Epstein Files Search

EFTA01399077Set 10

2018-01-0370p4,378w

Reverse Solicitation Controls (lead/prospect) EEA Criteria & EEA Country List Appendix A — EEA Client Declaration Form 11. 15 EFTA01399078 Background As communicated by Patrick Campion in late ... Regional Business Head and EMEA Legal and Compliance(1). Sign and return the EEA Client Declaration form and email approvals to RM Team. (Please see Appendix A — EEA Client Declaration ... Form). RM Team to submit EEA Client Declaration form and approval emails in conjunction with account opening documents to Account Opening Review Group for review and approval. Account Opening Review

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399077.pdf

EFTA01399150Set 10

5p1,301w

approvals are attached to the non-target lead request prior to their approval. EEA Client Declaration Form http://americas.awm.intranet.db.com/en/html/56462.php All EEA Clients (excluding Germany) must sign the EEA Client ... Manager should only sign once ALL approvals have been obtained. Once completed, the EEA client declaration form must be attached within the account opening process and routed, with the other ... reccomendations to this customer. EFTA01399152 All EEA Clients (excluding Germany) must sign the EEA Client Declaration form as evidence of non-solicitation. Once the client provides the signed form

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399150.pdf

EFTA01356576Set 10

2018-06-121p195w

Reverse Solicitation Controls (Excluding German Clients) • Account Opening Review Group to ensure EEA Client Declaration form is part of account opening documents and signed by the client, Relationship Manager ... Business Manager. If EEA Client Declaration form is not complete, the request must be rejected and sent back to the Relationship Manager for completion. • Confirm that all fields are completed ... Please provide approval and if the form does not exist, request the "EEA Client declaration form". • EEA Client declaration form is not require for Account Title Change cases. • Go Live

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356576.pdf

EFTA01399156Set 10

2018-06-125p1,283w

Regulation). Reverse Solicitation Controls (Excluding German Clients) Account Opening Review Group to ensure EEA Client Declaration form is part of account opening documents and signed by the client, Relationship Manager ... Business Manager. If EEA Client Declaration form is not complete, the request must be rejected and sent back to the Relationship Manager for completion. Confirm that all fields are completed ... Please provide approval and if the form does not exist, request the "EEA Client declaration form". EEA Client declaration form is not require for Account Title Change cases. EFTA01399156

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399156.pdf

EFTA01356570Set 10

1p522w

approvals are attached to the non-target lead request prior to their approval. EEA Client Declaration Form http://americas.awm.intranet.db.comien/html/56462.php 1. All EEA Clients (excluding Germany) must sign the EEA ... should only sign once ALL approvals have been obtained. 3. Once completed, the EEA client declaration form must be attached within the account opening process and routed, with the other

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356570.pdf

EFTA01356571Set 10

1p384w

reccomendations to this customer. 3. All EEA Clients (excluding Germany) must sign the EEA Client Declaration form as evidence of non- solicitation. Once the client provides the signed form

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356571.pdf

EFTA01399165Set 10

2p503w

solicitation evidence for existing was obtained through: EEA Bankers attestation form (Internal form) EEA Client declaration form (External form) Each reverse solicitation form was reviewed and approved

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399165.pdf

EFTA01356555Set 10

2019-04-301p360w

retain accormts/mnediation - Implement processcontrols to capture reverse solicitation evidence (banker's attestation or EEA client declaration form) and obtain approvals from US compliance & DLit. 4. bi-:A exit accounts Mail

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356555.pdf

EFTA01356557Set 10

1p504w

Eur2in or Annualized Rev>Eur20k). hi. Obtained reverse solicitation evidence (bankers attestation or EEA Client Declaration form) and reviewed with US compliance & DCO. iv. Exited/restriced EEA accounts not meeting financials

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356557.pdf