Epstein Files Search

EFTA01547035Set 10

2013-06-30124p12,917w

W92099-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 369604-10-3) GENERAL ELEC CAP CORP 7.125% DEC 15 2049 DTD 06/12/2012 ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL ... 09/25/13 (ID: 369622-SN-6) 9/25 Free Delivery GENERAL ELEC CAP CORP 5.250% 12/31/2049 DTD 05/29/2013 ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 ... 04/30/2008 060505-DT-8 BB+ /B1 GENERAL ELEC CAP CORP 7.125% DEC 15 2049 DTD 06/12/2012 369622-SN-6 AA- /BAA GENERAL MOTORS CO CV PFD B 37045V

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547035.pdf

EFTA01288458Set 10

2013-12-3162p26,219w

Original Cost Bata 52 055,000 00 GENERAL ELEC CAP CORP NON CUM PFD SER Security Identifier: 3696225N6 A7.125% 08112/82 WE DTO 06112112 CALLABLE 08115122 Moody Rating ... Original Cost Bans: 52,122,916.67 GENERAL ELEC CAP CORP PERP PFD SER C &malty Identifier: 369622513 FIXED TO FLTG 5.250% 06103163 B/E DID 06103113 CALLABLE 06115123 Moody Rating BAA1 ... 12/13 PD 12/16/13 12116113 BOND INTEREST RECEIVED 2000000 GENERAL ELEC CAP CORP NON CU kl PFD SER A 71.250 00 USD 369622%6 7.125% 06/12/62

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288458.pdf

EFTA01288772Set 10

2015-12-31225p98,138w

12/03/15 2.069.000 000 010 LSD 3696040M4 12/03/15 MERGER SECURITY EXCHANGED GENERAL ELEC CAP CORP NON CUM PFD SER A 7.125% .2,000,000.000 0.00 LSD 3696225/16 06112/62 WE DTO 06/12/12 ... 12/03165 B/E OTD 12/03115 3596048M4 CLB 2169000.00000 12130115 12/03115 CORPORATE ACTIONS FAIR GENERAL ELEC CAP CORP NON CUM PFD SER A 7.125% 2,175,016.17 USD MARKET VALUE OLD SECURITY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288772.pdf

EFTA01121645Set 9

15p11,955w

un.12 Perpetua 2,003100 General Elec Cap Corp 44 6115/2022 7.125% (/2.122,920) $2,220,000 5167,438 5.52% 1106.1S $111.00 5264,518 29.May.13 Perpetua 1,400100 General ... Elec Cap Corp 611512023 5.250% (51.400000) $1,292,564 518.579 6.31% $100.00 $92.33 (188.857) 22Jul.13 Perpetua 750,000 /pen:organ Chase & Co BBB 8/1/2023

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121645.pdf

EFTA01540444Set 10

2013-01-01101p11,069w

Preferred Stocks ALLY FINANCIAL INC 8 1/2% PFD 02005N-30-8 P GENERAL ELEC CAP CORP PFD 4.875% 369622-41-0 GEH GMAC CAPITAL TRUST ... 04/30/2008 060505-DT-8 BB+ /B1 GENERAL ELEC CAP CORP 7.125% DEC 15 2049 DTD 06/12/2012 369622-SN-6 AA- /BAA GENERAL MOTORS CO CV PFD B 37045V ... TRUST PFD 5.4% @ 25.00 J.P. MORGAN SECURITIES LLC (ID: 929042-84-4) GENERAL ELEC CAP CORP PFD 4.875% @ 25.00 J.P. MORGAN SECURITIES LLC (ID: 369622-41-0) ARIAD PHARMACEUTICALS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540444.pdf

EFTA01466586Set 10

2014-01-1013p2,976w

7/22/2013 96.486 0.18500000000000227 0.0019173766142238488 Sell GENERAL ELEC CAP CORP PERP PFD SER C FIXED TO FLTG 5.250% 06/03/63 B/E DTD 06/03/13 CLB CLB 06/15/23 @100.000 (Floats 3mL+2.967%) 369633ST3 GENERAL ... ELEC CAP CORP PERP PFD SER C FIXED TO FLTG 5.250% 06/03/63 B/E DTD 06/03/13 CLB CLB 06/15/23 @100.000 SFLLC Hybrid 1400000 94.299 100 1320186.0000000002 1400000 -79813.99999999977 -0.05700999999999983 5/29/2013 ... 1/30/2012 103.849 0.033999999999991815 3.273984342650561E-4 Watch GENERAL ELEC CAP CORP NON CUM PFD SER A 7.125% 06/12/62 B/E DTD 06/12/12 CLB CLB 06/15/22 @100.000 (Floats 3mL+5.296%) 369622SN6 GENERAL ELEC CAP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01466586.pdf

EFTA01540135Set 10

2012-12-01109p11,803w

04/30/2008 060505-DT-8 BB+ /B1 GENERAL ELEC CAP CORP 7.125% DEC 15 2049 DTD 06/12/2012 369622-SN-6 AA- /BAA GENERAL MOTORS CO CV PFD B 37045V ... 12/08/2004 @ 103.00 JP MORGAN SECURITIES LLC (BIDL) (ID: 780097-AP-6) GENERAL ELEC CAP CORP PFD 4.875% @ 24.9503 544,440.50 BROKERAGE 872.84 TAX &/OR SEC 12.20 J.P. MORGAN SECURITIES ... MORGAN SECURITIES LLC (ID: 254709-20-7) GENERAL ELEC CAP CORP PFD 4.875% @ 24.94033 203,986.96 BROKERAGE 327.16 TAX &/OR SEC 4.57 J.P. MORGAN SECURITIES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540135.pdf

EFTA01568512Set 10

2009-12-0177p7,218w

09/30/2009 STEP CPN 3133XU-TS-2 AAA /AAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /AA2 JPMORGAN CHASE ... DEAL 12/11/09 VALUE 12/15/09 12/16 12/16 Accrued Interest Paid Misc. Receipt GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 FUNDS TRANSFERRED FROM MMIA ... Trade Date Settlement Date 12/16 Type Settled Securities Purchased 12/11 Purchase Description GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 @ 90.789 JP MORGAN SECURITIES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01568512.pdf

EFTA01121630Set 9

2013-11-2215p10,820w

Global Investment Opportunities Group J.P. Morgan Securities LLC. Account Position and MTM Summary (Open Positions

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121630.pdf

EFTA01569693Set 10

2011-08-0154p6,660w

XIII 7 7/8% PFD 173080-20-1 NA /BA1 FHLB 1.25% 09/29/15 GENERAL ELEC CAP CORP 313371-2G-0 AA+ /WR 93.09 MEDIUM TERM FLOATING RATE NOTE ... ASSET AC# Q52167006 TO INVESTMENT MANAGEMENT AC# A45685004 AS REQUESTED Corporate Interest GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 (ID: 36962G ... Adjustments Description AT&T INC COST BASIS ADJUSTMENT (ID: 00206R-10-2) GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 COST BASIS ADJUSTMENT

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01569693.pdf

EFTA01571396Set 10

2013-05-0163p7,412w

NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G ... COUNTRYWIDE CAPITAL V 7% PFD @ 0.4375 PER SHARE (ID: 222388-20-9) GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 (ID: 36962G

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01571396.pdf

EFTA01571200Set 10

2013-02-0164p7,458w

NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G ... COUNTRYWIDE CAPITAL V 7% PFD @ 0.4375 PER SHARE (ID: 222388-20-9) GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 (ID: 36962G

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01571200.pdf

EFTA01569880Set 10

2011-11-01138p14,308w

NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /A3 GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G ... EXCHANGE RATE 884.000001000 DEAL 10/31/11 VALUE 10/31/11 (ID: OIDRPR-AA-9) GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 AS OF 11/11/11 (ID: 36962G

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01569880.pdf

EFTA01539853Set 10

2012-07-0185p9,090w

2Al2 6% JAN 25 2037 DTD 02/27/2007 05952H-BY-4 CCC /C GENERAL ELEC CAP CORP 7.125% DEC 15 2049 DTD 06/12/2012 369622-SN-6 AA- /BAA BANK OF AMERICA ... Corporate Interest Corporate Interest Corporate Interest Corporate Interest FX Fwd Contract Description GENERAL ELEC CAP CORP 7.125% DEC 15 2049 DTD 06/12/2012 @ 105.75 JP MORGAN SECURITIES LLC (BIDL) TRADE DATE ... MIDSTREAM PARTNERS LP @ 21.00 J.P. MORGAN SECURITIES LLC (ID: 268858-10-0) GENERAL ELEC CAP CORP 7.125% DEC 15 2049 DTD 06/12/2012 @ 105.75 JP MORGAN SECURITIES LLC (BIDL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539853.pdf

EFTA01571595Set 10

2013-08-0172p8,075w

NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G ... COUNTRYWIDE CAPITAL V 7% PFD @ 0.4375 PER SHARE (ID: 222388-20-9) GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 (ID: 36962G

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01571595.pdf

EFTA01176583Set 9

2015-07-221p759w

US0003M + 20 bps A3 A Consumer, Non-cyclical 36962GK94 500 GENERAL ELEC CAP CORP 0.734% US0003M + 26 bps 09/15/2014 99.220 1.066 US0003M + 60 bps Al AA+ Financial 428236BS1 ... 09/19/2014 101.437 1.416 US0003M +95 bps A3 BBB+ Technology 36962GU51 1,000 GENERAL ELEC CAP CORP 0.669% US0003M + 20 bps 01/08/2016 97.123 1.466 US0003M + 100 bps Al AA+ Financial 38141GEG5 ... 03/22/2016 91.031 3.366 US0003M + 290 bps Al /*- A- Financial 36962G2V6 1,000 GENERAL ELEC CAP CORP 0.710% US0003M + 20 bps 05/11/2016 96.116 1.656 US0003M + 119 bps Al AA+ Financial 172967DM0

https://www.justice.gov/epstein/files/DataSet%209/EFTA01176583.pdf

EFTA02698510Set 11

2015-07-221p765w

US0003M + 20 bps A3 A Consumer, Non-cyclical 36962GK94 500 GENERAL ELEC CAP CORP 0.734% US0003M + 26 bps 09/15/2014 99.220 1.066 US0003M + 60 bps Al AA+ Financial ... 09/19/2014 101.437 1.416 US0003M + 95 bps /13 888+ Technology 36962GU51 1,000 GENERAL ELEC CAP CORP 0.669% US0003M + 20 bps 01/08/2016 97.123 1.466 US0003M + 100 bps Al AA+ Financial 38141GEG5 ... US0003M + 290 bps Al I.- A- Financial 36962G2V5 1,000 GENERAL ELEC CAP CORP 0.710% US0003M + 20 bps 05/11/2016 96.116 1.656 US0003M + 119 bps Al AA+ Financial 172967DM0

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02698510.pdf

EFTA01288520Set 10

2014-12-01252p106,698w

Original Cosl Basic $2.992.564.97 GENERAL ELEC CAP CORP NON CUM PFD SER Security Identifier: 3696225746 A 7.125% 06/12/62 WE DID 06112/12 CALLABLE 06115/22 Moody Rating SAM S P Rating ... 12/15109 CLB RD 12/12 PD 12115/14 12/15/14 80h INTEREST RECEIVED 2000000 GENERAL ELEC CAP CORP NON CG M PFD SER A 71,250.00 I.,50 369622Sh6 7.125% 06/12/62

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288520.pdf

EFTA01572012Set 10

2014-02-0160p7,072w

NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 EFTA01572031 36962G ... COUNTRYWIDE CAPITAL V 7% PFD @ 0.4375 PER SHARE (ID: 222388-20-9) GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 (ID: 36962G

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01572012.pdf

EFTA01570999Set 10

2012-11-0167p7,607w

NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G ... COUNTRYWIDE CAPITAL V 7% PFD @ 0.4375 PER SHARE (ID: 222388-20-9) GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 (ID: 36962G

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01570999.pdf