Epstein Files Search

EFTA01386879Set 10

2018-02-071p681w

ERISA and Tax Matters—US Credit Risk Retention." European Risk Retention Rules The EU Risk Retention Rules or Similar Requirements apply to Affected Investors investing in the Preferred Shares. Affected ... Investors should therefore make themselves aware of the requirements of the EU Risk Retention Rules or applicable Similar Requirements (and any implementing rules in relation to a relevant jurisdiction ... relation to the transaction is sufficient for the purpose of satisfying the EU Risk Retention Rules or Similar Requirements or any other applicable requirements. Affected Investors are required to independently

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386879.pdf

EFTA01433968Set 10

2018-02-06316p79,179w

Legal, ERISA and Tax Matters — European Risk Retention" and "- Retention Requirements Under the EU Risk Retention Rules" below. Confidential February 2018 EFTA01433978 RIN II - 094 Alpha Group Capital LLC PRIIPS ... with the requirements imposed pursuant to the US (to the extent applicable) and EU Risk Retention Rules) of the Preferred Shares, the loans comprising the Initial Facility and the Issuer

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01433968.pdf

EFTA01386878Set 10

2016-12-241p755w

respect to the Portfolio Manager under the U.S. Risk Retention Regulations and the EU Risk Retention Rules. On February 9, 2018, the U.S. Court of Appeals for the District

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386878.pdf

EFTA01386895Set 10

2018-02-091p771w

Retention Interest to third parties (subject to compliance with the EU Risk Retention Rules). Prospective investors should note the following in reviewing the contents of this section entitled "US Credit

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386895.pdf

EFTA01386894Set 10

2019-01-011p778w

should be aware of the EU risk retention and due diligence requirements (the "EU Risk Retention Rules") which currently apply, or are expected to apply in the future, in respect ... will be required to demonstrate compliance to national regulators remain unclear. The EU Risk Retention Rules described above apply, or are expected to apply, in respect of the Preferred Shares

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386894.pdf

EFTA01386872Set 10

2016-12-241p736w

Refinancing. Also, while the Issuer will be structured to comply with the EU Risk Retention Rules regarding risk retention by sponsors of securitizations in connection with the intended Refinancing, future

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386872.pdf

EFTA01386906Set 10

1p643w

give certain covenants and representations for the purpose of the EU Retention Requirements. "EU Risk Retention Rules" means Articles 404-410 of the CRR. "Excepted Advances": Customary advances made

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386906.pdf

EFTA01386813Set 10

2014-11-041p774w

with the requirements imposed pursuant to the US (to the extent applicable) and EU Risk Retention Rules) of the Preferred Shares, the loans comprising the Initial Facility and the Issuer

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386813.pdf

EFTA01386836Set 10

1p382w

comply with (i) the Initial Facility Agreement and (ii) the US and EU Risk Retention Rules with respect to Refinancing to the extent applicable. Portfolio Advisor RREEF America L.L.C

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386836.pdf