EFTA01453726Set 10
2014-05-221p292w
uroCcol 21-Nov-2013 20-Nov.2014 25-Nov.2014 (1.00000900) USD 101.030.000 ?Y SHORT ELRCPEAN CALL 101 0000 :hr.-Er 70i
FINANCIAL, LLC
SOUTHERN EXOneBarOneT 2144e,e2013 ... ELRCPEAN 0.0000 14.01724
MANUAL, LLC ou:hCp1
SOUTHERN EXOneBarOneT 21•NN-2013 20-Nov•2014 25-Nov.2014 (21,0C(1 001 USD 0 JPY LONG ELRCPEAN 0.0000 11.746 45
FINANCIAL ... ELRCPEAN 0.0030 9.74174
FINANCIAL. LLC oudhOpt
SOUTHERN FtEuroOpt 31•Jen-2014 01-May-2014 07-May-2014 OOP:0.000.03J USD 1.025900.000 FY SHORT ELRCPEAN CALL 102.5000 (34,56263)
FINANCIAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453726.pdf
Ctil USD 0 JPY LONG ELRCPEAN 0.0000 841816
710423465 FINANCIAL. U.0 ouchOpt
377817895/ SOUTHERN FkuroOpl 17-Jan-2014 17-A4x-2014 21-Apr-2014 (10,0000(800) USD town ... SHORT ELRCPEAN CALL 1.1000 (133.427 13)
737154817 FINANCIAL. LLC
377817895/ SOUTHERN EXOneBarEuro 17-Jen-2014 17-Apr-2014 21-Apr-2014 (10.030.0:0 OD) USD 11,308,00000 CAD SHORT ... ELRCPEAN CALL 1.1300 13.42218
737154818 FINANCIAL, LLC CPI
3813885044 SOUTHERN FkuroOpt 31-Jan-2014 01Noy-2014 07-May-2014 (10.0:0.020.R USD 1.025.000,000 JPY SHORT ELRCPEAN CALL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01452936.pdf
SHORT ELRCPEAN PUT 1.0400 (195240%)
1037233558 FINANCIAL,L1C
49711749W SCUTHERN FiEuroOpl 0241-2015 04-Jan
-2016 06dan-2016 50030.00000 EUR (58:200.00000) USD LONG ELRCPEAN CALL 1.1640 350565.02
1037233559 FINANCIAL ... Ki600 00) USD SHORT ELRCPEAN PVT 10500 (124443 82
1637255502 FINANCRL, LLC
497126993/ SOUTHER! F)lEuroOpt 0241.2015 04-Jan-2016 06-Jan-2016 25000030.00 EUR (28912,566.00) USD LONG ELRCPEAN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458453.pdf
SHORT ELRCPEAN PUT 1.0400 (432.476e
FHANCIAL,L1C
SOUTIERN FiEuroOpl 02-..bl-2015 04-Jan-2016 06Jan-2016 50030.000 00 EUR (58:200.00000) USD LONG ELRCPEAN CALL ... Ki.000 00) USD SHORT ELRCPEAN PVT 1.0500 (307575(x`:
FINANCIAL, LLC
SOUTHERN FiEuroOpt 024u1•2015 04-Jan-2016 06-Jan-2016 25.000030.00 EUR (26.9 i2,5C0.00) LED LONG ELRCPEAN CALL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458897.pdf
Ju1.2015 04-Jan-2016 06-Jan-2016 50000600.00 EUR (52.000,000 00) USD SHORT ELRCPEAN PUT 1.0400 (204.6324
1037233558 FINANCIAL,L1C
49711749W SOUTHERN FiEuroOpl 0244-2015 04-Jan-2016 064an ... LONG ELRCPEAN CALL 1.1640 636727.71
1037233559 FINANCAL,LLC
4971269937 SOUTHERN FiEuroOpt 0244I•2015 04-Jan-2016 06-Jan•2016 25.000.000.00 EUR (26.2Ki600 00) USD SHORT ELRCPEAN ... LONG ELRCPEAN CALL 1.1565 380255 18
1037255503 FINANCIAL. LLC
Subtotal: 687,538 99
Statement ID: 1822,3820150915_20150916_1
The valuation information set forth in this statement is provided subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458379.pdf
Ju1.2015 04-Jan-2016 06-Jan-2016 50000000.00 EUR (52.001000 00) USD SHORT ELRCPEAN PUT 1.0400 (142.98626i
1037233558 FINANCIAL, LLC
49711749W SOUTHERN FiEuroOpl ... 064an•2016 50.03003003 EUR (58:20.000) USD LONG ELRCPEAN CALL 1.1640 342.742.63
1037233559 FINANCAL,LLC
4971269937 SOUTHERN FiEuroOpt 02Ju1.2015 04-Jan-2016 06-Jan-2016 25.030.60000 EUR (26.250.0000) USD SHORT ... ELRCPEAN PVT 1.0500 ^32.158 78)
1037255502 FINANCIAL, LLC
497126993/ SOUTHERN FilEuroOpt 02•Jul-2015 04-Jan-2016 06-Jan-2016 25.000030.00 EUR (29.9€2.50.0) USD LONG ELRCPEAN CALL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458504.pdf
SHORT ELRCPEAN PUT 1.0400 (193.93995)
1037233558 FINANCIAL,L1C
49711749W SCUTHERN FiEuroOpl 02-M-2015 04-Jan.2016 064an-2016 50.030.000 00 EUR (58:200.00000) USD LONG ELRCPEAN CALL ... SOUTHERN FAuroOpt 02Ju1.2015 04-Jan-2016 06-Jan•2016 25.000.000.00 EUR (26.250.60000) USD SHORT ELRCPEAN PVT 1.0500 ;12327905)
1037255502 FIANCRI., LW
49712%93/ SOUTHERN FilEuroOpt ... LONG ELRCPEAN CALL 1.1565 274.57293
1037255500 FMANCLAL,LLC
Subtotal: 403,831 84
Statement ID :
The valuation information set forth in this statement is provided subject to the terms and conditions
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458438.pdf
A4x.2014 21-A4x-2014 (10.0000(00g USD 11,003,000.00 CAD SHORT ELRCPEAN CALL 1.1000 (118.782%)
737154817 FINANCIAL. LLC
3778178W SOUTHERN EXOneBarEuro 17-Jan-2014 17-Apr-2014 2144x ... SHDRT ELRCPEAN CALL 1.1310 8.836 44
737154818 FINANCIAL, LLC Cpl
381388504! SOUTHERN Fx€uraapl ... SHORT ELRCPEAN CALL 1025000 M.810191
745230311 FINANCIAL, LLC
31n15615/ SOUTHERN F)Eurc0p1 064hr-2014 17.44.2014 21-44.2014 10,000000 00 USD ii1000.0k 33) CAD LONG ELRCPEAN CALL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453205.pdf
SHORT ELRCPEAN PUT 1.0400 (183.441 0 , :
1037233558 FINANCIAL,L1C
49711749W SOUTHERN FiEuroOpt 0241-2015 04-Jan-2016 06Jan-2016 50030.000 00 EUR (58:200.00000) USD LONG ELRCPEAN CALL ... SHORT ELRCPEAN PVT 1.0500 (116.8X12
10372555(12 FINANCIAL, 11C
497126993/ SOUTHERN F)lEuroOpt 0241.2015 04-Jan-2016 06-Jan-2016 25000030.00 EUR (26.912.54,000) USD LONG ELRCPEAN CALL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458448.pdf
SHORT ELRCPEAN PUT 1.0400 (6973365)
1037233558 Flatlet/4,11C
49711749W SCUTHERN REuroOpl 0241-2015 -Jan
04 -2016 06Jan•2016 50030.030 00 EUR (58:200.00000) USD LONG ELRCPEAN CALL ... SHORT ELRCPEAN PVT 1.0500 (46.241 id)
1037255502 FINANCIAL, LLC
497126993/ SOUTHERN hiEuroOpt 024u1•2015 04-Jan-2016 06-Jan-2016 25000030.00 EUR (26.9 I2,51,0.00) USD LONG ELRCPEAN CALL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458667.pdf
06Jan-2016 50,000930.00 EUR (52.O0,00000) USD SHORT ELRCPEAN FLIT 1.0400 (6.5n1 48)
Ft4ANCIAL,LIC —
SOUTIERN F)Euro0pl 02-M-2015 04-Jan-2016 064n2016 ... LONG ELRCPEAN CALL 1.1640 415.35287
FRANCK, LLC
SOUTHERN F)EurcOpi 02-Ju1.2015 04-Jan2016 06-Jan-2016 25.O0.000O0 EVR 126.2Ki000 00) USD SHORT ELRCPEAN ... I25C0.00) USD LONG ELRCPEAN CALL 1.1565 265.65584
FILANCLAL, LLC
Subtotal: 572,067 81
Statement ID
The valuation information set forth in this statement is provided subject to the terms
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458711.pdf
SHORT ELRCPEAN PUT 1.0400 . • l...1 323 4ii
1037233558 FINANCIAL,L1C
49711749W SOUTHERN REuroOpl 0241-2015 04-Jan-2016 OSJan•2016 50.000.000.00 EUR (58:200.00000) USD LONG ELRCPEAN CALL ... E00.00 EUR (28.7-1400 00) USD SHORT ELRCPEAN PVT 1.0500 (1ld.cta64)
1037255502 FINANCIAL, LW
497126993/ SOUTHERN MuroOpt 024u1-2015 04-Jan-2016 06,1are2016 25.000030.00 EUR (28.312.5C0.00) USD LONG ... ELRCPEAN CALL 1.1565 381.38044
1037255503 FINANCIAL. LW
Subtotal: 725081 36
Statement ID: 1822,3820150916_201509171
The valuation information set forth in this statement is provided subject to the terms
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458381.pdf
Ju1.2015 04-Jan-2016 06-Jan-20I6 50000600.00 EUR (52.000000 00) USD SPORT ELRCPEAN PUT 1.0400 (7433561)
1037233558 FINANCIAL, LW
49711749W SOUTHERN FiEuroOpl 02-M-2015 04-Jan-2018 06dan ... LONG ELRCPEAN CALL 1.1640 385242.30
1037233559 FINANCAL,LLC
4971269937 SOUTHERN FiEuroOpt 02Ju1.2015 04-Jan-2016 06-Jan-2016 25600600.00 EUR (26250,01X70) USD SHORT ELRCPEAN PVT 10500 (t9.751 ... LONG ELRCPEAN CALL 1.1565 246.349.17
1037255503 FINANCIAL. LW
Subtotal: 507,504 70
Statement ID: 18229820151019201510201
The valuation information set forth in this statement is provided subject to the terms
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458700.pdf
20I6 50,000000.00 EUR (52.000,000 00) USD SHORT ELRCPEAN PUT 1.0400 (224.404 21)
1037233558 FINANCIAL,L1C
49711749W SCUTHERN REuroOpt 02-JA-2015 04-Jan-2016 064an ... LONG ELRCPEAN CALL 1.1640 684,603.97
1037233559 FINANCIAL, LLC
497126993/ SOUTHERN FiEuroOpt 024d-2015 04-Jan-2016 06-Jan-2016 25.000.000.00 EuR 126.250,C0000) USD SHORT ELRCPEAN ... 5C0.00) USD LONG ELRCPEAN CALL 1.1565 404,460.35
1037255503 FINANCIAL. LW
Subtotal: 725,750 03
Statement ID : 182298_20150911_20150914_1
The valuation information set forth in this statement
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458368.pdf
SHORT ELRCPEAN PUT 1.0400 (233 4? t.zi
1037233558 FINANCIAL,L1C
49711749W SCUTHERN FiEuroOpl 02.NI-2015 04-Jan-2016 06Jan-2016 50030.000 03 EUR (58:200.00000) USD LONG ELRCPEAN CALL ... SHORT ELRCPEAN PVT 1.0500 05303362J
1037255502 FINANCIAL, LLC
4971269937 SOUTHERN FilEuroOpt 0241-2015 04-Jan-2016 06•Jan•2016 25000030.00 EUR (28.9 I2,5(0.00) USD LONG ELRCPEAN CALL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458776.pdf
20I6 50000000.00 EUR (52.003,000 00) USD SHORT ELRCPEAN PUT 1.0403 (464.50843)
1037233558 Flatlet/4,11C
49711749W SOUTHERN REuroOpl 02-JA-2015 04-Jan.2016 ... LONG ELRCPEAN CALL 1.1640 6,67950
1037233559 FINANCIAL, LLC
4971269937 SOUTHERN FAuroOpt 02•JA•2015 04-Jan-2016 06-Jan-2016 25.000.030.00 EUR (26.2Ki000 00) USD SHORT ELRCPEAN ... LONG ELRCPEAN CALL 1.1565 5.04573
1037255503 FINANCIAL. LW
Subtotal:
Statement ID : 182298_20151130_20151201_1
The valuation information set forth in this statement is provided subject to the terms
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458885.pdf
SPORT ELRCPEAN PUT 1.0400 (246 '4' 3 1;•: i
1037233558 FINANCIAL,I1C
4971174981 SOUTHERN FtEuro0pl 0241-2015 04-Jan-2016 06Jan-2016 5Q000.000.00 EUR (58:200.00000) USD LONG ELRCPEAN CALL ... SHORT ELRCPEAN PVT 1.0500 (55.0240)
1037255502 FINANCRI., LLC
497126993/ SOUTHERN F1Euro0pt 024d-2015 04-Jan-2016 06,Ian-2016 25000030.00 EUR (26312,51,0.00) USD LONG ELRCPEAN CALL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378676.pdf
Ju1.2015 04-Jan-2016 06-Jan-2016 50000000.00 EUR (52.000,000 00) USD SHORT ELRCPEAN PUT 1.0400 : ..: /;r';
FHANCIAL,L1C
SOUTIERN REuroOpt 02,14-2015 04-Jan.2016 064an ... LONG ELRCPEAN CALL 1.1640 133,11825
FINANCIAL, LLC
SOUTHERN FiEuroOpt 02-Ail-2015 04-Jan-2016 06-Jan-2016 25,000,000.00 EuR (26.2KLCOO 00) USD SHORT ELRCPEAN ... LONG ELRCPEAN CALL 1.1565 90714.84
FINANCIAL. LW
Subtotal: (78.374.06)
Statement ID: 18229820151030201511021
The valuation information set forth in this statement is provided subject to the terms and conditions set forth
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458765.pdf