EFTA01593122Set 10
2006-02-0132p3,505w
INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-3,000 CONSECO INC
DONE AT EDGETRADE.COM INC.
S/D FINANCING RETURN
FROM 746FY0 TO 2F8EE0
S/D FINANCING
FROM 2F8EE0 TO 746FY0
FROM ... INVITROGEN CORP
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-1 INVITROGEN CORP
DONE AT EDGETRADE.COM INC.
-6,980 TJX COMPANIES INC NEW
-40 BARNES GROUP INC
25.51110
DONE AT EDGETRADE.COM ... INC.
37.87700
DONE AT EDGETRADE.COM INC.
S/D FINANCING RETURN
FROM 746FY0 TO 2F8EE0
S/D FINANCING
FROM 2F8EE0 TO 746FY0
-1,500 AMGEN
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593122.pdf
EFTA01593382Set 10
2006-03-0126p2,914w
736FY0 FROM 746FY0
-1,000 CSX CORPORATION
1,250 RPM INCORPORATED
54.81450
DONE AT EDGETRADE.COM INC.
17.84610
DONE AT EDGETRADE.COM INC.
FROM 736FY0 TO 746FY0
736FY0 TO 746FY0 USD/EUR
FUNDS ... OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-500 AMERICAN FINL GROUP INC
DONE AT EDGETRADE.COM INC.
700 RPM INCORPORATED
DONE AT EDGETRADE.COM INC.
-200 CSX CORPORATION
EFTA01593394
DONE AT EDGETRADE.COM ... CORPORATION
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
2,000 RPM INCORPORATED
DONE AT EDGETRADE.COM INC.
S/D FINANCING RETURN
FROM 746FY0 TO 2F8EE0
S/D FINANCING
FROM 2F8EE0 TO 746FY0
FUNDS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593382.pdf
EFTA01593202Set 10
2006-05-0151p5,688w
CORP
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
2,350 PPL CORP
DONE AT EDGETRADE.COM INC.
2,500 EDO CORPORATION
DONE AT EDGETRADE.COM INC.
S/D FINANCING RETURN
FROM 746FY0 ... SOLD
01 05/10 JOURNAL
01 05/10 JOURNAL
QUANTITY DESCRIPTION
1,000 AMGEN
DONE AT EDGETRADE.COM INC.
S/D FINANCING RETURN
FROM 746FY0 TO 2F8EE0
S/D FINANCING
FROM 2F8EE0 TO 746FY0 ... ARRANGING FLIP
TO 736FY0 FROM 746FY0
-1,040 AMERICAN FINL GROUP INC
DONE AT EDGETRADE.COM INC.
3,300 CBRL GROUP INC
DONE AT EDGETRADE.COM INC.
S/D FINANCING RETURN
FROM 746FY0
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593202.pdf
EFTA01592816Set 10
2005-08-0137p4,169w
CORPORATION
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-250 CSX CORPORATION
DONE AT EDGETRADE.COM INC.
-2,790 ALLERGAN INC
DONE AT DEUTSCHE BNK/ALEX
BROWN
-290 ALLERGAN INC
DONE AT EDGETRADE.COM ... 736FY0 FROM 746FY0
-1,320 PPL CORP
-4,200 MASCO CORP
61.70160
DONE AT EDGETRADE.COM INC.
EFTA01592829
34.52370
DONE AT EDGETRADE.COM INC ... BOUGHT
03 08/03 SOLD
01 08/03 BOUGHT
-160 HCC INSURANCE HOLDINGS INC
DONE AT EDGETRADE.COM INC.
-26,100 FRANKLIN RESOURCES INC
DONE AT MERRILL LYNCH, PIERCE,
FENNER AND SMITH, INC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592816.pdf
EFTA01593102Set 10
2006-12-0120p2,063w
STANLEY AND
COMPANY, INCORPORATED
13,000 PPL CORP
300 CBRL GROUP INC
DONE AT EDGETRADE.COM INC.
DONE AT EDGETRADE.COM INC.
FROM 746FY0 TO 2F8EE0
FROM 2F8EE0 TO 746FY0
OFFSHORE ARRANGING ... 736FY0 FROM 746FY0
-2,247 RPM INCORPORATED
15,400 PPL CORP
DONE AT EDGETRADE.COM INC.
DONE AT EDGETRADE.COM INC.
FROM 746FY0 TO 2F8EE0
FROM 2F8EE0 TO 746FY0
OFFSHORE ARRANGING FLIP ... 736FY0 FROM 746FY0
15,224 PPL CORP
DONE AT EDGETRADE.COM INC.
S/D FINANCING RETURN
FROM 746FY0 TO 2F8EE0
S/D FINANCING
FROM 2F8EE0 TO 746FY0
1,400 RPM INCORPORATED
OFFSHORE ARRANGING
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593102.pdf
EFTA01592748Set 10
2005-09-0129p3,227w
PHARMACEUTICALS INC
DONE AT CIBC WORLD MARKETS
CORP
1,600 MASCO CORP
DONE AT EDGETRADE.COM INC.
500,000 AMYLIN PHARMACEUTICALS INC
02.5000 04/15/2011
CORRECTION
DONE AT CIBC WORLD MARKETS
CORP ... ARRANGING FLIP
EFTA01592759
TO 736FY0 FROM 746FY0
-2,600 CMS ENERGY CORP
DONE AT EDGETRADE.COM INC ... 09/08 WIRED
01 09/08 BOUGHT
QUANTITY DESCRIPTION
-4,347 INVITROGEN CORP
DONE AT EDGETRADE.COM INC.
S/D FINANCING RETURN
FROM 746FY0 TO 2F8EE0
S/D FINANCING
FROM 2F8EE0 TO 746FY0
FUNDS RECEIVED
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592748.pdf
EFTA01592777Set 10
2005-07-0139p4,367w
CORP
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-2,220 PPL CORP
DONE AT EDGETRADE.COM INC.
40,000 CV THERAPEUTICS INC CVT
03.2500 08/16/2013
CORRECTION
DONE AT LEHMAN BROTHERS INC ... 07/05 SOLD
01 07/05 BOUGHT
QUANTITY DESCRIPTION
-1,550 PPL CORP
DONE AT EDGETRADE.COM INC.
20,000 CV THERAPEUTICS INC CVT
03.2500 08/16/2013
CORRECTION
AS OF 07/01/05
DONE AT MERRILL ... OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-426 CV THERAPEUTICS INC
CORRECTION
DONE AT EDGETRADE.COM INC.
S/D FINANCING RETURN
FROM 746FY0 TO 2F8EE0
EFTA01592796
S/D FINANCING
FROM 2F8EE0 TO 746FY0
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592777.pdf
EFTA01592853Set 10
2005-11-0132p3,523w
736FY0 FROM 746FY0
-1,455 ALLERGAN INC
1,980 MASCO CORP
94.39820
DONE AT EDGETRADE.COM INC.
27.40850
DONE AT EDGETRADE.COM INC.
S/D FINANCING RETURN
EFTA01592867
FROM 746FY0 TO 2F8EE0 ... ARRANGING FLIP
TO 736FY0 FROM 746FY0
-3,520 HCC INSURANCE HOLDINGS INC
DONE AT EDGETRADE.COM INC.
-1,730 ALLERGAN INC
-970 CSX CORPORATION
DONE AT EDGETRADE.COM INC.
DONE AT EDGETRADE.COM ... 11/15/2025
DONE AT GOLDMAN SACHS AND
COMPANY
-685 AMGEN
DONE AT EDGETRADE.COM INC.
S/D FINANCING RETURN
EFTA01592869
FROM 746FY0 TO 2F8EE0
S/D FINANCING
FROM 2F8EE0 TO 746FY0
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592853.pdf
EFTA01592907Set 10
2005-10-0137p4,144w
CBRL GROUP INC
-681 DUKE ENERGY CORP
-754 CSX CORPORATION
DONE AT EDGETRADE.COM INC.
FROM 736FY0 TO 746FY0
736FY0 TO 746FY0 USD/CHF
S/D FINANCING RETURN
FROM 746FY0 TO 2F8EE0 ... 736FY0 FROM 746FY0
38,880.31
98,916.65
98,916.65
131,924.37
33.73890
DONE AT EDGETRADE.COM INC.
DONE AT EDGETRADE.COM INC ... 746FY0
1,400 DUKE ENERGY CORP
600 CSX CORPORATION
1,670 AMGEN
DONE AT EDGETRADE.COM INC.
S/D FINANCING RETURN
FROM 746FY0 TO 2F8EE0
S/D FINANCING
FROM 2F8EE0 TO 746FY0
FUNDS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592907.pdf
EFTA01582122Set 10
2006-05-011p224w
05/22 SOLD -670 CONSECO INC 25.52170 17,095.32
CORRECTION
AS OF 04/12/06
DONE AT EDGETRADE.COM INC.
03 05/22 BOUGHT 2,392 CONSECO INC 22.75340 54,439.29
CORRECTION
AS OF 05/09/06 ... DONE AT EDGETRADE.COM INC.
03 05/22 BOUGHT 2,096 ALLERGAN INC 95.16280 199,472.28
CORRECTION
AS OF 05/19/06
DONE AT EDGETRADE.COM INC.
03 05/22 BOUGHT 1,550 CBRL GROUP INC ... DONE AT EDGETRADE.COM INC.
01 05/22 SOLD -775,000 CONSECO INC CVT 106.79780 831,601.01
03.5000 09/30/2035
CORRECTION
DONE AT BANC OF AMERICA
SECURITIES LLC
03 05/22 BOUGHT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582122.pdf
EFTA01592961Set 10
2007-01-0120p2,060w
DONE AT J.P. MORGAN
SECURITIES, INC.
36.52000
300,422.55
300,422.55
EFTA01592971
DONE AT EDGETRADE.COM INC.
DONE AT EDGETRADE.COM INC.
FROM 2F8EE0 TO 746FY0
FROM 746FY0 TO 2F8EE0 ... 01/12 WIRED
01 01/16 SOLD
QUANTITY DESCRIPTION
1,103 MASCO CORP
DONE AT EDGETRADE.COM INC
FUNDS RECEIVED BY WIRE
746FY0 HIGHBRIDGE CAPITAL MANA
-380,000 UNISOURCE ENERGY CORP ... OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-2,100 CBRL GROUP INC
DONE AT EDGETRADE.COM INC
S/D FINANCING RETURN
FROM 746FY0 TO 2F8EE0
S/D FINANCING
FROM 2F8EE0 TO 746FY0
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592961.pdf