EFTA00380436Set 9
2013-10-308p2,669w
Decision @ 2pm ***
***ADP, AMT, CMCSA, EXC, GLW, GM, GRMN reports pre-open"'
"*ALL, CSC, EQR, EXPE, FB, JDSU, KRFT, LNC, MAR, MET, O1, SBUX ... STCK, STE, TASR, TEL, TFX,
TOWR, WEX, WLT
Reporting Post-Close: ALL, CSC, EQR, EXPE, FB, JDSU, KRFT, LNC, MAR, MET, MUR, 01, PKI, SBUX, V, WMB, XL,
ACCL, ACLS
https://www.justice.gov/epstein/files/DataSet%209/EFTA00380436.pdf
EFTA02114961Set 10
2014-02-048p2,280w
KORS, R, SIRI, XYL pre-open'"
***AFL, BWLD, CERN, CHRW, DV, EQR, GILD, MAC, UNM #'s after the close"'
EFTA_R1_00740436
EFTA02114961
• Yum! Brands profit slipped but adjusted earnings ... SYNL, TDG, TECH, UDR,
VSH, WDR
Reporting Post-Close: AFL, AMP, CERN, CHRW, EQR, GAS, GILD, GNW, MAC, UNM, ACLS,
AEC, ARWR, ATO, ATW, AXS, BIRT, BSAC, BWLD, CBL, CENT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114961.pdf
EFTA00396305Set 9
2013-02-057p2,340w
SIRI earnings pre-open""
"*CME, CMG, DIS, EQR, EXPE, FISV, GNW, PNRA, SFLY, ZNGA #'s after close*"
"'SEC discussion on nickel/dime pricing increment proposals today*"
• Baidu Q4 earnings ... TECH, TM, UDR, VSH, WTM
Reporting Post-Close: AFL, CERN, CME, CMG, DIS, EQR, EXPE, FISV, GNW, KIM, UNM, AEC, AKR, ALTE, BMR,
CALX, CBL, CPTS, CSCD, CYTK, EMKR, ENTR
https://www.justice.gov/epstein/files/DataSet%209/EFTA00396305.pdf
EFTA02153650Set 10
2012-11-296p1,638w
reinstates div, revs light — GENE names ceo
Secondaries (announced/priced): PGNX, GNRC, TTS, AVB, EQR
IPO's: N/A
Key Research: Barcap initiates DCIX/TEU/KSU (ew's) and WX (ow) & upgrades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02153650.pdf
EFTA02246205Set 11
2018-05-099p2,785w
delays, overbooking's, cancellation of services, cessation of operations, accidents or failures of eqr
itineraries or schedules; or (2) acts of God, fires, earthquakes, floods, climatic aberrations, acts of govemme
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02246205.pdf
EFTA02250682Set 11
2018-07-176p1,205w
delays, overbooking's, cancellation of services, cessation of operations, accidents or failures of eqr
itineraries or schedules; or (2) acts of God, fires, earthquakes, floods, climatic aberrations, acts of governme
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02250682.pdf
EFTA02236931Set 11
2018-02-017p1,540w
delays, overbooking's, cancellation of services, cessation of operations, accidents or failures of eqr
itineraries or schedules; or (2) acts of God, fires, earthquakes, floods, climatic aberrations, acts of governme
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02236931.pdf
EFTA02241948Set 11
2018-04-235p1,143w
delays, overbooking's, cancellation of services, cessation of operations, accidents or failures of eqr
itineraries or schedules; or (2) acts of God, fires, earthquakes, floods, climatic aberrations, acts of governme
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02241948.pdf
EFTA00386261Set 9
2013-07-319p3,206w
PBCT, RTN, SSH, STML
Shareholder Meetings: ATK, CA, ENV, MCK, GNMT, EA
Equity/Mixed Shelfs: EQR
Other Newspaper Articles & Stories
Barron's positive: Pfizer (PFE) WSJ
WSJ negative: Outlook for potash
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386261.pdf