EFTA02112117Set 10
2014-03-118p2,090w
SXCP
Non-Deal Roadshows: AES, AVD, AVGO, AWH, BIO, BSFT, CAR, CBST, CODE, ECA, EZCH,
HCSG, HIMX, JOY, LINO, MMM, MPWR, MRO, MRTX, ONB, OREX, PEGA, PRFT, PVA, QIHU,
RMBS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02112117.pdf
EFTA02145605Set 10
2013-03-068p1,922w
Deal Roadshows: ADI, BIRT, BKH, CAP, CAR, CSCO, ELLI, EZCH, HLIT, IPGP, LEDR, MTRX,
MX, NRF, PBCT, PQ, RVVT, SBH, SBUX, SIMO, SPG, URS, VOCS
Shareholder Meetings: PMTC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02145605.pdf
EFTA00401937Set 9
2012-11-087p2,170w
BCRX, BDC, BIOC, BITA, BKCC, CHAS, CASM, CBRX, CG, CORE, CRTX, DUSA, EBIX, ES, EZCH, FCN, FLO,
FSYS, FXCM, GLCH, GLP, GTXI, HDNG, HII, HK, IDN, INXN, IPCC, KIOR, KLIC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00401937.pdf
EFTA00394115Set 9
2013-03-067p1,938w
Deal Roadshows: ADI, GIRT, BKH, CAP, CAR, CSCO, ELLI, EZCH, HLIT, IPGP, LEDR, MTRX, MX, NRF, PBCT,
PQ, RWT, SBH, SBUX, SIMO, SPG, URS, VOCS
Shareholder Meetings: PMTC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00394115.pdf
EFTA00413482Set 9
2012-05-096p1,995w
AMRI, AOL, ARIA, ASFI, AXAS, BIOC,
BWEN, CGX, CV, ➢TG, ELOS, EMIS, EPM, ES, EZCH, FCN, FLL, FXCM, HDNG, HII, HYGS, IHG, INXN,
KDN, KELYA, KRO, LACO, LSE, MFB, MNTG
https://www.justice.gov/epstein/files/DataSet%209/EFTA00413482.pdf
EFTA00411519Set 9
2012-06-065p1,718w
CLGX, CLR, CMA, CNQ, COHU, DECK, DLTR,
DMD, DNDN, EFX, EGT, EZCH, FFBC, FHN, FLS, FRC, GHM, GSM, ITRI, JACK, MA, MDW, MGM, MRCY,
MRX, MSCC, MWA, OAS, PPL, PRGN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00411519.pdf
EFTA00418136Set 9
2012-03-135p1,602w
Roadshows: ACTV, AGYS, ATRC, AVAV, AVID, AVNW, BCE, BR, BRCD, CALL, CRNT, CSCO,
DTLK, EZCH, HTHT, INTC, ISIL, KS, MGRC, MIND, MIPS, MLNX, MT, PAY, POWI, PRGN, RATE, RDWR,
SGEN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00418136.pdf
EFTA00433419Set 9
2011-05-244p1,388w
Deal Roadshows: AEGR, ALTR, AMMD, AUDC, BDC, BLC, CBR, CMN, CRDN, DUSA, EW, EZCH, FHCO,
FPO, GDI, GPOR, HUM, IFT, IMGN, IPCL, ISIS, IXYS, JKHY, KNL, KNXA, MGRC, MINI, NXPI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433419.pdf
EFTA00390701Set 9
2013-05-088p2,645w
LINTA, ALE, AOL, ARQL, ATRS, BIOD, BOFI, CASM, CBMX, CECE, CLMT, CSTE, CWH,
ESLT, EZCH, FOR, FSYS, FUN, GEO, GILT, GKNT, HII, HYGS, INXN, KELYA, KOPN, LAMR, LIOX, LMCA
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390701.pdf
EFTA02145596Set 10
2013-03-087p1,682w
Vegas)
Analyst/Investor Days: BVN
Non-Deal Roadshows: ABMD, ANFI, ASM, AVAV, CETV, CRL, CYN, EZCH, FIO, HDY, INFA,
MXIM, NP, RTEC, SONG, STO, UPI
Shareholder Meetings: GENC, HRC, ESSA
Equity/Mixed
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02145596.pdf