EFTA00606159Set 9
2012-02-1660p18,196w
Dave Katz. CFA North America Credit Research
16 February 2012
J.P.Morgan
• Edison Mission Energy (EIX)
On 23-Jan-12, Edison Mission announced commissioning of the Pinnacle Wind
Farm located ... EFII 10.000%2020 667 776 7'3 ; 54 ; (56)
EIX 7.750%2016 a3 1,783 1,753 j 30 I (839)
EIX ... EIX 7.625%2027 1,277 1,256 I 21 1 (478)
NRG 7.375 -017 496 590 5,_ 17' (76)
NRG 8250%2020 714 697 17 ; (186)
EIX
https://www.justice.gov/epstein/files/DataSet%209/EFTA00606159.pdf
Wire Transfer:
Credit Card of Requester: LSJ Company Card:
Quote Attached: Yes:CI No:EIX
Competitive Quotes Obtained? Yes: ❑ No:CIX
If No, Why Not:
Island supplier
Authorization ... Request: 2-14-12
Requested By: Brice Gordon
Time Frame for Purchase/Repair:
Urgent:EIX Inventory: ❑ Other: ❑
Item/Items Requested: 500 ton of Colombian sand
Purpose/Description: Misc. Island concrete
Company Name: Heavy ... Total Expected Cost: $40,400.00
Deposit Required?Yes:El $ or % NO:EIX
Payment Method:
House Acct, to be billed: X Check: Wire Transfer:
Credit Card of Requester: LSJ Company Card
https://www.justice.gov/epstein/files/DataSet%209/EFTA01110052.pdf
EFTA00198408Set 9
2002-09-03178p37,272w
COMMISSION 169e0
SEC FEE .38
AS OF 06/26/02
07/01/02 06/26/02 SOLD EDISON INTERNATIONAL EIX 2.600 17.15570 44.406.47
EXECUTION BY RSSF
VS 2600 04-16-02
COMMISSION ... CHEMICAL CO DOW CASH 9,400 34.3800 323,172 12,596 3.8976
EDISON INTERNATIONAL EIX CASH 17,250 17.0000 293,250
EMMIS COMMUNICATIONS CORP-CL A EMMS CASH ... COMMISSION 290.00
SEC FEE .40
06/28/02 06/25102 SOLD EDISON INTERNATIONAL EIX -1.900 17.77160 31617.02
EXECUTION BY MSCO
VS 1900 04-16-02
COMMISSION 133,00
SEC FEE 1,02
06128/02
https://www.justice.gov/epstein/files/DataSet%209/EFTA00198408.pdf
EFTA00198118Set 9
290p63,432w
YELD IM
DMC STRATEX NETWORKS INC STXN CASH 8,750 6.9700 60.988
EDISON INTERNATIONAL EIX CASH 10,550 15.1000 159.305
ENZON INC ENZN CASH 1,350 58.6100 79.124
EXPEDITORS INTERNATIONAL ... UNDER CERTAIN CIRCUMSTANCE
EXECUTION BY BUCK
COMMISSION 117,00
11/16/01 11/13/01 BOUGHT EDISON INTERNATIONAL EIX 2.450 15.01530 36,973.99
EXECUTION BY MSCO
COMMISSION 171,50
11/16/01 11/13101 BOUGHT EXPEDITORS INTERNATIONAL
https://www.justice.gov/epstein/files/DataSet%209/EFTA00198118.pdf
EFTA02113512Set 10
2014-02-258p2,046w
EFTA02113512
***AMT, DPZ, EXPD, HD, M, TMUS, TOL Ws pre-open / AVGO, EIX, FSLR, MIDD, RRC, SBAC Ws after
close*"
• Stifel Financial reports Q4 adj eps ahead of estimates ... UTHR, VC, VSI, WCIC, WPC, ZINC
Reporting Post-Close: AVGO, EIX, FSLR, QEP, RRC, SBAC, VRSK, ACCL, AEGN, AMC, AMRS,
AMSG, ARC, ATHL, ATNI, AXTI, BEEN, BGFV, BOOM, BSQR, BTUI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02113512.pdf
EFTA02143799Set 10
2013-03-267p1,657w
Deal Roadshows: AB, AEG, AFSI, ALNY, ALV, ATW, CDE, CHS, CLGX, DE, EIX, DECK, EIX,
EPAY, FHN, FL, FURX, GPOR, HAE, ITRI, IVR, PAG, QLYS, SSW, TIVO
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02143799.pdf
EFTA01157658Set 9
2006-11-2920p3,447w
pte4-ci- 61 , e-eat-
V.39° 744w-iv- di-ccg-
0314" prp,a4-u- eixe-a-
dim wa axtq c, ef,a_eg .
0(11° F-cnAA4 ... Pen0.41-1-v- tliAt-a-- chtet 4- in O,Skk-e-
vCoot. PaM4. -v- e6e-eix- &tail
https://www.justice.gov/epstein/files/DataSet%209/EFTA01157658.pdf
EFTA01157876Set 9
28p4,872w
azeg..
03-e? ?.cc./r A-a-kr eix ... eix-e-e-g-
0+20 "P.?,_,1
--c/2 iti-c-hf
off" "Px_yiia.,4--cf de-P,-
09° 7,te-1“--61-u- &Lec(Z
0eSz
https://www.justice.gov/epstein/files/DataSet%209/EFTA01157876.pdf
EFTA02114263Set 10
2014-02-248p1,984w
Healthcare Conference (NYC), Earnings (AMT, BLMN, DPZ, FE,
HD, M, TOL, SDRL, AVGO, EIX, FSLR, QEP, RRC, SBAC)
Wednesday: MBA Mortgage Applications, New Home Sales, Wells Fargo Real Estate Securities
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114263.pdf
EFTA02120846Set 10
2013-11-199p2,186w
Roadshows: ABTL, ACLS, ATVI, BA, BGC, BRKL, CAR, CDNS, CL, COP, CRUS, CSTE,
EGN, EIX, EVRY, EZPW, FOR, GGG, H, HILL, INCY, KEYW, KONA, KOP, MDXG, MLM, NSTG,
PCCC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02120846.pdf
EFTA02106578Set 10
2014-04-298p2,307w
WRLD, WWW
EFTA_R1_00722827
EFTA02106581
Reporting Post-Close: AFL, BXP, CHRW, DNB, EBAY, EIX, ESRX, FISV, GAS, GNW, MAC, MAR,
O1, STX, TE, VRSK, X, AAT, ACHC, ACMP
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02106578.pdf
EFTA02123600Set 10
2013-10-299p2,436w
UBSI, UDR, UTHR, VSH, WDR
Reporting Post-Close: AFL, AMP, BIDU, BXP, CBG, EA, EIX, FISV, GILD, GNW, KIM, RRC, WU,
ACHC, ACMP, ACPW, AEGN, AFG, AJG, ANEN, ARTC, AZPN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02123600.pdf
EFTA00400426Set 9
2012-12-035p1,488w
upgrades IGT/TOT (buys),
MS upgrades WSM
Key Research: Stifel upgrades WWAV, Bernsein downgrades EIX, JMP upgrades BSX, UBS downgrades TEVA, Nomuta
cuts VZ
Key Research: ISI upgrades DLR/EDD/KRC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00400426.pdf