADES, AEC, ANN, APH, BELFB, CMO, CNO, CR, CRDN, ECYT, EGO, EMCI,
EPM, EXR, FXEN, JLL, LQDT, MCHX, NGS, NNBR, NYMT, PAL, PCTI, SUSQ, SWM, TRAK, KAMN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00436427.pdf
EFTA02114263Set 10
2014-02-248p1,984w
upgrade SVT Ln, UU/ LN, PNN LN
Reporting Pre-Open: ALX, ATHM, AWI, CTCH, ECYT, EE, GTAT, KOS, MHR, MOBI, PANW, ROG,
ROSE, SMP, SING, TGE, TGE, TREX
Reporting Post
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114263.pdf
EFTA00414284Set 9
2012-05-026p2,188w
Analyst/Investor Days: MKTG
Non-Deal Roadshows: BLDR, CALL, CLD, CODE, CTIC, DFS, DYAX, ECL, ECYT, FXEN, GPN, GTLS, HF,
HUM, IPCI, LCC, MSI, PLCM, RF, RTN, SGYP, SILC, SREV, TSEM
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414284.pdf
EFTA00414089Set 9
2012-05-036p2,104w
Deal Roadshows: ALE, AWI, BLDR, BRO, CODE, CRS, CYS, DFS, DGI, DYAX, ECYT, EXLS, FXEN,
GD, HF, LCC, MCK, PH, PPC, SO, SREV, TBBK, WPPGY
Shareholder Meetings: ASTM, KNXA
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414089.pdf
EFTA00434602Set 9
2011-04-215p1,693w
Inventories @ 10:30am
Conferences: No major conferences
Analyst/Investor Days: WNS
Non-Deal Roadshows: DEO, ECYT, FSCI, KSS, PBY, PRFT, TSL, TTGT
Shareholder Meetings: TKC, C, CNP, HUM, NEU, PBCT
https://www.justice.gov/epstein/files/DataSet%209/EFTA00434602.pdf
EFTA02147513Set 10
2013-02-158p1,885w
Jeff cuts STI, Opco initiates LGP, W. Blair initiates GRMN
(op)
• Roth initiates ECYT (buy) & upgrades SASS (buy), Stifel initiates ABT (buy), Jeff downgrades STI
• Well initiates TGI (op) & downgrades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02147513.pdf
EFTA00386460Set 9
2013-08-018p2,693w
BERY, BIRT, BODY, CALD, CCO, CEC, CHEF, CSCD, CUB,
CVCO, CYBE, DCT, DXPE, ECYT, EGOV, EIHI, ELLI, EMAN, ERIE, ESC, EVC, EXR, FDUS, FEIC, FFG, FLDM, FLT,
EFTA00386463
FNGN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386460.pdf