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Corpus: 1990-03-17 – 2025-12-01

March 2013

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Results by Dataset178 total

Set 9

Set 10

results for “"Equity/Mixed Shelfs"”

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EFTA02143799Set 10

2013-03-267p1,657w

TIVO, TRW, TYL, VCI, VLTR, XPL Shareholder Meetings: CLC, DPZ, LMNR, MEIP, BAP, GRVY Equity/Mixed Shelfs: N/A Other Newspaper Articles & Stories • Dollar Store Stocks Look Like Bargains Barron's • Cyprus

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02143799.pdf

EFTA02104426Set 10

2014-06-107p1,832w

LNKD, AMS, CROX, OFLX, ANTH, ALXA, ESS, PBYI, ISIS, ADSK, CVT Equity/Mixed Shelfs: IBTX ($250M), REXX, CA Other Newspaper Articles & Stories WSJ negative: Alibaba's IPO WSJ • Taxpayers Face

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02104426.pdf

EFTA02149177Set 10

2013-02-118p1,669w

CEMI, HAS, HNI, LTRX, MKC, SPWR, TCRD Shareholder Meetings: NRT, PBIP, CENT, SRDX Equity/Mixed Shelfs: ABCB (S100M), UNP, TYY ($300M) Other Newspaper Articles & Stories Barron's cover: The Barron's/Lipper

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02149177.pdf

EFTA02090972Set 10

2014-11-216p1,604w

LABL, MSA, OZM, PBI, PFPT, PRSC, REMY, STBA, T Shareholder Meetings: ATHM, LTRX, IKAN Equity/Mixed Shelfs: LEAF, LBIO ($100M), KSU, IBIO ($100M) Other Newspaper Articles & Stories WSJ positive: FireEye (FEYE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02090972.pdf

EFTA02143650Set 10

2013-04-107p1,711w

SNPS, SSI, SSL, TAHO, TIF, TSLA, VTNC Shareholder Meetings: GAM, BMO, LEN, MUSA, FMFC Equity/Mixed Shelfs: TRNX Other Newspaper Articles & Stories EFTA_R1_00799954 EFTA02143653 Barron's positive: Medicines

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02143650.pdf

EFTA02152106Set 10

2013-01-025p1,311w

Conferences: No major conferences Analyst/Investor Days: N/A Non-Deal Roadshows: N/A Shareholder Meetings: N/A Equity/Mixed Shelfs: AERL ($150M), LODE ($50M) Other Newspaper Articles & Stories Barron's positive: Bristol-Myers Squibb

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02152106.pdf

EFTA02154660Set 10

2012-11-235p1,209w

Conferences: No major conferences Analyst/Investor Days: N/A Non-Deal Roadshows: N/A Shareholder Meetings: N/A Equity/Mixed Shelfs: SPPI ($250M), BHLB ($150) Other Newspaper Articles tt Stories WSJ positive: Utilities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02154660.pdf

EFTA02148758Set 10

2013-02-129p2,266w

SWIR, TCRD, UTL, VOXX, XXIA, AJG Shareholder Meetings: KBW, MSCC, FICO, FRNK, MSPD Equity/Mixed Shelfs: N/A Other Newspaper Articles & Stories Barron's positive: Apple (AAPL) Barron's • Banks Make Smartphone

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02148758.pdf

EFTA02123897Set 10

2013-10-288p1,901w

HBAN, ITMN, KERX, PSDV, SCS, SQNS, STT, TXI, UTX Shareholder Meetings: YOKU, BTX, QNST Equity/Mixed Shelfs: GMLP Other Newspaper Articles & Stories Barron's cover: Explores political gridlock and slowing economic

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02123897.pdf

EFTA02115859Set 10

2014-02-069p2,419w

RVBD, SMCI, VMW Shareholder Meetings: WIX, GIL, MLVF, COL, ANEN, ARWR, ELX, LYRI, ENTA Equity/Mixed Shelfs: PTIE ($150M) Other Newspaper Articles & Stories WSJ negative: Twitter (TWTR) WSJ • U.S. Public Companies

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02115859.pdf

EFTA02126625Set 10

2013-09-279p2,126w

Deal Roadshows: CYOU, CAG Shareholder Meetings: CORE, FEIC, GCO, ISSI, MYGN, NFG, NYCB, SBGL Equity/Mixed Shelfs: N/A Other Newspaper Articles 8 Stories WSJ positive: Dish Network (DISH) WSJ WSJ cautious

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02126625.pdf

EFTA02133365Set 10

2013-07-2910p2,662w

Deal Roadshows: SILC, SYNT, TKMR Shareholder Meetings: NGG, PBH, SCM, FLEX, TRLG Equity/Mixed Shelfs: BXMT, EFX, EC Other Newspaper Articles & Stories Barron's cover: Negative on Fannie Mae (FNMA

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02133365.pdf

EFTA02125732Set 10

2013-10-047p1,721w

CHUY, DVN, FMER, GWW, HGR, PNW, PWR, XONE Shareholder Meetings: CALM, AVAV, SMIT Equity/Mixed Shelfs: N/A Other Newspaper Articles & Stories Barron's positive: Hertz (HTZ) Barron's • Twitter launches countdown

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02125732.pdf

EFTA02153545Set 10

2012-12-036p1,477w

TECD, TOT, WRLS, OGE Shareholder Meetings: DQ, CXDC, KNXA, GEOY, FMAR, FNSR, AIRM, Equity/Mixed Shelfs: OILT ($600M), NTAP, TBBK ($100M) Other Newspaper Articles & Stories Barron's cover: Discusses philanthropy

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02153545.pdf

EFTA02101743Set 10

2014-07-259p2,302w

major conferences Analyst/Investor Days: N/A Non-Deal Roadshows: NVS, VTL Shareholder Meetings: PETS, SWY Equity/Mixed Shelfs: N/A Other Newspaper Articles & Stories WSJ positive: Qualcomm (QCOM) WSJ, Baidu (BIDU) WSJ • BSkyB

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02101743.pdf

EFTA02120415Set 10

2013-12-119p2,318w

Shareholder Meetings: CGI, TO, PERF, SED, ARL, MPET, PLL, MXWL Equity/Mixed Shelfs: EXA ($75M), CBLI ($50M), CEMP ($100M) EFTA_R1_00753768 EFTA02120419 Other Newspaper Articles & Stories WSJ positive: General Motors

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02120415.pdf

EFTA02123600Set 10

2013-10-299p2,436w

ITMN, PLXS, QSII, SBNY, SCS, SLGN, STT, TXI, WAG Shareholder Meetings: AIT, CREE, NAUH Equity/Mixed Shelfs: KO Other Newspaper Articles & Stories WSJ cautious: AMC Networks (AMCX) WSJ • Osborne to launch

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02123600.pdf

EFTA02120846Set 10

2013-11-199p2,186w

Shareholder Meetings: NOK, CALI, UEPS, HAIN, MSFT, LTRX, CFNB, CSCO, PAA, NTSC, SHFL, LTON Equity/Mixed Shelfs: ATOS ($40M), GGS ($300M) Other Newspaper Articles & Stories WSJ cautious: Advanced Micro Devices

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02120846.pdf

EFTA02137279Set 10

2013-06-048p1,909w

VTUS, MOSY, LMCA, ALGT, KFS, RVM, ZNGA, ARII, DRCO, TFM, KIRK, LPNT, COLM, TSLA Equity/Mixed Shelfs: ROIC, EPD Other Newspaper Articles & Stories WSJ cautious: shareholders' vote on Elan's deals

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02137279.pdf

EFTA02154634Set 10

2012-11-126p1,421w

LSCC, MDVN, MINI, MSA, NVDA, TRNX, ZAGG Shareholder Meetings: PVSW EFTA_R1_00820735 EFTA02154636 Equity/Mixed Shelfs: AVT, TNGN, VGR Other Newspaper Articles & Stories Barron's cover: Barron's provides

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02154634.pdf