EFTA01084049Set 9
2007-07-1333p10,428w
WHEREAS, the limited partner interests in the Apollo Operating Group (as defined
herein), are exchangeable, for Federal income tax purposes, with APO Corp., APO FC and the
Issuer for Class ... Shares (as defined herein), subject to the provisions of the Amended and
Restated Exchange Agreement (as defined herein);
WHEREAS, the Prior Entities, the Partnerships, and each of their direct ... Sale occurred, and will have
in effect for each Taxable Year in which an exchange of Partnership Units for Class A Shares
occurs, an election under Section
https://www.justice.gov/epstein/files/DataSet%209/EFTA01084049.pdf
EFTA01101357Set 9
2014-11-11100p33,298w
organizational diagram for
Apollo and its ownership structure.
Apollo also entered into an exchange agreement with Holdings that allows the
partners in Holdings, subject to the vesting and minimum retained ... transfer restrictions set forth in the partnership agreements of the
Apollo Operating Group, to exchange their AOG Units for the Company's Class A
shares ... customary
conversion rate adjustments for splits, unit distributions and reclassifications. A
limited partner must exchange one partnership unit in each of the ten Apollo
Operating Group partnerships to effect
https://www.justice.gov/epstein/files/DataSet%209/EFTA01101357.pdf
EFTA00301844Set 9
7p2,709w
Indyke, PLLC
301 East 66th Street, 10B
New York, NY 10065
RE: REVERSE EXCHANGE OF AIRCRAFT
Exchangor: Hyperion Air, Inc.
Relinquished Aircraft: One (1) Gulfstream Aerospace GI159B aircraft,
bearing manufacturer ... equivalent, (listed on the
International Registry drop down menu as ROLLS
ROYCE 250-C40)
Exchange
Accommodation Titleholder: TVPEAT, Inc. ("EAT")
Parking Entit): Steen Acquisitions, LLC, a wholly owned subsidiary ... Darren:
This letter provides important instructions and information concerning the proposed "safe
harbor" reverse exchange transaction under Revenue Procedure 2000-37 involving the parties
and the aircraft identified above. This
https://www.justice.gov/epstein/files/DataSet%209/EFTA00301844.pdf
EFTA01465550Set 10
2013-04-0528p7,280w
dollar (the
"USDBRL") on each date
of calculation will be the U.S. dollar/Brazilian real exchange rate,
expressed as the amount of
Brazilian reals per one U.S. dollar, for settlement ... Brasil on SISBACEN Data System under transaction code PTAX-800
("Consulta
de Cambio" or Exchange Rate Inquiry), Option 5 ("Cotacoes para Cotabilidade"
or Rates for
Accounting Purposes) at approximately ... affiliates
40432XE56/US40432XE563
Book-Entry
The Notes will not be listed on any U.S. securities exchange or quotation
system.
Investment in the Notes involves certain risks. You should refer to
"Selected
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01465550.pdf
EFTA01186011Set 9
2007-07-1359p33,822w
other securities,
instruments, rights or any other assets of the Company (whether convertible or exchangeable or not);
"Audit Committee" means a committee of the Board designated as such in accordance ... acquisition of any additional Share by any new or existing Members in exchange for more than a
de minimis Capital Contribution; (b) the date of the distribution of more than ... forth in this Agreement and any equity securities issued or issuable in exchange for or with respect to
such Class A Common Shares (i) by way of a dividend, split
https://www.justice.gov/epstein/files/DataSet%209/EFTA01186011.pdf
EFTA01282660Set 10
18p14,661w
Client is or becomes an employee, member or immediate famky
member of any securities exchange (or corporation of which any exchange owns a majority of the capital stock),
Financial Industry ... purchase or sale of assets may be routed to or executed through any exchange, market
or broker that DBSI selects.
4. Rules and Regulations. Alitrensaotions in Accounts) shall be conducted ... OBSIS instruction) may, at any time and without prior notice,
sell, transfer, release, exchange, settle or otherwise dispose of or deal with ar.y or all such Collateral in order
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282660.pdf
EFTA02713615Set 11
2012-11-2957p27,450w
terms of this offering, including the merits and risks involved. Neither the
Securities and Exchange Commission ("SEC") nor any other state or federal governmental
agency or any securities exchange ... SUCH LAWS. THE SECURITIES HAVE NOT BEEN APPROVED OR
DISAPPROVED BY THE SECURITIES AND EXCHANGE COMMISSION, ANY STATE
SECURITIES COMMISSION OR ANY OTHER REGULATORY AUTHORITY, NOR HAVE ... GENERAL PARTNER
PLANS TO REGISTER AS A COMMODITY POOL OPERATOR ("CPO") UNDER THE
COMMODITY EXCHANGE ACT ("CEA") AND THE RULES OF THE COMMODITY
FUTURES TRADING COMMISSION ("CFTC") PROMULGATED THEREUNDER
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02713615.pdf
EFTA02056293Set 10
2016-03-1688p18,740w
Policy
All guest rooms and public spaces are 100% non-smoking
balconies and terraces.
Exchange Rate
For non-US hotels, rates confirmed in USD may be conver
time of stay ... based on the exchange rate used by the hotel
fluctuations. Credit card charges are subject to additional c
companies, which are not within the hotels control and ma•
card. Please ... rooms and public spaces are 100% non-smoking. Guest may smo
balconies and terraces.
Exchange Rate
For non-US hotels, rates confirmed in USD may be converted to local currer
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02056293.pdf
EFTA01205493Set 9
2015-08-0580p43,228w
liabilities and other obligations of our subsidiaries.
E
t' a+
Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of
.= these securities or passed ... prospectus are part of a registration statement that we
filed with the Securities and Exchange Commission (the "SEC") using a "shelf- registration process. Under this
process, the document ... cycle being referred to as "T+5"). Under Rule 15c6- I of the Securities Exchange Act of
1934, as amended (the "Exchange Act"), trades in the secondary market generally
https://www.justice.gov/epstein/files/DataSet%209/EFTA01205493.pdf
EFTA00165848Set 9
14p11,449w
Client is or becomes an employee, member or immediate family member of any
securities exchange (or corporation of which any exchange owns a majority of the capital stock). Financial Industry ... purchase or sale of assets may be routed to or executed through any exchange, market or broker
that 0051 selects.
4. Rules and Regulations, All transactions in Account(s) shall ... DBSI's instruction) may, at any time and without
prior notice, sell, transfer, release, exchange, settle or otherwise dispose of or deal with env er all such Collateral in order
https://www.justice.gov/epstein/files/DataSet%209/EFTA00165848.pdf