EFTA00417391Set 9
2012-03-195p1,439w
EXPN) files $75M through Citi & Bofa
Key Research: Citi positive Euro Investment Banks & initiates EPAM (buy) & upgrades SCHW
(buy) & cuts EBAY
Key Research: Barcap initiates APEI/BPI/EPAM (ow's) & TSL/YGE ... Wunderlich downgrade CFR, Piper upgrades DWA
Key Research: UBS downgrades DSV DC & initiates EPAM (buy) & upgrades NUE/STLD (buy's)
Key Research: Enskilda downgrades HMB SS, HSBC downgrades AIXA GY/VIP, Exane
https://www.justice.gov/epstein/files/DataSet%209/EFTA00417391.pdf
EFTA02122552Set 10
2013-11-0710p3,010w
CPST, CUBE, CYTX, DAR, DCIN, DMD, DVCR, EAC, EBS, ECPG,
EGOV, ELON, ENOC, ENSG, EPAM, EZPW, FARM, FC, FDUS, FEYE, FF, FUEL, FXXEN, GAZA,
GERN, GLPW, GPRN, GSVC, GXP, HASI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122552.pdf
EFTA02114020Set 10
2014-02-198p2,006w
BJRI, BRX, CAR, CDE, CLUB, CNK, CSGP, CW, CXO, DENN, DL, DRII,
EIG, EPAM, EQY, ETE, EXAC, FELE, GDP, GSS, HLS, HLX, HOS, HR, ICAD, JACK, KAI, LGCY,
LHO, LOCK
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114020.pdf
EFTA02145737Set 10
8p1,904w
CDXS, CECO, CFI, CHDN, CLR,
CSGP, CWT, DAR, DEL, DPM, DVR, DXPE, EIG, ELGX, EPAM, EVC, EXAM, EXE, EXL, FARO, GEF,
GMED, GRPN, HNSN, ICFI, IILG, IOC, ISIG
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02145737.pdf
EFTA02130329Set 10
2013-09-038p1,866w
October $25c (1452x) and the November $25c (2067x).
Secondaries (announced/priced): MNDL, KYN, BAH, EPAM, TEU, EXR
IPO's: N/A
US Key Research:
Barcap upgrades KEG & downgrades ESV & initiates
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02130329.pdf
EFTA00390547Set 9
2013-05-106p1,832w
conferences
Analyst/Investor Days: SWFT, WY, CPT
Non-Deal Roadshows: ADNC, AIMC, ALXN, AMRI, BUD, EPAM, FHN, MLM, OREX, PDM, QLYS, SMCI, SPG, SPRD,
TRI, WPRT
Shareholder Meetings: E, ANDE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390547.pdf
EFTA00402020Set 9
2012-11-096p1,838w
Open: AEE, COV, JCP, WCRX, ADY, APO, BAM, BTN, CEP, CRAY, CVU, DXYN, EPAM, ERF, FLO, FSS,
FWLT, FXEN, GEN, GNVC, HNR, HTWR, HWCC, HYGS, IVAN, LIWA
https://www.justice.gov/epstein/files/DataSet%209/EFTA00402020.pdf
EFTA02137279Set 10
2013-06-048p1,909w
through JPMorgan
US Key Research:
• Roth initiates MOSY (buy), UBS initiates EPAM (buy), Topeka initiates CKP (buy)
Baird initiates RPMNAL (neut's) & downgrades DIOD/FCS, Piper initiates ISIL (ow),
• GS initiates
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02137279.pdf
EFTA00390701Set 9
2013-05-088p2,645w
CONE, CTL, CTRP, CUZ, CXW, DBLE,
DCTH, DEPO, DK, DRWI, DTSI, EGY, EIG, EOX, EPAM, ERII, ETE, ETM, ETP, EXAM, FLTX, FSC, GCOM, GIVN, GMCR,
GNMK, GROW, GRPN, GSIG
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390701.pdf