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Corpus: 1990-03-17 – 2025-12-01

January 2013

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Results by Dataset7 total

Set 9

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Set 10

4

7 results for “"ELE SM"”

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EFTA00397162Set 9

2013-01-237p2,279w

reinitiate o/p EDP PL & GAS SM , neutral EDPR PL, u/p ANA SM, EGPW IM, ELE SM, IBE SM) • Exane upgrade MPI LN, GS upgrade SGSN VX, Cantor initiates

https://www.justice.gov/epstein/files/DataSet%209/EFTA00397162.pdf

EFTA00396443Set 9

2013-02-067p2,142w

upgrade IPN LN, Cana upgrade HG/ LN •• Citi initiate SUN VX (b), ELE SM most pref, IBE SM least pref, HSBA initiate SDO GR (uw) •• Barc downgrade SPRT LN, upgrade ... SM (h), GAS SM (s), FUM1V FH (h), - ENEL IM (h), ENEL IM (b), ELE SM (b), EDPL PL (b), EDP PL (b), EOAN GY (s), dig CNA LN EFTA00396445

https://www.justice.gov/epstein/files/DataSet%209/EFTA00396443.pdf

EFTA02112117Set 10

2014-03-118p2,090w

upgrades RH SJ, GS upgrades ACX SM • Berenberg upgrades (CNA LN, ELE SM, FUM1V FH, GSZ FP, IBE SM, GAS SM) & downgrades EGPW IM Kepler upgrades BC IM, BofA upgrades

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02112117.pdf

EFTA02097378Set 10

2014-09-118p2,083w

upgrades DIXY RU RBC u/g (ENEL IM & RWE GY) & d/g (CNA LN, EDP PL, ELE SM, TRN IM, ENG SM, GAS SM, VIE FP, NG/ LN) EFTA_R1_00700617 EFTA02097380

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02097378.pdf

EFTA00361931Set 9

2014-09-256p1,796w

initiates KGX GY (buy) • HSBC upgrades MBTN SW, Mirabaud upgrades DUFN SW, SocGen upgrades ELE SM & ENEL IM • Exane UK capital goods note (downgrade SXS LN & ROR LN), Citi upgrades

https://www.justice.gov/epstein/files/DataSet%209/EFTA00361931.pdf

EFTA02090972Set 10

2014-11-216p1,604w

Food/Bev +0.87% Secondaries (announced/priced): NYMT, EIGI, PRGO, SGGH, WMS, OTIV, TCPC, CLTX, MF6 GY, ELE SM priced E13.50 IPO's (filed/priced): Peak Resorts (SKIS) 10m shrs

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02090972.pdf

EFTA02096942Set 10

2014-09-257p1,795w